EFTA00169406 Current Classification: (click here for help) Internal Re: BSO Exception Request - DB POA Form [I] Zia Memon to: Zbynek Kozelsky, Vahe Stepanian Co: Jay Lipman, Tazia Smith, Fran M Wickman, Amanda Kirby 10/22/2013 07:54 AM
SenderDateSubject
Vahe Stepanian10/21/2013 08:47 AMBSO Exception Request
Zbynek Kozelsky10/22/2013 07:49 AMRe: BSO Exception
Zia Memon10/22/2013 07:54 AMRe: BSO Exception
## Classification: For internal use only BSO approved Zbynek Kozelsky Original Message ---- From: Zbynek Kozelsky Sent: 10/22/2013 07:49 AM EDT To: Vahe Stepanian/db/dbcom@DBAmericas@DBAMERICAS@DBCOEX; Zia Memon Cc: Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby Subject: Re: BSO Exception Request - DB POA Form [I] Classification: For internal use only Good morning Zia, Please see below. Ziggy Kozelsky Markets Coverage Group Deutsche Bank Securities Inc. Private Wealth Management 345 Park Avenue New York, NY 10154 Sent From Blackberry Vahe Stepanian
----- Original Message -----
From: Vahe Stepanian
Sent: 10/21/2013 08:47 AM EDT
To: Zia Memon
Cc: Zbynek Kozelsky; Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby
Subject: BSO Exception Request - DB POA Form [I]
Classification: For internal use only
Good Morning Zia, CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) USAO_001760 DB-SDNY-0000800 EFTA_00019670 EFTA00169407 Just wanted to follow up on an email that was sent over by Fran Wickman (pls. see below). As you may know, we are in the process of onboarding a new client, Jeffrey Epstein, who has already transferred in $120mm+ liquid across his accounts. A few items that we're requesting exceptions for: 1) Using DB POA for entity accounts (per Fran, POA is meant for natural persons accts.) - Client would like his assistants to have FULL POA over accts. Cannot use LTA in this situation. 2) Approval of Full POA for professional relationship (to agent) - requires BSO Approval 3) The signatures were notarized by one the Agents being appointed power of attorney - Client's assistant is notary. Assistant is NOT notarizing his own signature, just Jeanne's (other assistant). I've CC'ed Fran here who can correct if I've misstated or left anything off. Please let me know if you have any questions. We're meeting with the client tomorrow morning, so we would appreciate if you could please review at some point today. Thanks in advance for your help. Vahe ----- Forwarded by Vahe Stepanian/db/dbcom on 10/21/2013 08:35 AM -----
From:Fran M Wickman/db/dbcom
To:Vahe Stepanian/db/dbcom@DBAmericas, Jay Lipman/db/dbcom@DBAMERICAS,
Cc:Zbynek Kozelsky/db/dbcom@DBAmericas, MO CIP
Date:10/18/2013 02:52 PM
Subject:POA Issues [I]
Classification: For internal use only - DB POA is for Natural Persons accounts only. DB Limited Trading Authorization is to be completed for trusts & corporations. - Professional relationship to Agent requires BSO approval. Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht. - DB POA is for Natural Persons accounts only. DB Limited Trading Authorization is to be completed for corporations & LLCs. is not a valid acct #. Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht. The signatures were notarized by one the Agents being given power of attorney. Kind regards, Fran Wickman CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) USAO_001761 DB-SDNY-0000801 EFTA_00019671 EFTA00169408 ## Fran Wickman Deutsche Bank Securities Inc. Private and Institutional Client Services (PICS) 1 South Street, 21202-3298 Baltimore, MD, USA Passion to Perform CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) USAO_001762 DB-SDNY-0000802 EFTA_00019672