U.S. Department of Justice United States Attorney Southern District of New York The Silvio J. Mollo Building One Saint Andrew’s Plaza New York, New York 10007 November 22, 2019
JP Morgan Chase
National Subpoena Processing Center
7610 West Washington Street
Mail Code:
Indianapolis, IN 46231
Fax:
To whom it may concern: Please be advised that the accompanying grand jury subpoena has been issued in connection with an official criminal investigation of a suspected felony being conducted by a federal grand jury. The Government hereby requests that you voluntarily refrain from disclosing the existence of the subpoena to any third party. While you are under no obligation to comply with our request, we are requesting you not to make any disclosure in order to preserve the confidentiality of the investigation and because disclosure of the existence of this investigation might interfere with and impede the investigation. Moreover, if you intend to disclose the existence of this subpoena to a third party, please let me know before making any such disclosure. Thank you for your cooperation in this matter. Sincerely, GEOFFREY S. BERMAN United States Attorney EFTA00123537 Grand Jury Subpoena # United States District Court SOUTHERN DISTRICT OF NEW YORK TO: JP Morgan Chase JP Morgan Chase National Subpoena Processing Center 7610 West Washington Street Mail Code: [blank] Indianapolis, IN 46231 Fax: [blank] GREETINGS: WE COMMAND YOU that all and singular business and excuses being laid aside, you appear and attend before the GRAND JURY of the people of the United States for the Southern District of New York, at the United States Courthouse, 40 Foley Square, Room 220, in the Borough of Manhattan, City of New York, New York, in the Southern District of New York, at the following date, time and place: Appearance Date: December 6, 2019 Appearance Time: 10:00 a.m. to testify and give evidence in regard to an alleged violation of : ## 18 U.S.C. §§ 201, 1956 and not to depart the Grand Jury without leave thereof, or of the United States Attorney, and that you bring with you and produce at the above time and place the following: ## See Attached Rider N. B.: Personal appearance is not required if the requested documents are: (1) produced on or before the return date to FBI Special Agent Federal Bureau of Investigation, 26 Federal Plaza, New York, NY 10278, Telephone: Email: and (2) accompanied by an executed copy of the attached Declaration of Custodian of Records. Failure to attend and produce any items hereby demanded will constitute contempt of court and will subject you to civil sanctions and criminal penalties, in addition to other penalties of the Law. DATED: New York, New York November 22, 2019 GEOFFREY S. BERMAN United States Attorney for the Southern District of New York Assistant United States Attorneys One St. Andrew’s Plaza New York, New York 10007 Telephone: rev. 02.01.12 EFTA00123538 # **RIDER** Grand Jury Subpoena to JP Morgan Chase dated November 22, 2019 Reference # 2019R01059 Please provide copies of all records and all account information (including microfilm/microfiche copies thereof) and information contained in computers (including hard drives, discs and any other magnetic or electronic media) relating or referring to the following businesses, individuals, and/or any other account(s) for which the below individuals are authorized signers for, the period of 01/01/2019 through the present, in electronic format: Follow up requests for underlying documents related to these statements, such as images of cancelled checks or other instruments, current account status, or current account balances will be deemed as requested under this subpoena. Your response should include, but not be limited to, the following documents and data: 1. All savings, checking, loan and credit card accounts for the above listed businesses and/or individuals for the time period of 01/01/2019 through present 2. The associated financial institution and account numbers; 3. The associated dates of transaction; 4. Savings accounts - signature cards, items of deposit, deposit tickets, items of withdrawal, withdrawal tickets, statement of account, 1099's issued or other correspondence sent indicating interest earned, and all correspondence and notes of telephone conversations or discussions; 5. Certificates of deposit - signature cards, items of deposit, deposit tickets, items of withdrawal, withdrawal tickets, items of payoff, payoff ticket, statements of account, 1099's issued or other correspondence sent indicating interest earned, and all correspondence and notes of telephone conversations or discussions; 6. Checking accounts - signature cards, items of deposit, deposit tickets, debit and credit memos, canceled checks, statements of account, and all correspondence and notes of telephone conversations or discussions; 7. Loans & Lines of Credit - including active loans, paid off loans, written off loans, applications, borrowing base certificates, financial statements, signature cards, items of disbursement, items of EFTA00123539 payment, ledger cards, loan statements, records of third party credit checks in possession of financial institution, and all correspondence and notes of telephone conversations or discussions; 8. Any credit cards such as VISA or Master Charge accounts, active and inactive - application, financial statements, signature cards, items of payment, statements of account, credit/ background check and all correspondence and notes of telephone conversations or discussions; 9. Safe deposit box - application, signature card, box number, entry cards for all entries, rental payments and/or lease agreement, all correspondence and notes of telephone conversations or discussions; 10. Money orders, bank drafts - records in the register, money orders or bank drafts, retained copies of the money orders or bank drafts, and all correspondence and notes of telephone conversations or discussions; 11. Wire transfers - all documents relating to monies transferred by wire or other electronic means including but not limited to full transaction reports, debit or credit slips, transaction sheets, letters or any other forms of correspondence authorizing the transfer; 12. Copies of bank checks, cashier's checks and/or money orders and all copies of any items deposited or withdrawn from accounts to obtain these instruments, including all correspondence and notes of telephone conversations or discussions; 13. Copies of traveler's checks including all correspondence and notes of telephone conversations or discussions; 14. Copies of all purchases and sales of Treasury Bills including all correspondence and notes of telephone conversations or discussions; 15. Retained copies of IRS Form 4798 - Currency Transaction Reports, filed on behalf of the captioned entities. EFTA00123540 The point of contact is SA , telephone number , email address . Please forward the above requested information to: FBI Attn: SA /C19 26 Federal Plaza New York, NY 10278 Do not disclose the existence of this subpoena to the individual or any third party.