Deutsche Bank Wealth Management # Business Deposit Account Opening Application The 2017 Caterpillar Trust Account Title The 2017 Caterpillar Trust Entity/Company Name Taxpayer ID Number (TIN) 6100 Red Hook Quarter B3, Ma St Thomas City State Zip Business Telephone Number Business Fax Number Other Number Legal Address of different from mailing address City State Zip Client Relationship Corporation Limited Liability Company (LLC) Attorney Escrow Account Foundation Partnership Landlord Master Escrow Non-Profit Organization Limited Liability Partnership (LLP) ✓ Trust Estates Private Wealth Premium™ DBTCA Accounts Checking Account Checking with Interest Money Market Deposit DBTCA Certificate of Deposit | APY | Term | | :--- | :--- | Cash Master Sweep Account | Target Amount | Trigger Amount | | :--- | :--- | Deutsche Bank AG NY Preferred Certificate of Deposit ✓ Deutsche Bank AG NY Preferred Banking Account | APY | Term | Promo Term | | :--- | :--- | :--- | Deutsche Bank AG NY Branch Accounts Banking Services Deluxe Checkbook [DB1CA deposit account request, along with a DB AG Preferred Terms and Conditions] | Name Only | Name and Address | | :--- | :--- | DB Private Wealth Online Plus Link to existing online relationship: Debit Cards—Business Debit Card Internet Banking Services 1030850 Duplicate Statement Name Address City WM14:67245 015624 097017 Page 1 of 3 CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001527 EFTA_00015001 EFTA00165779 ## Notice of Customer Identification Policy ## Important Information To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). ## Information Sharing You authorize Deutsche Bank to share information about you and your Account as set forth in our Privacy Policy, including any disclosures that (1) Deutsche Bank believes are required by applicable law and regulations that apply to Deutsche Bank or others, including disclosure of information about you and your Account to any government agency or self-regulatory body on request, (2) is necessary or appropriate in connection with Deutsche Bank’s provision of services under this Agreement, or (3) is requested by a financial institution, financial intermediary, or other third party in order to assist such person with compliance with law applicable to such person in connection with services provided to you or on your behalf. ## 3rd EU Notice Governmental rules have also broadened the scope of the Bank’s obligations to aid in the fight against money laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the changes) and provide us with relevant documentation to verify these changes. ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. ## Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. ## Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA’s Privacy Notice included in the Application Package. ## Non-U.S. Organizations: Confirmation of Tex and Compliance Responsibilities You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transections in your account(s) and your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlor(s), beneficiaryties), partner(s), etc., to enable him/her/them to fulfill any respective tax obligations that may arise for him/her/them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. ## Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subject to change. WM16'245 015624 09C017 Page 2 of 3 CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001528 EFTA_00015002 EFTA00165780 ## Acceptance You understand that this application is subject to acceptance by DBICA. ## For Bank Use Only Reviewed by: Signature Name Cristina Rodriguez Date 3/13/18 Accepted by DBTCA Name True Gene 3|13|8 Account numbers: DD4 MMDA CD/D84G 146.1197245 015124.092017 CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001529 EFTA_00015003 EFTA00165781