EFTA00078589 ## RMA Domestic Sole Owner
Account Number
Account TitleGhislaine Maxwell
Account Address
City, State zipNew York, NY 10065-7007
Cards and Checks for this account, if requested, will be mailed to this address:New York,NY 10065-7007
Primary Account HolderGhislaine Maxwell
Disclosure of Beneficial OwnershipUBS will not disclose your name, address and security position to issuers of any securities held in your Account.
MarginNo
If you did not choose Margin when you opened this account, you may ask to establish margin by contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your Account Opening Process package will govern your use of margin in this account and all other accounts you have now or may open in the future.
Cost Basis MethodFirst In,First Out
Features and Services
Premier-RMA/BSA
## Account Objectives and Risk Profile
Account Risk ProfileYour answers to our profiling questions:Moderate
Risk ToleranceModerately High Risk
Investment ObjectiveProduce a combination of income and capital appreciation
Risk/Return ObjectivesHigher Fluctuations,Higher Returns
Investment Time Horizon7-10 years
Short-Term Liquidity NeedsNo
Sweep Account Election
Primary Sweep FundUBS BANK USA DEPOSIT ACCOUNT
Sweep Cap ElectionYes
Cap Amount$250000.00
Secondary Sweep FundUBS AG DEPOSIT ACCOUNT
U. S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. ## Source of Funds in the Account
You have indicated the following as the source of funds for this account:
Other Income Sourcetransfer
Please review the information about each of your accounts and notify your Financial Advisor immediately if you have any changes or corrections. For more information, please refer to the UBS Deposit Account Sweep Program Disclosure Statement. Please note: the account risk profile and investment objective below are specific only to this account; other accounts may have different account risk profiles and investment objectives. Your **Account Risk Profile** for this particular account is defined as: Moderate Willing to accept some risk to principal and tolerate some volatility to seek higher returns. Different accounts may have different risk profiles Your Investment Objective Produce a Combination of Income and Capital **Appreciation** Investments seeking both the generation of income and growth of principal. In accounts with conservative or moderate risk profiles, investment eligibility considerations help us identify whether you may be eligible to invest in certain higher nsk securities as a portion of your portfolio. These investments offer additional diversification. A senior political official is defined as a President or Vice President, Cabinet Member, Supreme Court Justice, member of the Joint Chief's Staff, Member of Congress or a Parliament, Chairperson, Head or Senior Leader of a major religious organization, or the like. 9 SDNY_GM_00274199 9 EFTA00078590 ## Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address 10 SDNY_GM_00274200 10 EFTA00078591 ## RMA Domestic Sole Owner
Account Number
Account TitleGhislaine Maxwell
Account Address
City, State zipNew York, NY 10065-7007
Cards and Checks for this account, if requested, will be mailed to this address:New York,NY 10065-7007
Primary Account HolderGhislaine Maxwell
Disclosure of Beneficial OwnershipUBS will not disclose your name, address and security position to issuers of any securities held in your Account.
MarginNo
If you did not choose Margin when you opened this account, you may ask to establish margin by contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your Account Opening Process package will govern your use of margin in this account and all other accounts you have now or may open in the future.
Cost Basis MethodFirst In,First Out
Features and Services
Premier-RMA/BSA
## Account Objectives and Risk Profile
Account Risk ProfileYour answers to our profiling questions:Moderate
Risk ToleranceModerately High Risk
Investment ObjectiveProduce a combination of income and capital appreciation
Risk/Return ObjectivesModerate Fluctuations, Moderate Returns
Investment Time Horizon7-10 years
Short-Term Liquidity NeedsNo
Sweep Account Election
Primary Sweep FundUBS BANK USA DEPOSIT ACCOUNT
Sweep Cap ElectionYes
Cap Amount$250000.00
Secondary Sweep FundUBS AG DEPOSIT ACCOUNT
U. S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. ## Source of Funds in the Account
You have indicated the following as the source of funds for this account:
Other Income Sourcetransfer
Please review the information about each of your accounts and notify your Financial Advisor immediately if you have any changes or corrections. For more information, please refer to the UBS Deposit Account Sweep Program Disclosure Statement. Please note: the account risk profile and investment objective below are specific only to this account: other accounts may have different account risk profiles and investment objectives. Your Account Risk Profile for this particular account is defined as: **Moderate:** Willing to accept some risk to principal and tolerate some volatility to seek higher returns. Different accounts may have different risk profiles Your Investment Objective Produce a Combination of Income and Capital **Appreciation** Investments seeking both the generation of income and growth of principal. In accounts with conservative or moderate risk profiles, investment eligibility considerations help us identify whether you may be eligible to invest in certain higher risk securities as a portion of your portfolio. These investments offer additional diversification. A senior political official is defined as a President or Vice President, Cabinet Member, Supreme Court Justice, member of the Joint Chief's Staff, Member of Congress or a Parliament, Chairperson, Head or Senior Leader of a major religious organization, or the like. 11 SDNY_GM_00274201 11 EFTA00078592 ## Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address 12 SDNY_GM_00274202 12 EFTA00078593 ## RMA Domestic Sole Owner
Account Number
Account TitleGhislaine Maxwell
Account Address
City, State zipNew York, NY 10065-7007
Cards and Checks for this account, if requested, will be mailed to this address:New York, NY 10065-7007
Primary Account HolderGhislaine Maxwell
Disclosure of Beneficial OwnershipUBS will not disclose your name, address and security position to issuers of any securities held in your Account.
MarginNo
If you did not choose Margin when you opened this account, you may ask to establish margin by contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your Account Opening Process package will govern your use of margin in this account and all other accounts you have now or may open in the future.
Cost Basis MethodFirst In,First Out
Features and Services
Premier-RMA/BSA
## Account Objectives and Risk Profile
Account Risk ProfileYour answers to our profiling questions:Moderate
Risk ToleranceModerately High Risk
Investment ObjectiveProduce a combination of income and capital appreciation
Risk/Return ObjectivesModerate Fluctuations, Moderate Returns
Investment Time Horizon7-10 years
Short-Term Liquidity NeedsNo
Sweep Account Election
Primary Sweep FundUBS BANK USA DEPOSIT ACCOUNT
Sweep Cap ElectionYes
Cap Amount$250000.00
Secondary Sweep FundUBS AG DEPOSIT ACCOUNT
U. S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. ## Source of Funds in the Account
You have indicated the following as the source of funds for this account:
Other Income Sourcetransfer
Please review the information about each of your accounts and notify your Financial Advisor immediately if you have any changes or corrections. For more information, please refer to the UBS Deposit Account Sweep Program Disclosure Statement. Please note: the account risk profile and investment objective below are specific only to this account: other accounts may have different account risk profiles and investment objectives. Your Account Risk Profile for this particular account is defined as: Moderate: Willing to accept some risk to principal and tolerate some volatility to seek higher returns. Different accounts may have different risk profiles Your Investment Objective Produce a Combination of Income and Capital **Appreciation** Investments seeking both the generation of income and growth of principal. In accounts with conservative or moderate risk profiles, investment eligibility considerations help us identify whether you may be eligible to invest in certain higher risk securities as a portion of your portfolio. These investments offer additional diversification. A senior political official is defined as a President or Vice President, Cabinet Member, Supreme Court Justice, member of the Joint Chief's Staff, Member of Congress or a Parliament, Chairperson, Head or Senior Leader of a major religious organization, or the like. SDNY_GM_00274203 13 13 EFTA00078594 ## Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address 14 SDNY_GM_00274204 14