EFTA00082902

Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight TCR & Appendix

Janey, Hoecker et al
SEC criminal obstruction virtually real time.
https://www.sec.gov/news/press-release/2020-178

## SEC.gov | SEC Charges Interactive Brokers With Repeatedly Failing to File Suspicious Activity Reports

The Securities and Exchange Commission today announced that Interactive Brokers LLC will pay an $11.5 million penalty to settle charges it repeatedly failed to file Suspicious Activity Reports (SARs) for U.S. microcap securities trades it executed on behalf of its customers.



www.sec.gov



SECNY: Lara Shalov Mehraban. Ms Mehraban, I've asked this before: Was Dougie "Large" Cifu your boss at Paul Weiss? The IBKR "complaint" is getting very close to your former boss/colleague isn't it?

Questions Ms Mehraban doesn't want the public to see:

Her former boss/colleague Dougie "Large" Cifu hired Alex Ioffe as VIRT CFO in 2019. From 2003-2019 Ioffe was CFO at IBKR. INCLUDING the period covered in Ms Mehraban's complaint.

Not filing SAR's, Microcap securities, AML red flags. No kidding. WHY are the securities un named? WHO was ultimate executing BD/MM?

As self clearing Ms Mehraban, isn't Knight/KCG/VIRT (Cifu): NITE the LARGEST clearing agent of microcap securities? How many SAR's coming out of your former boss executing BD/MM?

Per my TCR: NONE. ZILCH. NADA. How do I know that?

When would the criminal enterprise NITE which is run by Ms Mehraban's former Paul Weiss boss/colleague Cifu file a SAR:

BEFORE

or

AFTER trading billions of shares?

Did NITE Compliance rely on IBKR/Ioffe compliance? That would be a violation wouldn't it?

Ms Mehraban is the poster child of SEC corruption and criminal obstruction while screwing whistleblowers like me. Virtually real time in August 2020. Very much an ONGOING and massive fraud on the investing public.