EFTA00070410



Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix

## Judge Oetken et al,

No wonder why the SEC settled so quickly with Arena and Bradley: Parallax.

I left out 1 selling shareholder from the thoroughly reviewed Parallax June 2019 S1

Lincoln I Pace

Arizona Dentist

Lincoln I Pace DDS - Book Appointment Online, View Reviews, Timings | DentalInsider.com



## Patients Love Lincoln I Pace, DDS - A Top-Rated Dentist on Dental Insider

Each day, thousands of patients rely on our comprehensive dentist profiles and reviews to find dental professionals providing the highest level of care.



www.dentalinsider.com



Judge Oetken,

I have attached my IRS TCR filed with Berger Montague. The IRS TCR was based on the SEC TCR. It was WHY IRS CI agents Vikas Arora and Nate Sarnacki flew to Denver from Chicago in April 2016 to meet with me. Berger submitted my IRS TCR shortly after submitting my SEC TCR in March 2013. As you can clearly see and as the record of extensive correspondence (including IG Hoecker) clearly shows: the SEC/FINRA/FINCEN UBS AML complaint for which Norberg,Pasquinelli,Knowles,Wardlay issued their fraud denial WHILE I was still waiting for my Opco Denial appeal: The Opco trading data ALSO implicates UBS as well as NITE: SEC OWB/IG Hoecker FRAUD: "Enforcement staff never saw Mr Dilorio's information"

FinCEN Assesses $14.5 Million Penalty against UBS Financial Services for Anti-Money Laundering Failures |

FinCEN.gov