2. Account Ownership Summary
Account Name:			Gratitude America, Ltd					Acct. Number (if available):		44133251
Account Manager:			Paul Morris
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money market account to hold funds and earn interest.
Indicate from where the assets are expected to arrive? ☑ DB Group: Same Booking Center (indicate account number): 44133251 ☐ DB Group: Other Booking Center (indicate DB location and account details): ☐ Other Institution – (Indicate name & location): ☐ Physical Deposits (specify cash, securities, cheques, ...)
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)? Roughly 1-3 inflows and outflows per month ranging from $10,000 to $100,000
What is the expected volume of assets and currency for the account approx. 90 days after opening?						339,273.79			Currency		USD
What is the expected volume of assets and currency for the account approx. one year after opening?						320655.00			Currency		USD
Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M?						☐ Yes ☑ No
Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (>1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the “Other” column. • Always describe the relationship between the parties in the list column. • Please drill down to the ultimate/underlying Beneficial Owner(s).
Legal Entity	Description of Source of Wealth required	Parties related to this account	Account Holder	PIC Owner	Settlor of Trust / Founder of Foundation	Ultimate Beneficial Owner	Signatory or Full POA	Limited POA	Financial Intermediary (FIM)	Significant Shareholder (>=25%) Non-PIC entity (indicate ownership %)	Legal Representative	Grantor/Settler	Founding Donor	Other (please describe other roles and/or indicate relationship between parties)
1	□	□	Darren Indykke	□	□	□	□	□	□		□	□	□
2	□	✓	Jeffrey E. Epstein	□	□	✓	✓	□	□		□	□	□	sole member of LLC
3	✓	✓	Gratitude America Ltd	✓	□	□	□	□	□		□	□	□

CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000196 USAO 001159 7/11/2019 | EFTA_00019069 | | :--- | :--- | This is a simple Markdown document with no headings, paragraphs, or tables. It contains just one line of text. EFTA00168816 KYC Print Page 3 of 18

2. Account Ownership Summary
Account Name:				Neptune, LLC - Deposit					Acct. Number (<if available>)			42953424
Account Manager:				stewart oldfield
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account used for the daily needs of running Jeffrey Epstein's home in NYC.
Indicate from where the assets are expected to arrive?
☑ DB Group: Same Booking Center (indicate account number): 42953424 ☐ DB Group: Other Booking Center (indicate DB location and account details): ☐ Other Institution – (Indicate name & location): ☐ Physical Deposits (specify cash, securities, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)? Roughly 10 inflows and outflows per month ranging from $1,100 to $10,000
What is the expected volume of assets and currency for the account approx. 90 days after opening? 147,865.38 Currency usd
What is the expected volume of assets and currency for the account approx. one year after opening? 275000 Currency usd
Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? ☐ Yes ☑ No
Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (>1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the “Other” column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s).
Legal Entity	Description of Source of Wealth required	Parties related to this account	Account Holder	PIC Owner	Sector of Trust / Founder of Foundation	Ultimate Beneficiary Owner	Signatory or Full POA	Limited POA	Financial Intermediary (FIM)	Significant Shareholder (>25%) Non-PIC entity (Indicate ownership %)	Legal Representative	Grantor/Settler	Founding Donor	Other (please describe other roles and/or indicate relationship between parties)
1	☐	☑	Jeffrey E. Epstein	☐	☐	☐	☑	☐	☐		☐	☐		sole member of Neptune llc.
2	✓	✓	Neptune, LLC	✓	☐	☐	☐	☐	☐		☐	☐
3	☐	☐	Darren Indyk	☐	☐	☐	☐	☑	☐		☐	☐
4	☐	☐	Harry Beiler	☐	☐	☐	☐	☑	☐		☐	☐

CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000197 USAO 001160 7/11/2019 EFTA_00019070 EFTA00168817 KYC Print Page 4 of 18

2. Account Ownership Summary
Account Name:				NES, LLC - Deposit				Acct. Number (if available):		42953758
Account Manager:				stewart oldfield
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/experse account)? Deposit account to hold the funds necessary to cover the costs associated with running one of Jeffrey Epstein's homes and earn interest
Indicate from where the assets are expected to arrive?
☑ DB Group: Same Booking Center (indicate account number): 42953758 ☐ DB Group: Other Booking Center (indicate DB location and account details): ☐ Other Institution – (Indicate name & location): ☐ Physical Deposits (specify cash, securities, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)? Roughly 1-3 inflows and outflows per month ranging from $1000 to $10000
What is the expected volume of assets and currency for the account approx. 90 days after opening? 319,765.84 Currency usd
What is the expected volume of assets and currency for the account approx. one year after opening? 150000.00 Currency usd
Does/will the client have Assets Under Management (AuM) within DB under Eur, 3M? Yes No
Please list all parties related to the account. For each party:
• Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (>1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the “Other” column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlying Beneficial Owners(s).
Legal Entity of Source of Wealth required	Parties related to this account	Account Holder	PIC Owner	Settor of Trust / Founder of Foundation	Ultimate Beneficial Owner	Signator for Full POA	Limited POA	Financial Intermediary (FIM)	Significant Shareholder (>=25%) Non-PIC entity (indicate ownership %)	Legal Representative	Grantor/Settler	Founding Donor	Other (please describe other roles and/or indicate relationship between parties)
1	✓	✓	NES, LLC	✓	□	□	□	□	□	□	□	□	□
2	□	✓	Jeffrey Epstein	□	□	□	✓	□	□	□	□	□	□
3	□	□	Darren Indyke	□	□	□	✓	□	□	□	□	□	□
4	□	□	Harry Beller	□	□	□	✓	□	□	□	□	□	□

CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000198 USAO 001161 7/11/2019 | EFTA_00019071 | | :--- | :--- | This is a simple Markdown document with no headings, paragraphs, or tables. It contains just one line of text. EFTA00168818 KYC Print Page 5 of 18 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary

3A. Individual Details(for all parties)
Individual's Name:	Darren Indyke		Date of Birth:
Country of Residence:	USA		Country of Citizenship:	USA
Address of primary residence:			Has client resided outside of his/her country of nationality for 5 years or more?	Yes No
Profession/Occupation:	Lawyer		Tax ID / SSN:
Current Employer:	Southern Financial LLC		Position/Title/Rank:
Address of employer:	575 Lexington Avenue, 4th Fl Livingston NY United States 10022
Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange?(Not applicable for operating entities)			Yes No
Is the individual a Politically Exposed Person(PEP)?(if Yes, describe)			Yes No
To the best of your knowledge, is the individual related to an employee of the DB group?(if Family or Friendship, describe)			Family Friendship None
To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank(e.g., external legal counsel, client referral source, supplier of goods or services)?(if Yes, describe)			Yes No
If applicable, indicate which bank officers have met the person:		Indicate where and when the client meeting(s) took place:
Bank Officer Name(s)		Bank Office: Client Private Domicile: Client Place of Business: Other Location(specify): Date:
		□	□
		□	□
		□	□

Wealth Details for this individual are not filled in, because they are the same as for the following person:
3B. Wealth Details(Only for parties requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
Primary Country of source of wealth/source of Funds?
Primary industry of source of Wealth/Source of Funds?
Summarize Source of Wealth:		Business Owner Salary/Earnings Investment Inheritance/Gifts Other:
Further Describe Source of Wealth /Detail the history of wealth for each of the sources:(e.g. For trusts, how did settlor accumulate wealth?For inheritance,how did family accumulate wealth?For business owners,how long in business,how many employees,level of profitability?Indicate type of business,countries of major activities,important business partners.)
Estimated Annual Income($):		Estimated amount of investable assets($):
Estimated Net Worth($):		Amount of assets planned to invest with PWM($):
Other Known Financial Institutions:
Institution:	Country:		Est. Assets Under Mgt:
Institution:	Country:		Est. Assets Under Mgt:
Institution:	Country:		Est. Assets Under Mgt:

DB-SDNY-0000199 CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) USAO 001162 7/11/2019 EFTA_00019072 EFTA00168819 KYC Print Page 6 of 18 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000200 USAO 001163 7/11/2019 EFTA_00019073 EFTA00168820 KYC Print Page 7 of 18 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary

3A. Individual Details(for all parties)
Individual's Name:	Harry Beller			Date of Birth:
Country of Residence:	USA			Country of Citizenship:		USA
Address of primary residence:				Has client resided outside of his/her country of nationality for 5 years or more?		Yes No
Profession/Occupation:	Accountant			Tax ID / SSN:
Current Employer:	HBRK Associates, Inc			Position/Title/Rank:
Address of employer:	575 Lexington Avenue, 4th Floor Monsey NY United States 10022
Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange?(Not applicable for operating entities)			Yes No
Is the individual a Politically Exposed Person(PEP)?(if Yes, describe)			Yes No
To the best of your knowledge, is the individual related to an employee of the DB group?(if Family or Friendship, describe)			Family Friendship None
To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank(e.g., external legal counsel, client referral source, supplier of goods or services)?(if Yes, describe)			Yes No
If applicable, indicate which bank officers have met the person:		Indicate where and when the client meeting(s) took place:
Bank Officer Name(s)		Bank Office:	Client Private Domicile:	Client Place of Business:	Other Location(specify):	Date:
		□	□	□
		□	□	□
		□	□	□

Wealth Details for this individual are not filled in, because they are the same as for the following person:
3B. Wealth Details(Only for parties requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
Primary Country of source of wealth/source of Funds?
Primary industry of source of Wealth/Source of Funds?
Summarize Source of Wealth:		Business Owner Salary/Earnings Investment Inheritance/Gifts Other:
Further Describe Source of Wealth /Detail the history of wealth for each of the sources:(e.g. For trusts, how did settlor accumulate wealth?For inheritance,how did family accumulate wealth?For business owners,how long in business,how many employees,level of profitability?Indicate type of business,countries of major activities,important business partners.)
Estimated Annual Income($):		Estimated amount of investable assets($):
Estimated Net Worth($):		Amount of assets planned to invest with PWM($):
Other Known Financial Institutions:
Institution:	Country:		Est. Assets Under Mgt:
Institution:	Country:		Est. Assets Under Mgt:
Institution:	Country:		Est. Assets Under Mgt:

DB-SDNY-0000201 CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) USAO 001164 7/11/2019 EFTA_00019074 EFTA00168821 KYC Print Page 8 of 18 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000202 USAO 001165 7/11/2019 EFTA_00019075 EFTA00168822 KYC Print Page 9 of 18 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary

3A. Individual Details (for all parties)
Individual's Name:	Jeffrey E. Epstein - 00000483289			Date of Birth:		1/20/1953
Country of Residence:	USVI			Country of Citizenship:		USA
Address of primary residence:	Litte Saint James Saint Thomas 00802 United States			Has client resided outside of his/her country of nationality for 5 years or more?		□ Yes ✔ No
Profession/Occupation:	Self Empolyed			Tax ID / SSN:
Current Employer:	Southern Financial LLC			Position/Title/Rank:		President
Address of employer:	6100 Red Hook Quarter B3 St. Thomas United States 00802
Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities)				□ Yes ✔ No
Is the individual a Politically Exposed Person (PEP)?(if Yes, describe) close relationship with Bill Clinton and Prince Andrew.				✓ Yes □ No
To the best of your knowledge, is the individual related to an employee of the DB group?(if Family or Friendship, describe)				□ Family □ Friendship ✔ None
To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(if Yes, describe)				✓ Yes ✔ No
If applicable, indicate which bank officers have met the person:		Indicate where and when the client meeting(s) took place:
Bank Officer Name(s)		Bank Office:	Client Private Domicile:	Client Place of Business:	Other Location (specify):	Date:
		□	□	□
		□	□	□
		□	□	□

3B. Wealth Details(Only for parties requiring of wealth description as indicated in Section 2)
Nature of the Individual's Business:	Private investments
Primary Country of source of wealth/source of Funds?
Primary industry of source of Wealth/Source of Funds?
Summarize Source of Wealth:	Business Owner Salary/Earnings Investment Inheritance/Gifts Other:
Further Describe Source of Wealth/Detail the history of wealth for each of the sources:(e.g. For trusts, how did settlor accumulate wealth?For inheritance,how did family accumulate wealth?For business owners,how long in business,how many employees,level of profitability?Indicate type of business,countries of major activities,important business partners.)Jeffrey Edward Epstein(born January 20,1953) is an American financier and registered sex offender in the United States.He worked at Bear Stearns early in his career and then formed his own firm,J.Epstein & Co.In 2008,Epstein was convicted of soliciting an underage girl for prostitution,for which he served 13 months in prison.He lives in the US Virgin Islands.Epstein taught calculus and physics at the Dalton School in Manhattan from 1973 to 1975.Among his students was a son of Alan C.Greenberg,chairman of Bear Stearns.In 1976,Epstein started work as an options trader at Bear Stearns where he worked in the special products division,advising high-net-worth clients on tax strategies.Proving successful in his financial career,in 1980 Epstein became a partner at Bear Stearns.In 1982,Epstein founded his own financial management firm.J.Epstein & Co.,managing the assets of clients with more than $1 billion in net worth.In 1987,Leslie Wexner,founder and chairman of Ohio-based The Limited chain of women's clothing stores,became a well-known client.Wexner acquired Abercrombie & Fitch the following year.In 1992 he converted a private school on the Upper East Side into an enormous residence.Epstein later bought that property,the wealthiest part of Manhattan.In 1996,Epstein changed the name of his firm to the Financial Trust Company and,for tax advantages,based it on the island of St. Thomas in the U.S.Virgin Islands.In 2003,Epstein bid to acquire New York magazine.Other bidders were advertising executive Donny Deutsch,investor Nelson Peltz,media mogul and publisher Mortimer Zuckerman,who had the New York Daily News,and film producer Harvey Weinstein.They were ultimately outbid by Bruce Wasserstein,a longtime Wall Street investor,who paid $55 million.

CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000203 USAO 001166 7/11/2019 EFTA_00019076 EFTA00168823 KYC Print Page 10 of 18 In 2004, Epstein and Zuckerman committed up to $25 million to finance Radar a celebrity and pop culture magazine founded by Maer Roshan. Epstein and Zuckerman were equal partners in the venture. Roshan, as its editor-in-chief, retained a small ownership stake. Presently, Mr. Epstein founded Southern Trust Company Inc, a private consulting company that invests the assets of their clients and gets their revenue from the return of these investments. Southern Trust invests in different portfolios catered to their clients and makes their revenue based on the returns and the fees associated with managing their client’s assets. Estimated Annual Income($): 10,000,000.00 Estimated amount of investable assets($): $50 MM - 100 MM Estimated Net Worth($): $500 MM + Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family members, etc.): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary

3C. Legal Entity Details(For all Legal Entities)
Legal Entity Name:	Gratitude America Ltd - 00000499760
Type of Entity:	Foundation/Association Trust Company Estate Partnership	Purpose of Entity:	Private Investment Philanthropic/Charitable Commercial
Type of Entity Other(specify):			Purpose of Entity Other(specify):
Country of incorporation/registration:	USVI		Date of incorporation/ registration:4/25/2012
Volcker Status:	Estate or Charitable/Philantophic		Volcker Flag:No
Address(city, street, post code):	6100 Red Hook Quarter,B3 St. Thomas 00802 United States		U.S.TIN/EIN:66-0789697
Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settlor and beneficiaries,etc.:501(c)3 foundation.Jeffrey Epstein is president,Darren Indyke is treasurer and Erika Kellerhals is Secretary.The signors on this account are Jeffrey Epstein and Darren Indyke
Please indicate how ownership of the legal entity is reflected:
☐ Special attention:Bearer Shares-Indicate where shares are custodied:
Describe the chain from the direct owner of the entity to the ultimate beneficial owner(if not the same persons).501(c)3 foundation.Jeffrey Epstein is president,Darren Indyke is treasurer and Erika Kellerhals is Secretary.The signors on this account are Jeffrey Epstein and Darren Indyke
To the best of your knowledge,is the entity party to a non-banking relationship with Deutsche Bank(e.g.external legal counsel,client referral source,supplier of goods or services)?		YesNo
Describe Nature of Entity's Primary Business and Investment Activities
Nature of the business:	The foundation has not yet started distributing funds and is still determining what endeavors they will support.They hope to support a broad range of efforts including,but not limited to,education,science,research,etc.
Countries where business is transacted:	USA,USVI
Number of employees:	3

3D. Wealth Profile(Only for parties requiring source of wealth description as indicated in Section 2)
Primary Country of source of wealth/source of Funds?
Primary industry of source of Wealth/Source of Funds?
Provide Evidence of Corporate Assets(e.g. balance sheet or equivalent summary of assets/liabilities):

CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000204 USAO 001167 7/11/2019 | EFTA_00019077 | | :--- | :--- | This is a simple Markdown document with no headings, paragraphs, or tables. It contains just one line of text: "EFTA_00019077". EFTA00168824 KYC Print Page 11 of 18

Estimated gross receipts		500,000.00
Estimated net profit		500,000.00
Estimated investable assets		$2MM-5MM
Potential Amount to be invested with PWM		100,000.00
Other Known Financial Institutions:
Institution:	DB	Country:	USA	Est. Assets Under Mgt:	100,000.00
Institution:		Country:		Est. Assets Under Mgt:
Institution:		Country:		Est. Assets Under Mgt:

3C. Legal Entity Details(For all Legal Entities)
Legal Entity Name:	Gratitude America -
Type of Entity:	Foundation/Association Trust Company Estate Partnership	Purpose of Entity:		Private Investment Philanthropic/Charitable Commercial
Type of Entity Other(specify):			Purpose of Entity Other(specify):
Country of incorporation/registration:	USVI		Date of incorporation/registration:4/25/2012
Volcker Status:	Estate or Charitable/Philantrophic		Volcker Flag:No
Address(city, street, post code):	6100 Red Hook Quarter,B3 St. Thomas 00802		U.S.TIN/EIN:66-0789697
Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settlor and beneficiaries,etc.501(c)3 foundation.Jeffrey Epstein is president,Darren Indyke is treasurer and Erika Kellerhals is Secretary.The signors on this account are Jeffrey Epstein and Darren IndykePlease indicate how ownership of the legal entity is reflected:501(c)3 foundation.Jeffrey Epstein is president,Darren Indyke is treasurer and Erika Kellerhals is Secretary
Special attention:Bearer Shares-Indicate where shares are custodied:
Describe the chain from the direct owner of the entity to the ultimate beneficial owner(if not the same persons):501(c)3 foundation.Jeffrey Epstein is president,Darren Indyke is treasurer and Erika Kellerhals is Secretary.The signors on this account are Jeffrey Epstein and Darren IndykeTo the best of your knowledge,is the entity party to a non-banking relationship with Deutsche Bank(e.g.external legal counsel,client referral source,supplier of goods or services)?YesNo
Describe Nature of Entity's Primary Business and Investment Activities
Nature of the business:	The foundation supports a broad range of efforts including,but not limited to,education,science,research,etc.
Countries where business is transacted:	USA,USVI
Number of employees:	3

3D. Wealth Profile(Only for parties requiring source of wealth description as indicated in Section 2)
Primary Country of source of wealth/source of Funds?
Primary industry of source of Wealth/Source of Funds?
Provide Evidence of Corporate Assets(e.g. balance sheet or equivalent summary of assets/liabilities):The foundation is funded by Jeffrey Epstein.Please revert to his source of wealth for more details.
Estimated gross receipts($):	500,000.00

CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000205 USAO 001168 7/11/2019 | EFTA_00019078 | | :--- | :--- | This is a simple Markdown document with no headings, paragraphs, or tables. It contains just one line of text. EFTA00168825 KYC Print Page 12 of 18

Estimated investable assets ($):			<$1 MM
Potential Amount to be invested with PWM ($):			100,000.00
Other Known Financial Institutions:
Institution:	DB		Country:	USA	Est. Assets Under Mgt:	100,000.00
Institution:			Country:		Est. Assets Under Mgt:
Institution:			Country:		Est. Assets Under Mgt:
One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary
3C. Legal Entity Details(For all Legal Entities)
Legal Entity Name:	Neptune, LLC - 00000487264
Type of Entity:	Foundation/Association Trust Company Estate Partnership			Purpose of Entity:	Private Investment Philanthropic/Charitable Commercial
Type of Entity Other(specify):				Purpose of Entity Other(specify):
Country of incorporation/registration:	USA			Date of incorporation / registration:	12/21/2011
Volcker Status:	Determination Required			Volcker Flag:	No
Address(city, street, post code):	6100 Red Hook, Quarter B3 St, Thomas 00802			U.S. TIN/EIN:	45-4093384
Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settlement and beneficiaries,etc.;Single member LLC, Jeffrey Epstein is the sole member.The signors on this account are Jeffrey Epstein,Harry Beller,and Darren Indyke.
Please indicate how ownership of the legal entity is reflected:
Special attention:Bearer Shares - Indicate where shares are custodied;
Describe the chain from the direct owner of the entity to the ultimate beneficial owner(if not the same persons))
To the best of your knowledge,is the entity party to a non-banking relationship with Deutsche Bank(e.g.external legal counsel,client referral source,supplier of goods or services)?YesNo
Describe Nature of Entity's Primary Business and Investment Activities
Nature of the business:		This LLC was formed to hold the funds necessary to cover the costs and taxes associated with running Jeffrey Epstein's NYC home
Countries where business is transacted:		USA
Number of employees:		1

3D. Wealth Profile(Only for parties requiring source of wealth description as indicated in Section 2)
Primary Country of source of wealth/source of Funds?
Primary industry of source of Wealth/Source of Funds?
Provide Evidence of Corporate Assets(e.g. balance sheet or equivalent summary of assets/liabilities):This LLC is funded my contributions made by Jeffrey Epstein.
Estimated gross receipts($):	1,000,000.00
Estimated net profit($):	1,000,000.00
Estimated investable assets($):	<$1 MM
Potential Amount to be invested with PWM($):

DB-SDNY-0000206 CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) USAO 001169 7/11/2019 | EFTA_00019079 | | :--- | :--- | This is a simple Markdown document with no headings, paragraphs, or tables. It contains just one line of text. EFTA00168826 KYC Print Page 13 of 18

Other Known Financial Institutions:
Institution:	db	Country:	usa	Est. Assets Under Mgt:
Institution:		Country:		Est. Assets Under Mgt:
Institution:		Country:		Est. Assets Under Mgt:

3C. Legal Entity Details(For all Legal Entities)
Legal Entity Name:	NES, LLC - 00000487265
Type of Entity:	Foundation/Association Trust Company Estate Partnership	Purpose of Entity:	Private Investment Philanthropic/Charitable Commercial
Type of Entity Other(specify):	Purpose of Entity Other(specify):
Country of incorporation/registration:	USA		Date of incorporation/ registration:8/13/1998
Volcker Status:	Determination Required		No
Address(city, street, post code):	6100 Red Hook Quarter,B3 St,Thomas 00802 United States		U.S.TIN/EIN:13-4146141
Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settlor and beneficiaries,etc.;Single member LLC.Jeffrey Epstein is the sole member.The signors on this account are Jeffrey Epstein,Darren Indyke and Harry Beller
Please indicate how ownership of the legal entity is reflected:
Special attention:Bearer Shares-Indicate where shares are custodied;
Describe the chain from the direct owner of the entity to the ultimate beneficial owner(if not the same persons)。
To the best of your knowledge,is the entity party to a non-banking relationship with Deutsche Bank(e.g.external legal counsel,client referral source,supplier of goods or services)?YesNo
Describe Nature of Entity's Primary Business and Investment Activities
Nature of the business:		NES,LLC was formed to take care of the expenses associated with running one of Jeffrey Epstein's homes
Countries where business is transacted:		USA,USVI
Number of employees:		1

3D. Wealth Profile(Only for parties requiring source of wealth description as indicated in Section 2)
Primary Country of source of wealth/source of Funds?
Primary Industry of source of Wealth/Source of Funds?
Provide Evidence of Corporate Assets(e.g. balance sheet or equivalent summary of assets/liabilities):All funds come from Jeffrey Epstein, who has been previously
Estimated gross receipts($):		1,000,000.00
Estimated net profit($):		500,000.00
Estimated investable assets($):		<$1 MM
Potential Amount to be invested with PWM($):
Other Known Financial Institutions:
Institution:	DB	Country:	USA	Est. Assets Under Mgt:

DB-SDNY-0000207 CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) USAO 001170 7/11/2019 EFTA_00019080 EFTA00168827 KYC Print Page 14 of 18

Institution:		Country:		Est. Assets Under Mgt:
Institution:		Country:		Est. Assets Under Mgt:

CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000208 USAO 001171 7/11/2019 EFTA_00019081 EFTA00168828 KYC Print Page 15 of 18 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B

Relationship Name	SOUTHERN FINANCIAL RELATIONSHIP
Risk Rating Comments:
Booking Center	NY	NY/Offshore	Offshore		Moderate Risk	High Risk	Yoonsun Chung
(Compliance Signature)
DB Employee	DB Managed PIC			DB is Trustee/Co-Trustee				Bearer Shares

4. Attachments
A.	Type of Photo ID Provided	Drivers License	Passport National/State ID Other
B.	Checklist of names (individuals and/or entities) that were submitted for database searches is attached	Yes	No
C.	Please indicate the results of the database searches performed
	RDC searches complete	Yes	No negative results found Yes
	PCR checks complete	Yes	No negative results found Yes
	OFAC checks complete	Yes	No negative results found Yes
	BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, ■)	Yes	No negative results found Yes
	Denial Orders checks complete	Yes	No negative results found Yes
	Martindale-Hubbell searched (Lawyers/Law Firms only)	Yes	No negative results found Yes
	Please summarize any negative results from the database searches indicated above: GRATITUDE AMERICA: No negative media No court cases
D.	DARREN INDYKE: Negative media mentions his name as an owner of a building. The negative media is not about him individually but about the others mentioned. No court cases
E.	JEFFREY EPSTEIN: Previously approved KYC #: 01082293 & 01121718 All negative media pertains to court cases which have been previously approved in the above mentioned KYCs. Court Cases have been closed
	Neptune LLC: The court case in the research is a false positive and does not refer to the entity that is part of this KYC. The entity in the court case refers to a NYC entity owned by Salvatore Judice, where as the entity in this KYC is a USVI entity solely owned by Mr. Epstein. Neptune LLC owned by Jeffrey Epstein donated to Gary King's campaign for $5,200 in 2006. Mr. Epstein is already noted as a PEP
F.		Yes	No
	To the best of your knowledge, has the client ever been convicted of a criminal offense?
G.		Yes	No
	Does the client or related party have any financial or other association / interactions within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)?
H.		Yes	No
I.	Corporate Documentation Attached (Legal Entities Only)	Yes	No Not Applicable
J.	Undisclosed Principal Form Complete (Intermediaries Only)	Yes	No Not Applicable
K.	If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non-English Documentation:
L.	Special Risk Factors

DB-SDNY-0000209 CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) USAO 001172 7/11/2019 EFTA_00019082 EFTA00168829 KYC Print Page 16 of 18

Does the account have Nexus to Special Risk Countries?	Yes	No
Is the account structure unusually complex?	Yes	No
Is there any indication the client set up a non operating company expressly for the purpose of transferring shares to third parties?	Yes	No
Is there any indication this could be a prohibited business relationship?	Yes	No
Are the bearer shares identified subject to acceptable controls?	Yes	No

CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000210 USAO 001173 7/11/2019 EFTA_00019083 EFTA00168830 KYC Print Page 17 of 18

M. Case Comments
Created By	Date	Comments
Dimitra Manley	8/16/117 3:06 PM	This KYC serves as a high risk update for the below listed clients(together "accountholders")-1. Gratitude America, Ltd2. Neptune, LLC3. NES, LLCBelow are the reasons why we are comfortable with approving this KYC:Information and supporting documents required by our AML Policy were provided and reviewed;and as a result,we have an understanding of the structure of the account holders,their purpose,the purpose of the accounts and expected transaction activity.There are a few risk factors associated with the account holders-SOW:The UBOs(Jeffrey Epstein) is the founder of Southern Trust Company Inc,which manages clients assets.SOW verification was obtained.Negative Media&PEP:There is some negative media against Mr Epstein and he is also maintains a close relationship with Bill Clinton and Prince Andrew.Please see risk calculator for more information.Appropriate approval was obtained.Our review did not identify any red flags and thus there was no need to escalate this case further.We performed due diligence searches on all parties and did not find the names searched to be on any sanctions lists
Cynthia Rodriguez	8/16/117 1:32 PM	Client confirmed on a call that there were no changes to these accounts on 7/26/2017.
Cynthia Rodriguez	7/13/117 10:05 AM	Haze Trust and Butterfly trust have been removed from this remediation kyc and added to kyc case 01804531as beneficiary information is still pending.
Cynthia Rodriguez	7/10/117 11:59 AM	Source of Wealth for Jeffrey Epstein is attached.

ONSHORE APPROVALS
Client Facing Professional(CFP):	stewart oldfield	(Signature) stewart oldfield	7/5/2017
Office Director/Business Head:	Andrew F Gallivan	(Signature) Andrew F Gallivan	7/6/2017
Regional Office Director:		(Signature)
AML Business Risk:		(Signature)
AML Compliance:	D. Manley obo Kshitij Golani	(Signature)	8/16/2017
	D. Manley obo Kshitij Golani	D. Manley obo Kshitij Golani	8/16/2017
	Yoonsun Chung	Yoonsun Chung	8/16/2017

LATAM/INTERNATIONAL APPROVALS
Client Facing Professional(CFP):		(Signature)
Account Manager:		(Signature)
Global Market Team Head(GMTH)/Sub-Market Team Head(SMTH):		(Signature)
AML Business Risk:		(Signature)
AML Compliance:		(Signature)

DB-SDNY-0000211 CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) USAO 001174 7/11/2019 EFTA_00019084 EFTA00168831 KYC Print Page 18 of 18 PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals1(1) (CFP’s) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP’s) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000212 USAO 001175 7/11/2019 EFTA_00019085 EFTA00168832