EFTA00071214


www.sec.gov


AGAIN AGAIN AGAIN IG Hoecker et al: the "summary disposition" aka Christopher J Dilorio rule corruptly enacted by Norberg/Clayton et al was/is COMPLETE FRAUD

per FAQ #12 from the grossly corrupt SEC/OWB website:

"ALL TIPS, complaints, and referrals received by the SEC are FULLY REVIEWED BY OUR ENFORCEMENT STAFF..."

FURTHER

"Complaints that relate to an EXISTING INVESTIGATION are FORWARDED TO the STAFF WORKING ON THE MATTER."

New line of inquiry.

I don't see how it could be ANY MORE CLEAR IG Hoecker et al.

In addition to annual reports to Congress ACKNOWLEDGING the OWB as the primary contact for whistleblowers to the Commission at large, this is damning. The summary disposition rule aka Christopher J Dilorio Rule: "SEC staff never saw Mr Dilorio's information" is complete and total FRAUD. Designed to use my information to both bring and obstruct thorough investigations while screwing me out of rightfull compensation.

IG Hoecker, I'm still looking forward to our first interview given the 3 (THREE) complaints I have filed with your office. The UBS Reg SHO Denial was complete fraud. The UBS FINRA/FINCEN, SEC AML Denial was complete fraud. The Opco Denial was complete fraud. ALL must be reversed. The Summary Disposition Rule/aka Christopher J Dilorio rule must be nullified RETROACTIVE to its passage as it is clearly contrary to the SEC Rules ITSELF.

I look forward to speaking with you Carl

Cheers!

Chris

From: Chris Dilorio

**Sent:** Thursday, April 22, 2021 5:57 AM

To:

Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix

so sorry for incorrect e mail

From: Chris Dilorio <

**Sent:** Thursday, April 22, 2021 5:44 AM