EFTA00165841 Current Classification: (click here for help) Internal Re: BSO Exception Request - DB POA Form [I] Zia Memon to: Zbynek Kozelsky, Vahe Stepanian Cc: Jay Lipman, Tazia Smith, Fran M Wickman, Amanda Kirby 10/22/2013 07:54 AM
SenderDateSubject
Vahe Stepanian10/21/2013 08:47 AMBSO Exception Request
Zbynek Kozelsky10/22/2013 07:49 AMRe: BSO Exception
Zia Memon10/22/2013 07:54 AMRe: BSO Exc
Classification: For internal use only BSO approved Zbynek Kozelsky ----- Original Message ----- From: Zbynek Kozelsky Sent: 10/22/2013 07:49 AM EDT To: Vahe Stepanian Cc: Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby Subject: Re: BSO Exception Request - DB POA Form [I] Classification: For internal use only Good morning Zia, Please see below. Ziggy Kozelsky Markets Coverage Group Deutsche Bank Securities Inc. Private Wealth Management Sent From Blackberry Vahe Stepanian ----- Original Message ----- From: Vahe Stepanian Sent: 10/21/2013 08:47 AM EDT To: Zia Memon Cc: Zbynek Kozelsky; Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby Subject: BSO Exception Request - DB POA Form [I] Classification: For internal use only Good Morning Zia, Hope you had a great weekend. CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001590 EFTA_00015064 EFTA00165842 Just wanted to follow up on an email that was sent over by Fran Wickman (pls. see below). As you may know, we are in the process of onboarding a new client, Jeffrey Epstein, who has already transferred in $120mm+ liquid across his accounts. A few items that we're requesting exceptions for: 1) Using DB POA for entity accounts (per Fran, POA is meant for natural persons accts.) - Client would like his assistants to have FULL POA over accts. Cannot use LTA in this situation. 2) Approval of Full POA for professional relationship (to agent) - requires BSO Approval 3) The signatures were notarized by one the Agents being appointed power of attorney - Client's assistant is notary. Assistant is NOT notarizing his own signature, just Jeanne's (other assistant). I've CC'ed Fran here who can correct if I've misstated or left anything off. Please let me know if you have any questions. We're meeting with the client tomorrow morning, so we would appreciate if you could please review at some point today. Thanks in advance for your help. Vahe ---- Forwarded by Vahe Stepanian/db/dbcom on 10/21/2013 08:35 AM ----
From:Fran M Wickman/db/dbcom
To:Vahe Stepania, Jay Lipman
Cc:Zbynek Kozelsky, MO CIP
Date:10/18/2013 02:52 PM
Subject:POA Issues [I]
Classification: For internal use only N4G-024943 & N4G-024935 - DB POA is for Natural Persons accounts only. DB Limited Trading Authorization is to be completed for trusts & corporations. N4G-024968 - Professional relationship to Agent requires BSO approval. Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht. N4G-023812, N4G-025098, N4G-025106, N4G-025114, N4G-023804, N4G-025080 - DB POA is for Natural Persons accounts only. DB Limited Trading Authorization is to be completed for corporations & LLCs. N4G-025072 is not a valid acct #. Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht. The signatures were notarized by one the Agents being given power of attorney. Kind regards, Fran Wickman CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001591 EFTA_00015065 EFTA00165843 Fran Wickman Deutsche Bank Securities Inc. Private and Institutional Client Services (PICS) Passion to Perform CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001592 EFTA_00015066 EFTA00165844