EFTA00069463


**Sent:** Friday, June 11, 2021 5:59 AM



Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix

SDNY,NY Supreme Court, NJ Judges et al

<table border="1"><tr><td>SDNY,NY Supreme Court,NJ Judges et al to say the SEC is a grossly corrupt,criminal enterprise ACTIVELY facilitating multiple,massive,ongoing frauds on the public to the benefit of the criminals who own them while screwing the whistleblower who caught them:me.The real world implications of this irrefutable FACT are staggering.REAL lives changed/ruined.Staggering losses for&quot;main street investors&quot;as Clayton referred to them.Because,for ANYONE spending more than an</td></tr></table>

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hour or 2 on a trading desk: Gordon Gekko was right: "It's a zero sum game. Somebody wins, somebody loses". The Grossly corrupt SEC has rigged the game in favor of the criminals over the public it is mandated to protect. Mr Paley, did your Micro Cap Fraud Task Force actually accomplish ANYTHING? How did 4+ TRILLION shares of OTCM money laundering shells trade in 1Q 2021? Are prolific Bag Men like Kramer and Honig etc etc etc actually "out of business"?

HELL NO!

Mr Gensler, Chair Waters/Congress made repealing the grossly corrupt Clayton, Peirce, Roisman Rule in the summer of 2020 that exempts 90% of current 13 F filers a priority. Will you execute the stated will of Congress?

As the Corrupt POS Paley et al know: NONE OF THESE CRIMINALS are out of business in 2021. In Fact, business is BOOMING

SEC.gov | SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers; Amend Reporting Threshold to Reflect Today’s Equities Markets

## SEC.gov | SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers; Amend Reporting Threshold to Reflect Today’s Equities Markets

The Securities and Exchange Commission today announced that it has proposed to amend Form 13F to update the reporting threshold for institutional investment managers and make other targeted changes.



www.sec.gov



Speaking of Prolific Bag Man Honig: As you are all aware, I made the connection between Honig, Russian entities,Signature Bank: SBNY, and the criminal law firm of Sichenzia Ross. Mr Gottschall: Have you been able to locate Castle Rock on a map yet?

Here are just a few of the recently filed RIOT Blockchain filings with the SEC

Detailing a few "transactions"

With the likes of The Bejing China Bitcoin mining company Bitmain where RIOT bought the "mining machines" at the Rockdale Texas 1gig+ "HPC" data center. It doesn't look like Bitmain has much of a future in China. But Rockdale Texas is a growth market for sure.

https://www.sec.gov/Archives/edgar/data/1167419/000107997321000272/ex99x1.htm



SEC.gov | HOME


Hash Rate Growth . By Q4 2022, Riot expects a total hash rate capacity of 7.7 EH/s with a fleet of approximately 81,146 Antminers, 95% of which will be the latest generation S19 series model.



www.sec.gov



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Another "transaction" involves the RIOT acquisition of a Data Center in Rockdale Texas owned by a German entity called Northern Data/Northern Bitcoin/Whinstone

Northern Data AG successfully closed the sale of its Texas data center to Riot Blockchain, Inc. - Northern Data AG

## Northern Data AG successfully closed the sale of its Texas data center to Riot Blockchain, Inc. - Northern Data AG

Frankfurt am Main – May 27, 2021 – Northern Data AG (XETRA: NB2, ISIN: DE000A0SMU87) a leading infrastructure supplier for Bitcoin mining and other HPC infrastructure solutions, successfully completed the sale of its U.S. subsidiary Whinstone US, Inc., which operates a high-performance data center facility based in Rockdale, Texas, to Riot Blockchain, Inc. (NASDAQ: “RIOT”). The ...



northerndata.de



## Northern Data is a publicly traded company with ADR's trading OTCM Pinks.

## US Jurisdiction established

Half-Year-Report_2019.pdf (northerndata.de)

## HALF-YEAR REPORT 2019 - Northern Data

PAGE 4 NORTHERN BITCOIN AG | HALF YEAR REPORT 2019 BITCOIN IS CHANGING THE WORLD Bitcoin is a digital finance system that cannot be manipulated.



northerndata.de



## Investor Relations - Northern Data AG

## Investor Relations - Northern Data AG

Northern Data AG develops and operates global infrastructure solutions in the field of High-Performance Computing (HPC). With its customer-specific solutions, the company provides the infrastructure for various HPC applications in areas such as bitcoin mining, blockchain, artificial intelligence, big data analytics, IoT or



northerndata.de





OTC Markets | NDTAF | Company Profile | OTC Markets


Northern Data is now a 12% holder of RIOT Inline XBRL Viewer (sec.gov)

EDGAR Filing Documents for 0001140361-21-019019 (sec.gov)

Northern Data/Bitcoin Frankfurt came into existence in 2015.

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The founder is a guy named Mathis Schultz. Mr Schultz previously was a Private Banker at Julius Baer, LGT, and Elan Capital Management

Mining Like a Viking: How the Fjords of Norway Offer a Greener Alternative - Bitcoin Magazine: Bitcoin News, Articles, Charts, and Guides

Mining Like a Viking: How the Fjords of Norway Offer a Greener Alternative - Bitcoin Magazine: Bitcoin News, Articles, Charts, and Guides

Northern Bitcoin’s energy costs are lowered still by the climate control measures Lefdal mine features by design. As if the Norwegian climate wasn’t cool enough, the data center is situated some 656 feet below ground, so it maintains a constant temperature of 55 degrees Fahrenheit (~12.5 degrees Celsius).

bitcoinmagazine.com

Schultz picked a very interesting nobody from New Orleans to build his 1Gig+ "HPC" data center in Rockdale Texas: Chad Everett Harris

qualifications?

The Year of Chad Everett Harris - Chad Everett Harris



## The Year of Chad Everett Harris - Chad Everett Harris

2020 will be the Year of Chad Everett Harris. This will be the year that the last 1642 days of work pays off and things get back to my normal chaotic life that I love. This year will be filled with achievement, challenges, and excitement. It will also be a year of living in the [...]



www.chadeverettharris.com



## Chad Everett Harris | Meet New Orleans Entrepreneur

## Chad Everett Harris | Meet New Orleans Entrepreneur

Chad Everett Harris realized his passion for entrepreneurship very early on in his childhood. Born in Palos Verdes, California in 1969, he spent much of his young life moving between cities across the US.In his early years alone, he spent considerable time in Georgia, Michigan, and Louisiana.

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www.chadeverettharris.com


## Chad Everett Harris Archives - Page 2 of 4 - Chad Everett Harris



Bitmain


Mr Gottschall: And to think ALL of this is happening 15 from my home in Castle Rock Colorado. Too fucking funny.

Cheers!

Christopher J DiIorio

From: Chris Dilorio <



Sent: Tuesday, June 1, 2021 6:31 AM


EFTA00069468



Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix

SDNY, NY Supreme Courts/NJ Courts grossly corrupt SEC et al,

Let's break down VIRT CEO Dougie "Mr Transparency" Cifu comments to Sell Side analysts on the NITE/VIRT 1Q

2021 earnings call in May 2021:

Per below:

"Yes, Dan, obviously you look at the same metrics I do, just to give you a little commentary on them,I mean

April volumes were a hair under 10 billion shares per day which is down 32 odd percent from the first

quarter..."

Meaning: 1Q 2021 equity market making volumes at NITE were roughly 13 billion shares per day.

Let's compare the last KCG stand alone quarter: 1Q2017 (below) where total equity market making share

volumes were "a hair OVER 10 billion shares per day": 10.082 billion shares per day to be exact.

KCG 1Q2017: 154 mil trading revenue

93.589 mil commissions/fees

eps .05/ 67 mil shares outstanding

Since Dougie "Mr Transparency" Cifu won't actually disclose 1Q2021 metrics, let's do some simple math and

solve for "X" shall we?

NITE/VIRT COMBINED 1Q2021

Remember: "April volumes were down approximately 32% from 1Q 2021 volumes "

April volumes were a "Hair under 10 billion shares pe day"

Therefore: Cifu says to Sell Side analysts on May4 2021 earnings call: 1Q2021 share volumes were roughly 13

billion shares per day

The 1q2021 NITE/VIRT combined SEC reviewed 10Q

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Document (sec.gov)


<table border="1"><tr><td>trading income: 812.743 mil</td></tr><tr><td>net commissions: 191.64 mil</td></tr><tr><td>eps 1.91/sh on 123.4 mil shares out</td></tr></table>

<table border="1"><tr><td>Again: 1Q 2017 OTCM Pink money laundering shell volumes: 90%+ of total equity MM volumes</td></tr><tr><td>OVERALL OTCM Volumes: 100-300 billion shares/month</td></tr><tr><td>in 1Q2021 OVERALL OTCM Money laundering share volumes were 4+ TRILLION shares</td></tr><tr><td>a 10-30x+ INCREASE 2021 vs 2017 in OTCM Money laundering shell volumes</td></tr><tr><td>YET TOTAL equity market making share volumes were up just 30+% 1Q2021 vs KCG stand alone 1Q2017????</td></tr><tr><td>How much market share did NITE/VIRT LOSE since 2017: 90+%????</td></tr><tr><td>NITE/VIRT 1Q2021 share volumes were MULTIPLES of 13 billion shares/day. Cifu is KNOWINGLY LYING</td></tr></table>

Further:

<table border="1"><tr><td>Recall: ANOTHER example of SEC corruption: the KCG 1Q2014 "astronomical" OTCM share volume metrics expunged by McKessy, Norberg, Pasquinelli, et al from the 1Q2014 10Q:</td></tr><tr><td>The KCG stand alone 1Q2014 10Q: the basis of my March 2014 letter to McKessy with Berger Montague : I have attached the KCG 1Q2015 SEC reviewed 10Q above</td></tr><tr><td>Year over year numbers: The corrupt SEC failed to expunge pg 53</td></tr><tr><td>1Q2014 KCG STAND ALONE OTCM share volumes</td></tr><tr><td>14.045 BILLION shares/day (My Letter to McKessy)</td></tr><tr><td>NYSE/NASDAQ volumes: 862 MILLION shares/day</td></tr><tr><td>So according to Dougie &quot;Mr Transparency&quot; Cifu&quot;</td></tr><tr><td>1Q2021 average daily share volumes were roughly 13 billion shares per day: This number is LESS than KCG stand alone 1Q2014 share volumes of almost 15 billion shares/day: 7 FUCKING YEARS AGO</td></tr><tr><td>In 1Q2014 KCG trading revenue was 254.6 million and eps was .30/share</td></tr><tr><td>This is blatant, egregious Cifu/SEC facilitated fraud on the public the SEC is mandated to protect.</td></tr></table>

WHY is Cifu hiding this from the investing public and as important: WHY is the grossly corrupt SEC letting him?

been Illegal naked shorting OTCM shells to facilitate money laundering.

Further: Clayton et all CORRUPTLY gave NITE and CDEL their own exchange: MEMX: in 2020 for this EXACT reason

The FINRA OTCM share volume discrepancies explained: NITE/VIRT is NOT reporting the vast amount of illegal naked shorting OTCM share volumes. Recall my correspondence to the grossly corrupt SEC when MEMX was announced: "Just between us criminals"

Once again, my allegations are irrefutably accurate. The SEC has AGAIN doubled down and taken the side of the criminal entity NITE. As a result: the SEC ACTIVELY facilitates multiple, ongoing frauds on the public to the

benefit of the criminals who own them while screwing the whistleblower who caught them: ME.

Cheers!

Whistleblower extraordinaire

Christopher J Dilorio