EFTA00070101


Have a GREAT long weekend!
Christopher J Dilorio
Whistleblower Extraordinaire



From: Chris Dilorio <

Sent: Friday, May 28, 2021 7:25 AM




Subject: Fw: Formal appeal for denial covered action 2015-016/Knight Capital TCR & Appendix

Ms Pasqinelli,

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There have been 3 (THREE) SEC actions CLEARLY based on my information that also CLEARLY qualify for OWB Award eligibility.

Sason/Keener/Salviola et al: NewLead

Joshua Sason, et al. (Release No. LR-24403; Feb. 15, 2019) (sec.gov)

## Joshua Sason, et al. (Release No. LR-24403; Feb. 15, 2019)

SEC Files Charges in Elaborate Microcap Stock Fraud Litigation Release No. 24403 / February 15, 2019 Securities and Exchange Commission v. Joshua Sason, et al.



www.sec.gov



## John Fife

John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St. George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC (Release No. LR-24886; Sep. 3, 2020) (sec.gov)

## John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St. George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC (Release No. LR-24886; Sep. 3, 2020) - SEC.gov

The Securities and Exchange Commission today filed charges against John M. Fife of Chicago and companies he controls for acquiring and selling more than 21 billion shares of penny stock without registering as a securities dealer with the SEC.



www.sec.gov



## Justin Keener/JMJ

Justin W. Keener d/b/a JMJ Financial (Release No. LR-24779; Mar. 24, 2020) (sec.gov)

## Justin W. Keener d/b/a JMJ Financial (Release No. LR-24779; Mar. 24, 2020)
- SEC.gov | HOME

SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)



www.sec.gov



## ALL: My information.

Yet NONE of these actions have been posted to the OWB Award Eligible website SEC.gov | Office of the Whistleblower

SEC.gov | Office of the Whistleblower

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NOTICE: Until further notice, any Whistleblower Award Applications submitted by mail should be sent to the following address due to the mandatory telework posture at the SEC's Washington, DC headquarters: 14420 Albemarle Point Place, Suite 102, Chantilly, VA 20151-1750.



www.sec.gov





SEC IG Hoecker: HOW IS THIS REMOTELY PLAUSIBLE??



There is only 1 explanation: SEC criminal obstruction and corruption.

Like the Dick Best/FINRA BBH complaint: also my information. No mention of executing broker dealers/MM's. OR as the SEC would like us to believe: "Penny stock trading fairies"

NO!

The SEC in ALL of these actions is protecting the criminal enterprise which has been bailed out on multiple ocassions: Knight/KCG/VIRT:NITE

Automatically placing this criminal enterprise on the SEC "Do not investigate list".

As a result, the SEC has KNOWINGLY, ACTIVELY facilitated countless, ongoing frauds on the public it is mandated to protect. ALL of the illegal activity I have detailed is ongoing in May 2021. NITE is again/still insolvent. Cifu in the latest attempt to conceal this massive ilegal activity has once again limited transparency for the investing public. The NITE Q1 earnings call: May 4, 2021

Virtu Financial Inc (VIRT) Q1 2021 Earnings Call Transcript | The Motley Fool

## Virtu Financial Inc (VIRT) Q1 2021 Earnings Call Transcript | The Motley Fool

Virtu Financial Inc (NASDAQ:VIRT) Q1 2021 Earnings Call May 4, 2021, 8:30 a.m. ET. Contents: Prepared Remarks; Questions and Answers; Call Participants; Prepared Remarks: Operator. Good day, and ...

www.fool.com

Cifu: "April volumes were a hair under 10 billion shares per day..."

So, the last 10Q filed by KCG/Knight as a stand alone company was 1Q 2017. The VIRT acquisition closed on July 31, 2017. Cifu won't disclose and the SEC let him KCG 2Q2017 financials. BLATANT fraud. Cifu/ the SEC wrote down more than $4 billion in fails.

EDGAR Search Results (sec.gov)

The 1Q2017 KCG 10Q



Document (sec.gov)





pg 49


<table border="1"><tr><td>Market Making stats. Cifu no longer discloses in SEC reviewed filings</td></tr><tr><td>Avg daily OTC BB and OTC Market shares traded(millions) 9,096</td></tr><tr><td>Avg daily NYSE AND NASDAQ shares traded(millions) 986</td></tr><tr><td>Per my consistent correspondence with the SEC: Knight/KCG:NITE derived 80-90%+ of their equity Market making share volumes from OTCM .This is why VIRT acquired KCG/Knight. This is and always has been the core business at NITE. This is what Cifu conceals from the investing public.In May 2021.</td></tr></table>

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As I have also detailed over the last several years: FINRA share stats data is complete fraud. This ALSO continues in May 2021

Market Statistics - Equity Trading Data Monthly (finra.org)

At the top of the page: "Last month statistics: April-2021 Share volume 44+BILLION shares" Yet below that under April share volumes:TOTAL SHARES:928+BILLION

The Knight/KCG/VIRT: NITE balance sheet in 1Q 2021 filed with the SEC in May 2021 The balance sheet is AGAIN exploding Inline XBRL Viewer (sec.gov)

NOT HFT related where holding time is seconds

Tangible book after properly classifying naked short fails: booked as an asset: receivable due to self clearing: insolvent. By a VERY wide margin.

ALL as a direct result of ONGOING SEC criminal obstruction and corruption.

So, Ms Pasquinelli: who was the executing BD/MM converting all of these fraud notes into worthless certs and dumped on the investing public where they are converted to real money? WHY would ANY BD/MM execute these trades? HOW do OTCM money laundering shells trade to trip zeroes? More buyers than sellers? NOPE: illegal naked shorting to facilitate money laundering. That is why none of these actions have been posted to the OWB website. Even though they CLEARLY are eligible actions: My information.



Cheers!

Chris







From: Chris Dilorio <

Sent: Thursday, May 27, 2021 5:49 AM