KYC Print Page 1 of 14 DB PWM GLOBAL KYC/NCA: PART A # 1. Relationship Details | Relationship Name: | EPSTEIN, JEFFREY RELATIONSHIP:00000483290 | Booking Center: | New York | | :--- | :--- | :--- | :--- | | Relationship Manager: | Stewart Oldfield | | | | Relationship to PWM: | □ New PWM Relationship | □ Existing PWM Relationship | | | :--- | :--- | :--- | ---| | If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: Update of KYC #01133113. Beneficiaries have changed | | | | How Was the Client(s) Introduced? How long has the RM personally known the client? | ☑ Client Referral | ☐ RM Prospect | ☐ Intermediary/FIM | ☐ Other Source (CIB, etc.) | | Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein (President of Gratitude America) is a current client of the bank and reached out to Stewart Oldfield to update the beneficiaries to his Butterfly Trust. | | | | Does Deutsche Bank pay a retrocession or similar compensation to a third party for the introduction of this relationship? | ☐ Yes | ☑ No | | | *(If Yes, describe)*: | | | | List all existing and new accounts involved in this relationship | | | | | :--- | :--- | :--- | :--- | | Legal Entity Account(s) | Account Name / Number | Opening Date (intended/actual) | | | 1 | Butterfly Trust -- Checking | 10/9/2013 | | | 2 | Butterfly Trust -- Money Market | 10/9/2013 | | Who is the primary contact person for the RM? (Note: This person needs to have signatory rights and/or information right for the accounts.): | Harry Beller | Preferred method of contact (indicate phone no., fax no., e-mail address, etc.): | https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e.. CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002809 EFTA_00016283 EFTA00167035 KYC Print Page 2 of 14 One sheet must be established for each account to be opened

2. Account Ownership Summary
Account Name:				Butterfly Trust -- Checking					Acct. Number (if available)
Account Manager:				Paul Morris
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? This is a checking account to hold funds for the trust.
Indicate from where the assets are expected to arrive?
☐ DB Group: Same Booking Center (indicate account number): ☐ DB Group: Other Booking Center (indicate DB location and account details): ☑ Other Institution (Indicate name & location): JPMorgan. New York, NY ☐ Physical Deposits (specify cash, securities, cheques, ...)
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)? Roughly 5-10 inflows and outflows per month ranging from $1,000 to $20,000
What is the expected volume of assets and currency for the account approx. 90 days after opening?
What is the expected volume of assets and currency for the account approx. one year after opening?
Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? Yes No
Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the “Other” column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s).
Legal Entity	Description of Source or Wealth required	Parties related to this account	Account Holder	PIC Owner	Settler of Trust / Founder of Foundation	Ultimate Beneficial Owner	Signatory for Full POA	Limited POA	Financial Intermediary (FIM)	Significant Shareholder (> 25%) Non-PIC entity (indicate ownership %)	Legal Representative	Grantor/Settler	Founding Donor	Other (please describe other roles and/or indicate relationship between parties)
1	□	✓	Jeffrey Epstein	□	□	✓	□	□	□	□	□	□	□	Grantor;
2	□	□	Harry Beller	□	□	□	□	✓	□	□	□	□	□	Trustee;
3	□	□	Erika Kellerhals	□	□	□	□	✓	□	□	□	□	□	Trustee;
4	✓	✓	Butterfly Trust	✓	□	□	□	□	□	□	□	□	□

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EFTA_00016284 EFTA00167036 KYC Print Page 3 of 14

2. Account Ownership Summary
Account Name:				Butterfly Trust -- Money Market					Acct. Number (<available>)
Account Manager:				Paul Morris
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money Market account. To hold cash for the trust to earn interest
Indicate from where the assets are expected to arrive? ☐ DB Group: Same Booking Center (indicate account number): ☐ DB Group: Other Booking Center (indicate DB location and account details): ☑ Other Institution (indicate name & location): JPMorgan, New York, NY ☐ Physical Deposits (specify cash, securities, cheques, ...)
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)? Roughly 1-2 inflows and outflows per month ranging from $1,000 to $10,000									Currency	USD
What is the expected volume of assets and currency for the account approx. 90 days after opening?									Currency	USD
What is the expected volume of assets and currency for the account approx. one year after opening?						1,000,000.00			Currency	USD
Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M?						☐ Yes ☑ No
Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (>1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the “Other” column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s).
Legal Entity	Description of Source of Wealth required	Parties related to this account	Account Holder	PIC Owner	Settler of Trust / Founder of Foundation	Ultimate Beneficial Owner	Signatory Full POA	Limited POA	Financial Intermediary (FIM)	Significant Shareholder (>25%) Non-PIC entity (indicate ownership %)	Legal Representative	Grantor/Settion Founding Donor	Other (please describe other roles and/or indicate relationship between parties)
1	□	✓	Jeffrey Epstein	□	□	✓	□	□	□	□	□	□	Grantor;
2	✓	✓	Butterfly Trust	□	□	□	□	□	□		□	□
3	□	□	Harry Beller	□	□	□	□	□	□		□	□	Trustee;
4	□	□	Erika Kellerhals	□	□	□	✓	□	□		□	□	Trustee;

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EFTA_00016285 EFTA00167037 KYC Print Page 4 of 14 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary

3A. Individual Details (for all parties)
Individual's Name:	Jeffrey Epstein - 00000483289			Date of Birth:		1/20/1953
Country of Residence:	USVI			Country of Citizenship:		USA
Address of primary residence:	Litte Saint James Saint Thomas 00802			Has client resided outside of his/her country of nationality for 5 years or more?		□ Yes ✔ No
Profession/Occupation:	Self Empolyed			Tax ID / SSN:
Current Employer:	Southern Financial LLC			Position/Title/Rank:		President
Address of employer:	6100 Red Hook Quarter B3 St. Thomas 00802
Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities)
Is the individual a Politically Exposed Person (PEP)?(if Yes, describe)
To the best of your knowledge, is the individual related to an employee of the DB group?(if Family or Friendship, describe)
To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(if Yes, describe)
If applicable, indicate which bank officers have met the person:		Indicate where and when the client meeting(s) took place:
Bank Officer Name(s)		Bank Office:	Client Private Domicile:	Client Place of Business:	Other Location (specify):		Date:
Paul Morris		□	□	✔			9/13/2013
		□	□	□
		□	□	□

3B. Wealth Details(Only for parties requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:		Private investments
Primary Country of source of wealth/source of Funds?
Primary industry of source of Wealth/Source of Funds?
Summarize Source of Wealth:		Business Owner Salary/Earnings Investment Inheritance/Gifts Other:
Further Describe Source of Wealth /Detail the history of wealth for each of the sources:(e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partner in 1980.In 1982, Epstein founded his own financial management firm, J.Epstein & Co., managing the assets of clients with more than a billion in net worth.In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands.All of his clients were anonymous except for the very wealthy businessman Leslie Wexner.His wealth has come from his days at Bear Stearns and his financial management firms
Estimated Annual Income($):	10,000,000.00	Estimated amount of investable assets($):		$50 MM - 100 MM
Estimated Net Worth($):	$100 MM - 500 MM	Amount of assets planned to invest with PWM($):		5,000,000.00
Other Known Financial Institutions:
Institution:	JPM	Country:	USA	Est. Assets Under Mgt:	120,000,000.00

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Institution:	Deutsche Bank	Country:	USA	Est. Assets Under Mgt:	70,000,000.00
Institution:		Country:		Est. Assets Under Mgt:
Please indicate the family situation of the individual(marital status, other family members, etc.)：

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3A. Individual Details (for all parties)
Individual's Name:	Harry Beller			Date of Birth:
Country of Residence:	USA			Country of Citizenship:		USA
Address of primary residence:				Has client resided outside of his/her country of nationality for 5 years or more?		□ Yes ✔ No
Profession/Occupation:	Accountant			Tax ID / SSN:
Current Employer:	HBRK Associates, Inc			Position/Title/Rank:
Address of employer:	575 Lexington Avenue, 4th Floor Monsey NY United States 10022
Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities)				□ Yes ✔ No
Is the individual a Politically Exposed Person (PEP)?(if Yes, describe)				□ Yes ✔ No
To the best of your knowledge, is the individual related to an employee of the DB group?(if Family or Friendship, describe)				□ Family □ Friendship ✔ None
To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(if Yes, describe)				□ Yes ✔ No
If applicable, indicate which bank officers have met the person:		Indicate where and when the client meeting(s) took place:
Bank Officer Name(s)		Bank Office:	Client Private Domicile:	Client Place of Business:	Other Location (specify):	Date:
		□	□	□
		□	□	□
		□	□	□

3B. Wealth Details(Only for parties requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
Primary Country of source of wealth/source of Funds?
Primary industry of source of Wealth/Source of Funds?
Summarize Source of Wealth:		Business Owner Salary/Earnings Investment Inheritance/Gifts Other:
Further Describe Source of Wealth /Detail the history of wealth for each of the sources:(e.g. For trusts, how did settlor accumulate wealth?For inheritance,how did family accumulate wealth?For business owners,how long in business,how many employees,level of profitability?Indicate type of business,countries of major activities,important business partners.)
Estimated Annual Income($):		Estimated amount of investable assets($):
Estimated Net Worth($):		Amount of assets planned to invest with PWM($):
Other Known Financial Institutions:
Institution:	Country:		Est. Assets Under Mgt:
Institution:	Country:		Est. Assets Under Mgt:
Institution:	Country:		Est. Assets Under Mgt:

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DB-SDNY-0002814 EFTA_00016288 EFTA00167040 KYC Print Page 7 of 14 Please indicate the family situation of the individual (marital status, other family members, etc.):

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EFTA00167041 KYC Print Page 8 of 14 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary

3A. Individual Details (for all parties)
Individual's Name:	Erika Kellerhals			Date of Birth:
Country of Residence:	USA			Country of Citizenship:		USA
Address of primary residence:				Has client resided outside of his/her country of nationality for 5 years or more?		□ Yes ✔ No
Profession/Occupation:	Attorney			Tax ID / SSN:
Current Employer:	Kellerhals Ferguson Kroblin PLLC			Position/Title/Rank:
Address of employer:	9100 Port of Sale Mall, Ste 15 St. Thomas 00802
Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities)				□ Yes ✔ No
Is the individual a Politically Exposed Person (PEP)?(if Yes, describe)				□ Yes ✔ No
To the best of your knowledge, is the individual related to an employee of the DB group?(if Family or Friendship, describe)				□ Family □ Friendship ✔ None
To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(if Yes, describe)				□ Yes ✔ No
If applicable, indicate which bank officers have met the person:		Indicate where and when the client meeting(s) took place:
Bank Officer Name(s)		Bank Office:	Client Private Domicile:	Client Place of Business:	Other Location (specify):		Date:
		□	□	□
		□	□	□
		□	□	□

3B. Wealth Details(Only for parties requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
Primary Country of source of wealth/source of Funds?
Primary industry of source of Wealth/Source of Funds?
Summarize Source of Wealth:		Business Owner Salary/Earnings Investment Inheritance/Gifts Other:
Further Describe Source of Wealth /Detail the history of wealth for each of the sources:(e.g. For trusts, how did settlor accumulate wealth?For inheritance,how did family accumulate wealth?For business owners,how long in business,how many employees,level of profitability?Indicate type of business,countries of major activities,important business partners.)
Estimated Annual Income($):		Estimated amount of investable assets($):
Estimated Net Worth($):		Amount of assets planned to invest with PWM($):
Other Known Financial Institutions:
Institution:	Country:		Est. Assets Under Mgt:
Institution:	Country:		Est. Assets Under Mgt:
Institution:	Country:		Est. Assets Under Mgt:

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EFTA_00016290 EFTA00167042 KYC Print Page 9 of 14


Please indicate the family situation of the individual(marital status,other family members,etc.)：

# One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Summary ## 3C. Legal Entity Details (For all Legal Entities) | Legal Entity Name: | Butterfly Trust - 00000486426 | Purpose of Entity: | Private Investment Philanthropic/Charitable Commercial | | :--- | :--- | :--- | :--- | | Type of Entity: | □ Foundation/Association ✔ Trust □ Company □ Estate □ Partnership | Purpose of Entity: | ✔ Private Investment Philanthropic/Charitable Commercial | | Type of Entity Other (specify): | | Purpose of Entity Other (specify): | | | Country of incorporation/registration: | USA | Date of incorporation / registration: | 12/27/2006 | | Volker Status: | Determination Required | Volcker Flag: | No | Address (city, street, post code): 6100 Red Hook Quarter B3 St, Thomas 00802 United States Provide a description of the entity’s organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability, settlor and beneficiaries etc.: This is an irrevocable trust set up by Jeffrey Epstein as the grantor. The the beneficiaries for the trust are being updated by the current trustees. The trustees are Harry Baller and Erika Kellerhalts. The beneficiaries are: Darren Indyke Karyna Shullak Richard Kahn

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Attached are the original trust agreement and the addition/deletion of beneficiary instrument to support this change. According to the original trust agreement, the trustees have the right during the lifetime of the Grantor to delete or add beneficiaries under Article 3 of the agreement.
Please indicate how ownership of the legal entity is reflected: trust agreement
Special attention: Bearer Shares - Indicate where shares are custodied:
Describe the chain from the direct owner of the entity to the ultimate beneficial owner(if not the same persons). This is an irrevocable trust set up by Jeffrey Epstein as the grantor.The beneficiaries for the trust are being updated by the current trustees.The trustees are Harry Beller and Erika Kellerhals.
To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank(e.g. external legal counsel, client referral source, supplier of goods or services)?	Yes	No
Describe Nature of Entity's Primary Business and Investment Activities
Nature of the business:	Trust account
Countries where business is transacted:	USA, USVI
Number of employees:	N/A

3D. Wealth Profile(Only for parties requiring source of wealth description as indicated in Section 2)
Primary Country of source of wealth/source of Funds?
Primary industry of source of Wealth/Source of Funds?
Provide Evidence of Corporate Assets(e.g. balance sheet or equivalent summary of assets/liabilities):Trust account with Jeffrey Epstein as Grantor.Initial $100 given to the account to fund.The funds for this trust account come from investments made by Jeffrey Epstein.His wealth profile is filled out.The trust is for the benefit of the 6 named individuals
Estimated gross receipts p.a.($):			4,500,000.00
Estimated net profit p.a.($):			4,500,000.00
Estimated investable assets($):			$5MM-10MM
Potential Amount to be invested with PWM($):			4,500,000.00
Other Known Financial Institutions:
Institution:	JPMorgan	Country:		USA	Est. Assets Under Mgt:	4,500,000.00
Institution:		Country:			Est. Assets Under Mgt:
Institution:		Country:			Est. Assets Under Mgt:

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EFTA_00016292 EFTA00167044 KYC Print Page 11 of 14 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B

Relationship Name	EPSTEIN, JEFFREY RELATIONSHIP
Risk Rating Comments:
Booking Center	NY	NY/Offshore	Offshore		Moderate Risk	High Risk	Yeonsun Chung
(Compliance Signature)
DB Employee	DB Managed PIC			DB is Trustee/Co-Trustee			Bearer Shares

4. Attachments
A.	Type of Photo ID Provided	Drivers License	Passport National/State ID Other
B.	Checklist of names (individuals and/or entities) that were submitted for database searches is attached	Yes	No
C.	Please indicate the results of the database searches performed
C.	RDC searches complete	Yes	No negative results found Yes No
C.	PCR checks complete	Yes	No negative results found Yes No
C.	OFAC checks complete	Yes	No negative results found Yes No
C.	BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, D&B)	Yes	No negative results found Yes No
C.	Denial Orders checks complete	Yes	No negative results found Yes No
C.	Martindale-Hubbell searched (Lawyers/Law Firms only)	Yes	No negative results found Yes No
Please summarize any negative results from the database searches indicated above: BUTTERFLY TRUST: Negative Media: All negative media pertains to a company called the Butterfly Trust in Europe. This is not our client. Our client is an actual trust created by a Grantor and not a company. No court cases
JEFFREY EPSTEIN: Previously approved KYC #01082293 08112718 All negative media pertains to court cases which have been previously approved in the above mentioned KYCs. Court cases have been closed
D.	RDC alerts for Richard Kahn came up but they were all false positives as the age and locations of the alerts did not match the age and address on file.
D.	HARRY BELLER: No negative media Court case lists him as a defendant for being chief of medical staff for Jackson Memorial Hospital. The court concluded that the plaintiff had no cognizable claim that his civil rights has been violated, but refused to dismiss his complaint as to his antitrust claim Defendants' motion was thus granted in part and denied in 1987. The defendants listed in this case have not committed any illegal acts of conduct in any way. The case was settled on 6/20/1987.
E.	To the best of your knowledge, has the client ever been convicted of a criminal offense?	Yes	No
F.	To the best of your knowledge, has the customer ever been involved in any past litigation against Deutsche Bank AG or any of its subsidiaries or is the customer threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt. (Lackin/Intl?) or the Regulatory Control Group and notify Compliance immediately.)	Yes	No
G.	Does the client or related party have any financial or other association / interactions within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)?	Yes	No
H.	Does the client or related party have any financial or other association/interactions within high risk countries?	Yes	No
I.	Corporate Documentation Attached (Legal Entities Only)	Yes	No Not Applicable

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DB-SDNY-0002819 EFTA_00016293 EFTA00167045 KYC Print Page 12 of 14

J. Undisclosed Principal Form Complete(Intermediaries Only)	Yes No Not Applicable
K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/content of the non-English Documentation:
L. Special Risk Factors
Does the account have Nexus to Special Risk Countries?	Yes No
Is the account structure unusually complex?	Yes No
Is there any indication the client set up a non operating company expressly for the purpose of transferring shares to third parties?	Yes No
Is there any indication this could be a prohibited business relationship?	Yes No
Are the bearer shares identified subject to acceptable controls?	Yes No

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7/30/2019 DB-SDNY-0002820 EFTA_00016294 EFTA00167046 KYC Print Page 13 of 14

M. Case Comments
Created By	Date	Comments
Cynthia Rodriguez	2/2/117 9:55 AM	Email confirmation from Jason Shames is attached.
Cynthia Rodriguez	12/30/116 11:29 AM	During the lifetime of the grantor, the trustees have the right to add/delete beneficiaries under Article Third of the Trust agreement by an acknowledged instrument delivered to the Grantor. Attached is the acknowledged instrument for the addition and deletion of the beneficiaries, signed by the trustees and the grantor.
Cynthia Rodriguez	2/1/117 11:23 AM	Amended list of beneficiaries attached to include Research is also attached.
Cynthia Rodriguez	1/30/117 2:45 PM	Jason Shames advised on1/03/2017 that fully executed addition of beneficiary forms by the trustee, along with acknowledgment signature from the grantor are what is needed to make changes to the beneficiaries of the trust.
Cynthia Rodriguez	12/19/116 5:02 PM	Attached are the supporting documents for the addition/deletion of benes of this trust.

ONSHORE APPROVALS
Client Facing Professional(CFP):	terri sohrab	(Signature)terri sohrab	12/15/2016
Office Director/Business Head:	Armen Brash	(Signature)Armen Brash	12/15/2016
Regional Office Director:		(Signature)
AML Business Risk:		(Signature)
AML Compliance:		(Signature)
	Ricardo Mendoza	Ricardo Mendoza	2/2/2017
	Yoonsun Chung	Yoonsun Chung	2/2/2017

LATAM/INTERNATIONAL APPROVALS
Client Facing Professional(CFP):		(Signature)
Account Manager:		(Signature)
Global Market Team Head(GMTH)/Sub-Market Team Head(SMTH):		(Signature)
AML Business Risk:		(Signature)
AML Compliance:		(Signature)

PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals1(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately

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EFTA_00016295 EFTA00167047 KYC Print Page 14 of 14 documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP’s) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc.

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DB-SDNY-0002822 EFTA_00016296 EFTA00167048