From: Chris DiIorio EFTA00071433 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Date: Mon, 07 Jun 2021 13:46:56 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf; Cifu.jpg; Blostein.jpg; KCGMarch2017.jpg Mr Gensler: CONGRATULATIONS! I'm happy my information helped in your decision to shitcan grossly corrupt POS Christian Sabella SEC.gov | David Saltiel Named SEC Acting Director of Trading and Markets; Christian Sabella Departs the Agency ## SEC.gov | David Saltiel Named SEC Acting Director of Trading and Markets; Christian Sabella Departs the Agency David Saltiel Named SEC Acting Director of Trading and Markets; Christian Sabella Departs the Agency. FOR IMMEDIATE RELEASE 2021-92 Washington D.C., June 3, 2021 — www.sec.gov As Associate Director/Director of Trading and Markets including Clearance and Settlement, Mr Sabella was a key player in the criminal obstruction of a thorough investigation of my claims. Sabella has intimate knowledge of the massive fraud on the public: Obligation Warehouse/naked short fails, and the NITE fraud balance sheet. 4+ TRILLION shares of OTCM money laundering shells proved too great a task for even him to cover up. As well as the astonnishing admission by NITE CEO Cifu that his firm is grossly under reporting their illegal activity and his attempt to mislead the investing public . Sabella was mentored at the SEC by Brett Redfearn. Redfearn joined the SEC from JP Madoff I mean JP Morgan. JPM was also a KEY player in bailing NITE out TWICE: From "Rankled by Risk" to "Rankled no More": JPM provided $1.6 BILLION to help Cifu fund his acquisition of KCG only AFTER Cifu wrote down $4+ BILLION in naked short fails in 2Q 2017 right before the transaction closed. Fraud "assets" used to calculate the fraud $20 tangible book valuation used in the transaction where Jefferies/Handler were the largest KCG shareholder at the time. Likewise: the timing of your decision to replace the ENTIRE PCAOB was also a step in the right direction and the result of my overwhelming and irrefutable correspondence SEC.gov | SEC Announces Removal of William D. Duhnke III from the Public Company Accounting Oversight Board; Duane M. DesParte to Serve as Acting Chair ## SEC.gov | SEC Announces Removal of William D. Duhnke III from the Public Company Accounting Oversight Board; Duane M. DesParte to Serve as Acting Chair The Securities and Exchange Commission today announced that it has removed William D. Duhnke III from the Public Company Accounting Oversight Board (PCAOB). www.sec.gov EFTA00071434 However, while you're doing that, let's take ANOTHER look at THIS: my extremely serious allegations. SDNY/NY Supreme Court Judges, NJ Judges: I'm afraid the SEC has once AGAIN played you for fools. As I wait patiently to be interviewed by SEC IG Hoecker as is MANDATORY, the SEC is ACTIVELY facilitating more massive fraud on the public. This string of numerous e mails with the above referenced subject matter: FINRA/SEC Oppenheimer AML: MY INFORMATION. Where I applied for and was corruptly denied an award by ANOTHER grossly corrupt SEC POS: Janey Norberg. The basis of my award application: I had extensive interactions with Robin Traxler: FINRA as well as McKessy and others in the SEC even prior to filing my 2013 TCR with Berger Montague concerning 2 NITE/UBS top traded money laundering shells: APCX and CGFIA. BOTH acknowledged in the FINRA complaint as money laundering shells. The SEC AML complaint was based on the FINRA complaint. While the SEC complaint stopped short of implicating both NITE and UBS. WHY? Because as I have consistently and repeatedly told the SEC: UBS was never in compliance with the terms of the cross border DPA when it dropped charges in 2010. The UBS was very much up and running into 2018 and further as my correspondence with the SEC irrefutably argues. The SEC used my information to bring the 2018 UBS AML action then again corruptly denied me an award. IRREFUTABLE. Likewise, my April 2016 meeting with IRS CI agents in Denver: My IRS TCR is based on my SEC TCR: FINCEN also used my information in the UBS AML complaint. For NITE: My information clearly shows engaged in illegal activity PRIOR to and after the 2012 "glitch" and bailout. The SEC has doubled down on their ONGOING and MASSIVE facilitated frauds ever since. 1Q2021 never should have happened. So, let's talk about the FINRA/SEC acknowledged money laundering shell APCX. Below: another version of my information. IG Hoecker, the date of my correspondence: November 13, 2020. 6+ months ago. Quite a bit has taken place since my November 13, 2020 e mail to Mr Hoecker and his grossly corrupt colleagues at the SEC et al Recall: Apptech is now a Kingdom of Bahrain "fintech" play EDGAR Search Results (sec.gov) Including an SEC approved offering https://www.sec.gov/Archives/edgar/data/1070050/000157570521000053/apcx_s1.htm EDGAR Filing Documents for 0001493152-21-008775 (sec.gov) EDGAR Filing Documents for 0001493152-21-008775 AppTech Corp. (Subject) CIK: 0001070050 (see all company filings) IRS No.: 650847995 | State of Incorp.:CA | Fiscal Year End: 1231 Type: SC 13D | Act: 34 | File No ... www.sec.gov Coinciding with this fraud offering: a well orchestrated pr campaign conducted by a key player in the corrupt, criminal, fraud eco system: paid pr consultants/issuer financed research. Let me make perfectly clear so EVERYONE understands EXACTLY what is happening REAL TIME as a direct result of the SEC/OWB/IG Hoecker criminal obstruction and corruption: 8+ years after submitting my Knight/UBS et al TCR AND my extensive correspondence with FINRA there is an ACTIVE e mail etc P&D pr campaign by a paid and known fraudster who the SEC brought before the SDNY Courts once already soliciting the public to purchase the worthless shares of an SEC/FINRA/FINCEN acknowledged money laundering shell PROMINENTLY cited in my TCR: APCX EFTA00071435 The firm doing this fraud solicitation/PR campaign: Emerging Market Solutions LLc Profiles | Emerging Markets Consulting, Llc. (emergingmarketsllc.com) ## Profiles | Emerging Markets Consulting, Llc. Emerging Markets Consulting is a syndicate of investor relations consultants representing years of experience. Our network consists of stock brokers, investment bankers, fund managers, and institutions that actively seek opportunities in the micro and small-cap equity markets. www.emergingmarketsllc.com ## This P&D firm is run by a James Painter well known to both the grossly corrupt SEC as well as... The SDNY courts Second Amended Complaint: Greenstone Holdings, Inc. MEMORANDUM OPINION AND ORDER: The Securities and Exchange Commission (SEC) brings this enforcement action under Section 5 of the Securities Act of 1933 and Section 10(b) of the Exchange Act of 1934 against attorney Virginia K. Sourlis. Both parties have moved for summary judgment on liability. At oral argument on November 16, 2012, I granted the SECs motion for summary judgment for aiding and abetting a violation of Section 10(b) and denied both parties motions for summary judgment for a primary violation of Section 10(b). I reserved decision on the Section 5 claim. The parties dispute whether Sourliss actions rise to the level of participation necessary for a Section 5 violation. For the reasons that follow, the SECs motion for summary judgment is granted, and Sourliss motion is denied. SO ORDERED. (Signed by Judge Miriam Goldman Cedarbaum on 7/10/2013) (rsh) (justia.com) Some things just never change. The SEC has AGAIN played the SDNY Courts for fools. Some of the other Painter et al frauds: FuelPositive,Fobi,Core One Labs,Lithium South,Kwesst MicroSystems,Relay Medical,One World Pharma,Medivolve,BevCanna,Better Choice,xPhyto,Drone Delivery Canada,Airestech,Elys Game Tech,Logic Inc,PV Nanocell Ltd,Winston Gold, etc etc. Painter has offices in Florida, Alabama (??), and NY. The NY office is 48 Wall St suite 1100: a virtual office just a few doors down from Trump/Sason/Magna: 40 Wall St Virtual Office Address at 48 Wall Street, New York City, New York 10005 (davincivirtual.com) ## Virtual Office Address at 48 Wall Street, New York City, New York 10005 - Virtual Offices & Virtual Office Rentals | Davinci Virtual Call 1(888) 930-3335 Now to get a Virtual Office Address at the Forty Eight Wall Street in New York City, NY 10005. A prime virtual office solution. www.davincivirtual.com EFTA00071436 Who else is located at the virtual office 48 Wall Street? Center Management: Jim Abate: Credit Suisse SAME ADDRESS as Painter/Emerging Markets About Centre (centreasset.com) About Centre Contact: James Abate, Managing Director. 48 Wall Street, Suite 1100 New York, NY 10005-2903 (USA) (212) 918-4707; info@centreasset.com www.centreasset.com A deeper dive into just 1 of the other Painter et al frauds: 4Less Group fka Rx Scripted Inc and MedCareers EDGAR Search Results (sec.gov) The SEC reviewed, January 10K for MedCareers https://www.sec.gov/Archives/edgar/data/1438901/000112178114000128/mci10k13114.htm SEC.gov | HOME Indicate by a check mark whether the Registrant is a large filer, an accredited filer, non-accredited filer, or a smaller reporting company. See the definitions of “large accredited filer”, “accredited filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. Large accredited filer [ ] Accredited filer [ ] www.sec.gov The auditor: The Hall Group The SEC is also very familiar with them P.C. d/b/a the Hall Group CPAs, et al. (sec.gov) ## UNITED STATES OF AMERICA SECURITIES EXCHANGE ACT OF 1934 - SEC.gov | HOME 3 B. OTHER RELEVANT ENTITIES 5. Thakkar CPA , is a Texas corporation formed to acquire certai n assets of David S. Hall, P.C. and provided auditing services for multiple public companies between www.sec.gov as is SOP: this was NOT enough to shut down this money laundering fraud shell. WHY? because there was a whole lot of P&D to do for known criminals cited in my extensive claims: like Union Capital EFTA00071437 EDGAR Filing Documents for 0001078782-15-001550 (sec.gov) Union Capital also in the NITE top traded shells Bravatek and Mass Hysteria Also in MedCareers: Prolific Bag Man Curt Kramer: Asher/KBM/Vis Vires EDGAR Filing Documents for 0001144204-14-035331 (sec.gov) EDGAR Filing Documents for 0001144204-15-042799 (sec.gov) Kramer has been involved in several money laundering shells in my TCR's. Including those before your Courts like NewLead Holdings and CodeSmart His overlap with NITE top traded shells is not a coincidence Fast forward to 2020: ANOTHER SEC APPROVED OFFERING: https://www.sec.gov/Archives/edgar/data/1438901/000116169720000124/form_s-1.htm listed on the Painter/Emerging Markets site: attorney Frederick Lehrer Frederick M. Lehrer - Attorney and Counselor at Law (securitiesattorney1.com) ## Frederick M. Lehrer - Attorney and Counselor at Law Securities Law Services. Frederick M. Lehrer, P. A. offers unlimited corporate and securities law services, including all SEC and OTCMARKETS reports for a flat monthly cash fee.. Going Public Services www.securitiesattorney1.com The 2020 SEC approved offering in what is now The 4Less Group was the selling shareholder from a "financing" called GC Investments Glassbox Capital Glassbox Capital ## Glassbox Capital ## Glassbox Capital We have developed a streamlined system to help borrowers obtain SBA acquisition loans for owner- operated businesses. Our system enables banks to underwrite and fund loans that they may not otherwise consider—given the processing efficiency that Glass Box is able to create. www.glassboxcapital.com GC/Glassbox is Steven Gribben Gribben was Chief Counsel at COR Clearing