## COVER SHEET FOR GLOBAL MARKETS WITH NETTING CHECKLIST for Signature and for Processing

To: Cynthia Cuomo
	for Signature
To: Milagros Morales for Processing
From: Ajinkya Natarajan
Date: October 10,2015
Counterparty/Agent Name: Southern Financial, LLC
CP Principal(if applicable):
Jurisdiction of Organization: USA
Entity Type: Limited Liability Company
Type of Agreement:
	ISDA Master Agreement	Credit Support Annex	Amendment	Futures & Options Agrmt(scanning only)	Other
	$\Box$	$\Box$	$\boxed{\times}$	$\Box$	$\Box$

□ COUNTERPARTY IS URGENTLY REQUESTING THE RETURN OF THIS AGREEMENT. Attached, please find the following for review and signature: Execution copies of the above referenced agreement between Deutsche Bank AG and Southern Financial, LLC dated as of October 10, 2015. Supporting documentation: Enclosed or Missing/Pending: | Enc. or M/P | | :--- | :--- | (Note: The text is cut off at the bottom of the image, so it cannot be accurately transcribed.) ☐ ☐ Secretary of State/Registration Certificate of Inc./Restated Certificate of Inc. □ □ Charter and By-laws □ □ Offering document □ Limited Partnership Agreement □ □ Signature Specimen/Incumbency ☐ ☐ Corporate Resolution(s) □ □ Investment Management Agreement □ □ Sub-Management/Sub-Advisory Agreement | Enc. or M/P | | :--- | :--- | (Note: The text is cut off at the bottom of the image, so it cannot be accurately transcribed.) ☐ Legal Opinion ☐ Waived □ □ Guaranty □ □ Guaranty Signature Specimen/ Incumbency □ Blackline copy (against template), if applicable. ☐ ☐ IRS Tax Form W-8BEN PLM CONTRACT NUMBER: 640310 ☐ ☐ IRS Tax Form W-8IMY □ □ Other: □ □ Other: R:/Global _Markets/Netting Info/GM-CVRSHT w-Netting (Aug 5, 2010) USAO 001704 DB-SDNY-0000744 CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) EFTA_00019614 EFTA00169351 # PARAGON LEGAL MODULE (PLM) - NETTING INFORMATION STORAGE SHEET Negotiator: AJINKYA NATARAJAN Negotiator: AJINKYA NATARAJAN Counterparty: Southern Financial, Llc Contract #: 640310 Contract Type: Isda And Csa Amendment Please store the following information in Paragon Legal Module: In the master agreement’s Contract Details Screen: Credit Line Netting: YES □ NO □ Regulatory Netting YES □ NO □ In the CP Properties Screen for the Head Office: Credit Line Netting: YES □ NO □ Regulatory Netting YES □ NO □ In the CP Properties Screen for the CP Office ___ Credit Line Netting: YES □ NO □ N/A □ Regulatory Netting YES □ NO □ N/A □ In the CP Properties Screen for the CP Office ___ Credit Line Netting: YES □ NO □ N/A □ Regulatory Netting YES □ NO □ N/A □ In the field “Netting Comment”: In the field “Attention to”: Global _Markets/Netting Info/GM-CVRSHT w-Netting (Aug 5, 2010) CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) USAO_001705 DB-SDNY-0000745 EFTA_00019615 EFTA00169352