EFTA00072166



Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Oetken,

EFTA00072167

I am EAGERLY awaiting to see which SDNY Judge is the victim of the latest SEC fraud on the Courts and the investing public it is mandated to protect.
"SEC charges Company and Two Executives for Misleading COVID-19 Disclosures"
Let that sink in for a minute
Parallax Health Sciences, Inc., Paul Arena and Nathaniel Bradley (sec.gov)

## UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK

5. FACTUAL BACKGROUND 13. At all times relevant to this Complaint, Defendant Parallax was a publicly traded company with the ticker symbol PRLX and was require d to file periodic reports with the



www.sec.gov



## Parallax

<table border="1"><tr><td>fka Endeavor Power/EndeavorUranium/VB Trade</td></tr><tr><td>a money laundering shell kept up and running for more than a decade</td></tr><tr><td>EDGAR Search Results(sec.gov)</td></tr></table>

A June 2019 approved offering is chock full of info. Pre COVID of course Form S-1 Registration (sec.gov)

Selling shareholders include:

EMA: detailed by me as a prolific Bag Men/women in extensive correspondence with the SEC: the record

EMA: 40 Wall Street: Trump

EDGAR Search Results (sec.gov)

Ionic Ventures

EDGAR Search Results (sec.gov)

Ionic is Keith Coulston. Formerly Ironridge

The SEC knows Ironridge well

Ironridge Global Partners, LLC and Ironridge Global IV, Ltd. (sec.gov)

UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 ADMINISTRATIVE PROCEEDING ORDER INSTITUTING ADMINISTRATIVE AND CEASE -AND - DESIST PROCEEDINGS PURSUANT TO SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF I. ,URQULGJH*OREDO3 DUWQHUV //& $ ^3 $ ,URQULGJH ' II. - SEC.gov

3 Ironridge Develops a Finance Model Based on the Registration Exemption Contained in Section 3(a)(10) of the Securities Act 7. In relevant part, Section 3(a)(10) of the Securities Act provides an



www.sec.gov



EFTA00072168

<table border="1"><tr><td>Ironridge: like Ionic: Prolific Bag Men</td></tr><tr><td>EDGAR Search Results(sec.gov)</td></tr><tr><td>Ionic also in the AQR money laundering shell CIS/Delta/Urban Tea/Bit Bros</td></tr><tr><td>EDGAR Filing Documents for 0001753926-20-000178(sec.gov)</td></tr></table>

## EDGAR Filing Documents for 0001753926-20-000178

business address huakun times plaza, room 1118, floor 11 no. 200, erduan, east xiang fu road yuhua district, changsha city f4 410014 86 511-8673-3102



www.sec.gov



<table border="1"><tr><td>Central to my AQR TCR: Russian spies and Chinese Nationals. Up and running TODAY</td></tr><tr><td>Ironridge was involved in ANOTHER AQR money laundering blank check shell in my TCR: Cereplast</td></tr><tr><td>EDGAR Filing Documents for 0001144204-12-040024(sec.gov)</td></tr><tr><td>Cereplast has also been kept up and running and has been reincarnated after bankruptcy as ANOTHER Chinese money laundering shell</td></tr><tr><td>Ironridge also NITE top traded fraud VelaTel</td></tr><tr><td>EDGAR Filing Documents for 0001144204-15-009142(sec.gov)</td></tr><tr><td>AND ANOTHER SEC fraud on the SDNY: NewLead Holdings for which I filed a separate but related TCR</td></tr><tr><td>EDGAR Filing Documents for 0001144204-14-014312(sec.gov)</td></tr></table>

Other selling shareholders:

Harbor Gates Capital LLc

Michael Sobeck and Christina Avila: Puerto Rico

Sobeck is a Prolific Bag Men formerly Tangiers

Highlighted by me with a few NITE top traded shells like NYXIO

EDGAR Search Results (sec.gov)

Another seller in the SEC approved Parallax S1:

The Cobran LLC

Controlled by Richard Rosenblum also Harborview Advisors NJ

and

David Stefansky.

Stefansky also in money laundering shell Aquamed Technologies now Nexgel EDGAR Search Results (sec.gov)

Stefansky controlled Aquamed/Nexgel with Nachum Stein

Stein is CEO/Chairman of American European Insurance

About | American European Insurance Group (aeiginsurance.com)

<table border="1"><tr><td>Aquamed/Nexgel????</td></tr><tr><td>For his part Rosenblum is involved in OTC bb shell Innovative Payment Solutions: IPSIFka Asiya Pearls Inc,fka QPAGOS</td></tr><tr><td>EDGAR Search Results(sec.gov)</td></tr></table>

IPSI CTO is formerly CTO at Cyprus based/NASDAQ listed QIWI: related to my NetElement TCR.

EFTA00072169

An "Investor" in IPSI is Robert Klimov/Bellridge Capital

<table border="1"><tr><td>Klimov/Bellridge also in the money laundering shell Black Cactus Global Inc</td></tr><tr><td>FKA Envoy Group</td></tr><tr><td>Now BLGI Inc</td></tr><tr><td>EDGAR Search Results(sec.gov)</td></tr></table>

Klimov/Bellridge/Black Cactus involved in some Paid P&D https://www.sec.gov/Archives/edgar/data/1575345/000116169718000269/exhibit_99-1.htm

Another seller in Parallax:

Digital Power Lending LLc

Contact – Digital Power Lending

## Contact – Digital Power Lending

Get in Touch with Us. Fill out the contact form below and one of our courteous professionals will get back to you as soon as possible.

digitalpowerlending.com

DPL is a subsidiary of DPW Holdings now Ault Group Controlled by Milton Ault

EDGAR Search Results (sec.gov)

"investor" in DPW:

Esousa: Michael Wachs/his ex wife: Net Element: RBL with Crede: Peizer: Wachs partner. Peizer:

FreeSeas/TopShips. AND Milken obstruction of justice with David "djdsol" Solomon: current CEO Goldman Sachs

EDGAR Filing Documents for 0001104659-20-087614 (sec.gov)

## EDGAR Filing Documents for 0001104659-20-087614

DPW Holdings, Inc. (Subject) CIK: 0000896493 (see all company filings) IRS No.: 941721931 | State of Incorp.:DE | Fiscal Year End: 1231 Type: SC 13G | Act: 34 | File ...



www.sec.gov



Digital Power Lending: Newport Beach CA.

Oh, did I forget to mention Parallax CEO Paul Arena is well known to the SEC as well as the New Mexico Securities regulator?

augmecorresp041911.htm (sec.gov)

EFTA00072170

OTHER Paul Arena money laundering shells:

Augme

fka HipCricket,Innerspace,Modavox,Surfnet

Now: EPMLive. Kept up and running by the SEC

EDGAR Search Results (sec.gov)

Geos Communications: fka Digital Data Networks, I2 Telecom International EDGAR Search Results (sec.gov)

"COVID Disclosures"

ALL of the activity detailed in my claims is very much on going in July 2021 thanks to SEC criminal obstruction/corruption on display once again in the SDNY with this complaint. This complaint is yet ANOTHER fraud on the SDNY Courts and is irrefutable evidence of my serious allegations:

The SEC is a grossly corrupt, criminal organization ACTIVELY facilitating multiple, massive,ongoing frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblowe who caught them: ME

Per the PR announcing the Parallax COVID disclosure complaint:

"The Commission appreciates the assistance provided by the Financial Industry Regulatory Authority"

Kevin Goodman: SEC OCIE BD's was made Chief Overlord of FINRA: Goodman new title:

OCIE FINRA and Securities Industry Oversight (FSIO) group

Report from FINRA Board of Governors Meeting – September 2019 | FINRA.org

## Report from FINRA Board of Governors Meeting – September 2019 | FINRA.org

WASHINGTON – FINRA's Board of Governors met on Sept. 24-26 at FINRA's offices in New York, where it approved six rule proposals and received several operational updates from FINRA staff.. The Board continued its engagement with key stakeholders by meeting with two officials from the Securities and Exchange Commission (SEC): Pete Driscoll, Director of the SEC’s Office of Compliance ...



www.finra.org



FINRA/Goodman put out this friendly reminder just yesterday for Criminal BD's like NITE/CDEL who own the SEC/FINRA and their PFOF/Best execution "requirements"

Regulatory Notice 21-23 | FINRA.org

Regulatory Notice 21-23 | FINRA.org