2. Account Ownership Summary
Account Name:					Mort, Inc			Acct. Number (if available)
Account Manager:					Paul Morris
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hold assets for the company.
Indicate from where the assets are expected to arrive?
☐ DB Group: Same Booking Center (indicate account number):
☐ DB Group: Other Booking Center (indicate DB location and account details):
☑ Other Institution (Indicate name & location): JPMorgan, New York
☐ Physical Deposits (specify cash, securities, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)? Roughly 10 inflows and outflows per month ranging from $1,000 to $10,000
What is the expected volume of assets and currency for the account approx. 90 days after opening?									Currency	USD
What is the expected volume of assets and currency for the account approx. one year after opening?						50000			Currency	USD
Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M?						☐ Yes ☑ No
Please list all parties related to the account. For each party:
• Check if a source of wealth description is required for the party.
• Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the “Other” column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s).
Legal Entity	Description of Source of Wealth required	Account Holder	PIC Owner	Settlor of Trust / Founder of Foundation	Ultimate Beneficial Owner	Signatory for Full POA	Limited POA	Financial Intermediary (FIM)	Significant Shareholder (>=25%) Non-PIC entity (indicate ownership %)	Legal Representative	Grantor/Settler	Founding Donor	Other (please describe other roles and/or indicate relationship between parties)
1	☑	☑	Mort, Inc	☑	☐	☐	☐	☐	☐		☐	☐	☐
2	☐	☑	Jeffrey Epstein	☐	☐	☐	☑	☐	☐		☐	☐	☐
3	☐	☐	Darren Indyk	☐	☐	☐	☐	☐	☐		☐	☐	☐

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2. Account Ownership Summary
Account Name:				Mort, Inc – Money Market					Acct. Number (if available)
Account Manager:				Paul Morris
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money Market account to hold assets for the company and to earn interest.
Indicate from where the assets are expected to arrive? ☐ DB Group: Same Booking Center (indicate account number): ☐ DB Group: Other Booking Center (indicate DB location and account details): ✔ Other Institution (Indicate name & location): JPMorgan, New York ☐ Physical Deposits (specify cash, securities, cheques, ...)
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)? Roughly 1-3 inflows and outflows per month ranging from $1000 to $10,000
What is the expected volume of assets and currency for the account approx. 90 days after opening?								Currency		USD
What is the expected volume of assets and currency for the account approx. one year after opening?				50000				Currency		USD
Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M?				☐ Yes ✓ No
Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the “Other” column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s).
Legal Entity	Description of Source of Wealth required	Parties related to this account	Account Holder	PIC Owner	Settlor of Trust / Founder of Foundation	Ultimate Beneficial Owner	Signatory for Full POA	Limited POA	Financial Intermediary (FIM)	Significant Shareholder (>=25%) Non-PIC entity (indicate ownership %)	Legal Representative	Grantor/Settler	Founding Donor	Other (please describe other roles and/or indicate relationship between parties)
1	✓	✓	Mort, Inc	✓	□	□	□	□	□		□	□	□
2	□	✓	Jeffrey Epstein	□	□	□	✓	□	□		□	□	□
3	□	□	Darren Indyk	□	□	□	□	□	□		□	□	□

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3A. Individual Details (for all parties)
Individual's Name:	Jeffrey Epstein - 00000483289			Date of Birth:	1/20/1953
Country of Residence:	USVI			Country of Citizenship:	USA
Address of primary residence:	Litte Saint James Saint Thomas 00802 US Virgin Islands			Has client resided outside of his/her country of nationality for 5 years or more?	□ Yes ☑ No
Profession/Occupation:	Self Empolyed			Tax ID / SSN:
Current Employer:	Southern Financial LLC			Position/Title/Rank:	President
Address of employer:
Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities)
Is the individual a Politically Exposed Person (PEP)?(If Yes, describe)
To the best of your knowledge, is the individual related to an employee of the DB group?(if Family or Friendship, describe)
To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(If Yes, describe)
If applicable, indicate which bank officers have met the person:
Bank Officer Name(s)		Bank Office:	Client Private Domicile:	Client Place of Business:	Other Location (specify):	Date:
Paul Morris		□	□	☑		10/22/2013
		□	□	□
		□	□	□

3B. Wealth Details(Only for parties requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:		Private investments
Primary Country of source of wealth/source of Funds?
Primary industry of source of Wealth/Source of Funds?
Summarize Source of Wealth:		Business Owner Salary/Earnings Investment Inheritance/Gifts Other:
Further Describe Source of Wealth/Detail the history of wealth for each of the sources:(e.g. For trusts, how did settlor accumulate wealth?For inheritance,how did family accumulate wealth?For business owners,how long in business,how many employees,level of profitability?Indicate type of business,countries of major activities,important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partner n 1980.In 1982,Epstein founded his own financial management firm,J.Epstein & Co.,managing the assets of clients with more than a billion in net worth.In 1996,Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands.All of his clients were anonymous except for the very wealthy businessman Leslie Wexner.His wealth has come from his days at Bear Stearns and his financial management firms
Estimated Annual Income($):	10,000,000.00	Estimated amount of investable assets($):	$50 MM - 100 MM
Estimated Net Worth($):	$100 MM - 500 MM	Amount of assets planned to invest with PWM($):
Other Known Financial Institutions:

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Institution:	Country:	Est. Assets Under Mgt:
Institution:	Country:	Est. Assets Under Mgt:
Institution:	Country:	Est. Assets Under Mgt:
Please indicate the family situation of the individual(marital status, other family members, etc.)：

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3A. Individual Details (for all parties)
Individual's Name:	Darren Indyke			Date of Birth:
Country of Residence:	USA			Country of Citizenship:	USA
Address of primary residence:				Has client resided outside of his/her country of nationality for 5 years or more?	□ Yes ☑ No
Profession/Occupation:	Lawyer			Tax ID / SSN:
Current Employer:	Southern Financial LLC			Position/Title/Rank:
Address of employer:	575 Lexington Ave, 4th Fl New York NY USA 10022
Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities)
Is the individual a Politically Exposed Person (PEP)?(If Yes, describe)
To the best of your knowledge, is the individual related to an employee of the DB group?(if Family or Friendship, describe)
To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(if Yes, describe)
If applicable, indicate which bank officers have met the person:
Indicate where and when the client meeting(s) took place:
Bank Officer Name(s)		Bank Office:	Client Private Domicile:	Client Place of Business:	Other Location (specify):	Date:
		□	□	□
		□	□	□
		□	□	□

3B. Wealth Details(Only for parties requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
Primary Country of source of wealth/source of Funds?
Primary industry of source of Wealth/Source of Funds?
Summarize Source of Wealth:		Business Owner Salary/Earnings Investment Inheritance/Gifts Other:
Further Describe Source of Wealth /Detail the history of wealth for each of the sources:(e.g. For trusts, how did settlor accumulate wealth?For inheritance,how did family accumulate wealth?For business owners,how long in business,how many employees,level of profitability?Indicate type of business,countries of major activities,important business partners.)
Estimated Annual Income($):		Estimated amount of investable assets($):
Estimated Net Worth($):		Amount of assets planned to invest with PWM($):
Other Known Financial Institutions:
Institution:	Country:		Est. Assets Under Mgt:
Institution:	Country:		Est. Assets Under Mgt:

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Institution:		Country:		Est. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, other family members, etc.)：

One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary

3C. Legal Entity Details(For all Legal Entities)
Legal Entity Name:	Mort, Inc - 00000487266
Type of Entity:	Foundation/Association Trust Company Estate Partnership		Purpose of Entity:	Private Investment Philanthropic/Charitable Commercial
Type of Entity Other(specify):			Purpose of Entity Other(specify):
Country of Incorporation/registration:	USVI		Date of incorporation/ registration:	4/12/2011
Volcker Status:			Volcker Flag:
Address(city, street, post code):	6100 Red Hook Quarter,B3 St,Thomas 00802 USVI		U.S.TIN/EIN:	66-0765963
Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settlor and beneficiaries,etc.; Corporation with 1000 issued.All issued shares are owned by Jeffrey Epstein.Jeffrey Epstein is the President and sole shareholder and owner.
Please indicate how ownership of the legal entity is reflected:
Special attention:Bearer Shares-Indicate where shares are custodied:
Describe the chain from the direct owner of the entity to the ultimate beneficial owner(if not the same persons):
To the best of your knowledge,is the entity party to a non-banking relationship with Deutsche Bank(e.g.external legal counsel,client referral source,supplier of goods or services)?		YesNo
Describe Nature of Entity's Primary Business and Investment Activities
Nature of the business:		Investment holding company.A private company that is used to hold investments that the sole owner,Jeffrey,would like to keep separate from other investments
Countries where business is transacted:		USVI
Number of employees:		2

3D. Wealth Profile(Only for parties requiring source of wealth description as indicated in Section 2)
Primary Country of source of wealth/source of Funds?
Primary Industry of source of Wealth/Source of Funds?
Provide Evidence of Corporate Assets(e.g. balance sheet or equivalent summary of assets/liabilities):Capital contribution of $1000 from Jeffrey Epstein
Estimated gross receipts($):
Estimated net profit($):
Estimated investable assets($):			<$1 MM
Potential Amount to be invested with PWM($):			100,000.00
Other Known Financial Institutions:
Institution:	JPMorgan	Country:		USA	Est. Assets Under Mgt:	100,000.00
Institution:		Country:			Est. Assets Under Mgt:

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Institution:

Country:

Est. Assets Under Mgt:

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Relationship Name	SOUTHERN FINANCIAL RELATIONSHIP
Risk Rating Comments:
Booking Center	NY	NY/Offshore	Offshore		Moderate Risk	High Risk	Gwen Hill
(Compliance Signature)
DB Employee	DB Managed PIC			DB is Trustee/Co-Trustee			Bearer Shares

4. Attachments
A.	Type of Photo ID Provided	Drivers License	Passport National/State ID Other
B.	Checklist of names (individuals and/or entities) that were submitted for database searches is attached	Yes	No
C.	Please indicate the results of the database searches performed
	RDC searches complete	Yes	No negative results found Yes
	PCR checks complete	Yes	No negative results found Yes
	OFAC checks complete	Yes	No negative results found Yes
	BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones,	Yes	No negative results found Yes
	Denial Orders checks complete	Yes	No negative results found Yes
	Martindale-Hubbell searched (Lawyers/Law Firms only)	Yes	No negative results found Yes
	Please summarize any negative results from the database searches indicated above: DARREN INDYKE: KYC approved in case #1133737 Negative media: only references Darren briefly as a lawyer who helped subdivided a townhouse.
D.	JEFFREY EPSTEIN: KYC Approved and all pertaining documents in case #1121718 and 01082293. In the attached legal proceedings, one is a false positive for Jeffrey S. Epstein (not Jeffrey E. Epstein) and the other contains no new information. The case relates to jurisdiction over disclosing correspondence from a previous trial that was addressed in previous KYCs.
	MORT INC: All negative media does not pertain to our client. All court cases do not pertain to our client
E.	To the best of your knowledge, has the client ever been convicted of a criminal offense?	Yes	No
F.	To the best of your knowledge, has the customer ever been involved in any past litigation against Deutsche Bank AG or any of its subsidiaries or is the customer threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt. (LaAn/Intl) or the Regulatory Control Group and notify Compliance immediately)
G.	Does the client or related party have any financial or other association / interactions within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? Yes No
H.	Does the client or related party have any financial or other association / interactions within high risk countries?
I.	Corporate Documentation Attached (Legal Entities Only)	Yes	No Not Applicable
J.	Undisclosed Principal Form Complete (Intermediaries Only)	Yes	No Not Applicable
K.	If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non-English Documentation:
L.	Special Risk Factors
	Does the account have Nexus to Special Risk Countries?	Yes	No

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	☐ Yes ☑ No
Is there any indication the client set up a non operating company expressly for the purpose of transferring shares to third parties?	☐ Yes ☑ No
Is there any indication this could be a prohibited business relationship?	☐ Yes ☑ No
Are the bearer shares identified subject to acceptable controls?	☐ Yes ☑ No

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M. Case Comments

No records to display.

ONSHORE APPROVALS
Client Facing Professional(CFP):	Paul Morris	(Signature) Paul Morris	10/5/2015
Office Director/Business Head:	Andrew F Gallivan	(Signature) Andrew F Gallivan	10/5/2015
Regional Office Director:		(Signature)
AML Business Risk:		(Signature)
AML Compliance:	Dimitra Manley	(Signature)	10/5/2015
	Dimitra Manley	Dimitra Manley	10/5/2015
	Gwen Hill	Gwen Hill	10/5/2015

LATAM/INTERNATIONAL APPROVALS
Client Facing Professional(CFP):		(Signature)
Account Manager:		(Signature)
Global Market Team Head(GMTH)/Sub-Market Team Head(SMTH):		(Signature)
AML Business Risk:		(Signature)
AML Compliance:		(Signature)

PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals1(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc.

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