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Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix



SDNY Judges: which one of you will be the lucky recipient of still MORE SEC fraud on your courts? Complaint - OFER ABARBANEL (sec.gov)

As is SOP for the SEC

More OMMISSIONS than submissions

EDGAR Search Results (sec.gov)

per the Welshans et al SEC "complaint"

"NALR is a shell company..."

Full stop. NALR/Alaska/New York/State was at ALL times a FULLY REPORTING SEC company

Are we clear?

Further:

"From March 2019 through November 2020, Abarbanel and the ( FULLY SEC REPORTING SHELL) Fund transferred approximately $102,000,000 of the funds invested by investor Group A into NARL ACCOUNTS"

the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES (sec.gov)

<table border="1"><tr><td>Guess who controlled(for others) 40% of the State Fund receiving the $102,000,000 investor Funds?

"Note 9. Control and Ownership"

Brown Brothers Harriman

The penny stock money launderer FINRA/Dick Best all entities un named</td></tr></table>

Guess who controlled (for others) 57% of the State Fund/NARL receiving the $102,000,000 investor funds? Bahamas/Toronto based Old Fort/Mosaic Ltd Mosaic Financial (mosaic-financial.com)



## Mosaic Financial

For more than 50 years, our team has built on expertise in private banking for UHNW individuals and families to serve larger and more complex accounts in financial technology. To serve our clients better, we provide a turnkey asset management platform that simplifies custody, execution, accounting, reporting, research,

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mosaic-financial.com

Yet, somehow/ some way: no mention of COO Abbate, BBH, OR Mosaic/Old Fort

Of course: absolutely ZERO reference to AML.

ANOTHER fraud SEC complaint coming to the SDNY Courts

The SEC is a grossly corrupt, criminal organization bought and paid for by criminals ACTIVELY facilitating multiple, massive, ongoing frauds on the public while screwing the whistleblower who caught them: ME Cheers!

Chris



From: Chris Dilorio <

Sent: Friday, June 11, 2021 5:59 AM




EFTA00082715

Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix

to say the SEC is a grossly corrupt ,criminal enterprise ACTIVELY facilitating multiple, massive, ongoing frauds on the public to the benefit of the criminals who own them while screwing the whistleblower who caught them: me. The real world implications of this irrefutable FACT are staggering. REAL lives changed/ruined. Staggering losses for "main street investors" as Clayton referred to them. Because, for ANYONE spending more than an hour or 2 on a trading desk: Gordon Gekko was right: "It's a zero sum game. Somebody wins, somebody loses". The Grossly corrupt SEC has rigged the game in favor of the criminals over the public it is mandated to protect. Mr Paley, did your Micro Cap Fraud Task Force actually accomplish ANYTHING? How did 4+ TRILLION shares of OTCM money laundering shells trade in 1Q 2021? Are prolific Bag Men like Kramer and Honig etc etc etc actually "out of business"?

Mr Gensler, Chair Waters/Congress made repealing the grossly corrupt Clayton, Peirce, Roisman Rule in the summer of 2020 that exempts 90% of current 13 F filers a priority. Will you execute the stated will of Congress? As the Corrupt POS Paley et al know: NONE OF THESE CRIMINALS are out of business in 2021. In Fact, business is BOOMING



SEC.gov | SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers; Amend Reporting Threshold to Reflect Today’s Equities Markets



## SEC.gov | SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers; Amend Reporting Threshold to Reflect Today's Equities Markets

The Securities and Exchange Commission today announced that it has proposed to amend Form 13F to update the reporting threshold for institutional investment managers and make other targeted changes.



www.sec.gov



Speaking of Prolific Bag Man Honig: As you are all aware, I made the connection between Honig, Russian entities,Signature Bank: SBNY, and the criminal law firm of Sichenzia Ross. Mr Gottschall: Have you been able to locate Castle Rock on a map yet?

Here are just a few of the recently filed RIOT Blockchain filings with the SEC

Detailing a few "transactions"

With the likes of The Bejing China Bitcoin mining company Bitmain where RIOT bought the "mining machines" at the Rockdale Texas 1gig+ "HPC" data center. It doesn't look like Bitmain has much of a future in China. But Rockdale Texas is a growth market for sure.

https://www.sec.gov/Archives/edgar/data/1167419/000107997321000272/ex99x1.htm

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SEC.gov | HOME


Hash Rate Growth . By Q4 2022, Riot expects a total hash rate capacity of 7.7 EH/s with a fleet of approximately 81,146 Antminers, 95% of which will be the latest generation S19 series model.



www.sec.gov



Another "transaction" involves the RIOT acquisition of a Data Center in Rockdale Texas owned by a German entity called Northern Data/Northern Bitcoin/Whinstone Northern Data AG successfully closed the sale of its Texas data center to Riot Blockchain, Inc. - Northern Data AG

## Northern Data AG successfully closed the sale of its Texas data center to Riot Blockchain, Inc. - Northern Data AG

Frankfurt am Main – May 27, 2021 – Northern Data AG (XETRA: NB2, ISIN: DE000A0SMU87) a leading infrastructure supplier for Bitcoin mining and other HPC infrastructure solutions, successfully completed the sale of its U.S. subsidiary Whinstone US, Inc., which operates a high-performance data center facility based in Rockdale, Texas, to Riot Blockchain, Inc. (NASDAQ: "RIOT"). The ...



northerndata.de



## Northern Data is a publicly traded company with ADR's trading OTCM Pinks.

## US Jurisdiction established

Half-Year-Report_2019.pdf (northerndata.de)

## HALF-YEAR REPORT 2019 - Northern Data

PAGE 4 NORTHERN BITCOIN AG | HALF YEAR REPORT 2019 BITCOIN IS CHANGING THE WORLD Bitcoin is a digital finance system that cannot be manipulated.



northerndata.de



## Investor Relations - Northern Data AG

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## Investor Relations - Northern Data AG

Northern Data AG develops and operates global infrastructure solutions in the field of High-Performance Computing (HPC). With its customer-specific solutions, the company provides the infrastructure for various HPC applications in areas such as bitcoin mining, blockchain, artificial intelligence, big data analytics, IoT or



northerndata.de




OTC Markets | NDTAF | Company Profile | OTC Markets


Northern Data is now a 12% holder of RIOT Inline XBRL Viewer (sec.gov)

EDGAR Filing Documents for 0001140361-21-019019 (sec.gov)

Northern Data/Bitcoin Frankfurt came into existence in 2015.

The founder is a guy named Mathis Schultz. Mr Schultz previously was a Private Banker at Julius Baer, LGT, and Elan Capital Management

Mining Like a Viking: How the Fjords of Norway Offer a Greener Alternative - Bitcoin Magazine: Bitcoin News, Articles, Charts, and Guides



## Mining Like a Viking: How the Fjords of Norway Offer a Greener Alternative - Bitcoin Magazine: Bitcoin News, Articles, Charts, and Guides

Northern Bitcoin’s energy costs are lowered still by the climate control measures Lefdal mine features by design. As if the Norwegian climate wasn’t cool enough, the data center is situated some 656 feet below ground, so it maintains a constant temperature of 55 degrees Fahrenheit (~12.5 degrees Celsius).

bitcoinmagazine.com

Schultz picked a very interesting nobody from New Orleans to build his 1Gig+ "HPC" data center in Rockdale Texas: Chad Everett Harris

qualifications?

The Year of Chad Everett Harris - Chad Everett Harris

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## The Year of Chad Everett Harris - Chad Everett Harris

2020 will be the Year of Chad Everett Harris. This will be the year that the last 1642 days of work pays off and things get back to my normal chaotic life that I love. This year will be filled with achievement, challenges, and excitement. It will also be a year of living in the [...]



www.chadeverettharris.com



## Chad Everett Harris | Meet New Orleans Entrepreneur

## Chad Everett Harris | Meet New Orleans Entrepreneur

Chad Everett Harris realized his passion for entrepreneurship very early on in his childhood. Born in Palos Verdes, California in 1969, he spent much of his young life moving between cities across the US.In his early years alone, he spent considerable time in Georgia, Michigan, and Louisiana.



www.chadeverettharris.com



## Chad Everett Harris Archives - Page 2 of 4 - Chad Everett Harris

Northern Data/ Northern Bitcoin bought Whinstone in 2019.

Whinstone was building its Rockdale Texas 1 gig+ "HPC" data center in 2020 supervised by Chad Everett Harris

Northern Data/ Northern Bitcoin sells Whinstone Texas "Data center" in April 2021

Northern Data founded in 2015 by former Private Banker Mathis Schultz

RIOT has no office at SEC filings address.

RIOT is Honig/Russian money laundering shell

RIOT does "offering" with SBNY as escrow agent and the criminal law firm Sichenzia Ross.

Northern Data trades OTCM Pinks: no info

Northern Data now owns 12% of RIOT

RIOT is a "customer" of Beijing based Bitmain which has been effectively shut down by the PRC

Bitmain filed a "secret ipo" with Clayton/SEC

RIOT is a National security risk and ONGOING fraud on the public kept up and running by the grossly corrupt SEC: Gottschall et al



Bitmain


Mr Gottschall: And to think ALL of this is happening 15 from my home in Castle Rock Colorado. Too fucking funny.

Cheers!