EFTA00069429



Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix

SDNY, NY Supreme Court, NJ Judges, NY AG/DFS et al,

The interconnectedness of my claims on display AGAIN.

I don't "hop" from 1 TCR to another by accident. Levenson: IMDS. Levenson:AQR

Obstruction in both cases.

So,

Back to my Knight Capital/UBS et al TCR.

IMDS: NITE/UBSS trading activity. Fraud SEC denials of awards.

2014: 2 years after the so called August 1 2012 "trading glitch"

The IMDS "glitch". The naked short trading activity in IMDS by NITE and UBSS was massive. See my Knight/UBS TCR

I caught them.

Here's still MORE irrefutable proof of the veracity of my claims:

EFTA00069430

SEC allowed 2 barred individuals: Schwartz/Linda Grable to execute the SPA with the Chinese National entity Viable which created 37 billion shares at .0001. Viable agreed to purchase these 37 billion shares knowing full well the SEC/Levenson were in the process of revoking the IMDS registration. Of course! Who wouldn't jump at the opportunity to own 37 billion shares of a revoked company? Grable II in SWORN affidavit says he alone executed the Viable SPA. LIE. The exhibit linked AGAIN below by me shows BARRED Schwartz/Linda Grable as representatives of IMDS along with Grable II.

Again: the August 19 2014 Viable 13D showing ownership of the 37 billion shares EDGAR Filing Documents for 0001213900-14-006130 (sec.gov)

## EDGAR Filing Documents for 0001213900-14-006130

<table border="1"><tr><td>Viable International Investments, LLC (Filed by) CIK: 0001617230 (see all company filings) IRS No.:464891086 | State of Incorp.:FL | Fiscal Year End:1231 Type:SC 13DSC 13D</td></tr></table>



www.sec.gov



## that was 2014: TWO THOUSAND FOURTEEN

The IMDS articles of incorporation with the Florida SOS show the authorized increased in shares from 30 billion to 40 billion common and 2 million pref took place in June 2018

June 29, 2018 to be exact

ConvertTiffToPDF (sunbiz.org)

Here's the Grable II amended corp details with The Florida SOS filed in conjunction with the Viable SPA ConvertTiffToPDF (sunbiz.org)

## 600 shares of Series M

conversion rate: 147,282,723.12 shares of common per 1 share of Series M

Do the math: IMDS did not have these common shares authorized when the Viable SPA was executed.

the 37 billion shares of common were not authorized.

According to Florida SOS articled of incorporation On June 28,2018: TWO THOUSAND EIGHTEEN Authorized shares were increased from 30 billion to 40 billion common and 2 million pref



ConvertTiffToPDF (sunbiz.org)


Then came the SEC reviewed Dec 31 2018 10Q filed by IMDS https://www.sec.gov/Archives/edgar/data/790652/000121390019002531/f10q1218_imagingdiagnos.htm

Filed on February 14,2019

EDGAR Filing Documents for 0001213900-19-002531 (sec.gov)

## EDGAR Filing Documents for 0001213900-19-002531

IMAGING DIAGNOSTIC SYSTEMS INC /FL/ (Filer) CIK: 0000790652 (see all company filings) IRS No.: 222671269 | State of Incorp.:FL | Fiscal Year End: 0630 Type: 10-Q | Act: 34 | File No.: 000-26028 | Film No.: 19605508 SIC: 3845 Electromedical & Electrotherapeutic Apparatus Office of Life Sciences

EFTA00069431


www.sec.gov




pg 15


"On July 12, 2018 the majority shareholder of the company Viable International Investments LLC delivered a written request to effect a 1:1000 reverse stock split in the form of a written consent of the majority shareholder of Imaging Diagnostics Systems Inc. The BoD of the corporation believed it to be in the best interest of the corporation and recommended that the stockholders approve a 1:1000 reverse stock split of the corporations issued and outstanding shares of common stock and a decrease in the amount of shares of common stock authorized to be issued from 40,000,000,000 shares to 500,000,000 shares" full stop. Please help me with this math as I'm not a corrupt SEC attorney.

## further:

" After receiving stockholder approval by majority written consent the company filed amended and restated Articles of Incorporation with the Florida SoS on July 12 2018 to record this action. The reverse split became effective July 27, 2018"

Here is the Florida SoS amended articles showing the decrease in Auth Shares to 500,000,000 common and 2 million pref



ConvertTiffToPDF (sunbiz.org)



NEVER was authorized increased to 50 Billion as the reverse math would suggest Further,

IMDS filed amended Articles in 2017 increasing the authorized share count from 20,000,000,00 to 30,000,000,000 common and 2 mil pref



ConvertTiffToPDF (sunbiz.org)



Meaning: IMDS did not have the 37 billion shares authorized to sell to Viable in 2014.

June 29, 2018: increase authorized from 30 billion to 40 billion

2 weeks later: July 12, 2018: 1:1000 reverse split from 40 billion to 500 million (math???)

But here's the kicker/smoking gun:

Amended 13D filed by Viable on May 3 2019

EDGAR Filing Documents for 0001213900-19-003579 (sec.gov)

showing Viable owning 87,104,691 shares of common

If you do the math based on the Series M conversion and adjust for 1:1000 that gets you to the 87+ million shares.

AGAIN: The Viable SPA with barred Schwartz, Linda Grable and Grable II f8k062714ex10i_imagingdiag.htm (sec.gov)

## f8k062714ex10i_imagingdiag.htm - SEC

WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to Section 4(2) of the Securities Act of 1933, as amended (the "Securities Act"), and Rule 506 promulgated thereunder, the Company desires to issue and sell to Purchaser, and Purchaser desires to purchase from the Company, securities of the Company as more fully described in this Agreement.



www.sec.gov



The SPA was in the form of the Series M pref with conversion schedule above AGAIN: that would translate post reverse to the 13Da: 87,104,691 shares



EFTA00069432


So what happened to the 37 billion shares of common Barred Schwartz, Linda Grable and Grable II sold Viable in the 2014 SPA and did not have the authorized shares to do so and verified in the 2014 Viable 13D????

As I have irrefutably alleged: SEC cover up of illegal naked shorting on a truly massive scale.

Per my TCR and extensive correspondence with the grossly corrupt SEC:

The crux of illegal naked shorting: shares created but not authorized by the issuer and its shareholders. This was the case in IMDS: my Knight/UBS TCR. To the tune of 37 BILLION shares. Covered up by the SEC/Levenson et al rather than prosecuting NITE for this illegal activity and paying me a rightful award for bringing these egregious Securities law violations to the SEC attention: EXACTLY what the SEC Whistleblower statues were intended by Congress to do.

Rather, the SEC/Levenson et al chose to criminally and corruptly cover up and screw the whistleblower who caught them: ME. THEN, the grossly corrupt SEC followed up with TWO official, corrupt: ILLEGAL award denials. IMDS is just 1 of NITE/UBS top traded OTCM money laundering shells. The level of this illegal activity in 1Q 2021 through MEMX by these KNOWN criminals is the direct result of this and other SEC corrupt criminal obstruction.

Mr Levenson, what is the current iteration of Imaging Diagnostics trading symbol TODAY?

There is none. ALL of this share increase/decrease post being revoked by the SEC has taken place in a NON trading BUT FULLY reporting SEC company.

The latest SEC reviewed filing came in May 2021.

EDGAR Search Results (sec.gov)

In furtherance of the conspiracy...

Cheers!

Christopher J Dilorio

Whistleblower Extraordinaire



From: Chris Dilorio <

Sent: Friday, July 23, 2021 6:45 AM


EFTA00069433



Subject: Fw: Formal appeal for covered action 2015-016/Knight Capital TCR & Appendix

SDNY, NY Supreme Court, NJ Judges et al

still MORE examples of SEC criminal obstruction and corruption. Carefully designed "complaints" that tell only part of the story INTENTIONALLY guaranteeing the illegal activity continues. Also designed to cover up SEC corruption while screwing the whistleblower who caught them: ME.

Recall: the above referenced Oppenheimer AML preliminary Denial of award by Norberg et al: "SEC Staff never saw Mr Dilorio's information" only AFTER using my information for 5 (FIVE) years. Not just impossible but criminal as well.

## More

Dick Best, Ms Mehtaban: SEC New York bullshit Cemtrex/Govil et al complaint ripped to shreds by yours truly: $7 million in "mis appropriated funds yet just $670k disgorgement: Money laundering acknowledged. Of course: no mention of money laundering in the complaint.

No mention of the Cemtrex PUBLIC announcement with SEC filings unsolicited "take over" of contract manufacturer Key Tronic in September 2017. AND, Key Tronic public announcement with SEC filings response. Where Key Tronic details Cemtrex as an out right fraud.

Related party transactions with NY based Vicon Industries: buying a position already sold in another SEC reviewed offering. ALSO Money laundering

Prolific Bag Man Fife and Bag Man Ayrton: MY INFORMATION "investing" in Cemtrex in 2019: They BOTH knew Cemtrex was a money laundering shell. As did the other sophisticated "investors" like Cerberus and several others I detailed below: money laundering

EFTA00069434

Then there's this SEC filing for Cemtrex filed in August 2018: almost 1 year after the scathing Key Tronic public response:

https://www.sec.gov/Archives/edgar/data/1435064/000149315218012460/ex99-2.htm

## SEC

Cemtrex Announces Pricing of Public Offering of Common Stock . Farmingdale, NY (August 22, 2018) – Cemtrex, Inc. (NASDAQ: CETX, CETXP, CETXW), a leading technology and manufacturing company, announced today the pricing of its previously announced underwritten public offering of 1,000,000 shares of common stock at a public offering price of $1.65 per share for total gross proceeds of $1,650,000.



www.sec.gov



This offering was the result of a shelf Cemtrex filed and the SEC approved on June 5 2017 EDGAR Filing Documents for 0001493152-17-006182 (sec.gov)

This shelf like hundreds others I have detailed should have been pulled by the SEC given the Key Tronic public response to Cemtrex in September 2017. IF the SEC was actually interested in protecting the public as it is mandated to do.

NOPE

WHO underwrote the August 2018 Cemtrex public offering?

## Aegis

SEC.gov | Broker-Dealer Admits It Failed to File SARs

## SEC.gov | Broker-Dealer Admits It Failed to File SARs

Broker-Dealer Admits It Failed to File SARs. FOR IMMEDIATE RELEASE 2018-50 Washington D.C., March 28, 2018 —



www.sec.gov



In march 2018, Aegis ADMITTED to facilitating money laundering in publicly traded shells.

5 months later, they do an offering in Cemtrex. 1 year later, Fife, Ayrton, Cerberus et al do more "investing" in Cemtrex. How many AML red flags were ignored by Fife et al when they "invested" in Cemtrex? How many AML red flags did Best,Mehraban et al intentionally omit from their Cemtrex/Govil "complaint"?

WHO executed the Aegis and other trades in Cemtrex,Vicon etc ?

From the carefully constructed Best,Mehrban, SEC NY complaint the track record clearly points to Mehraban Paul Weiss mentor Dougie Large and Knight/KCG/VIRT: NITE.

and NOT the "penny stock trading fairies". A page out of the BBH AML complaint as well as the UBS and Opco corrupt SEC playbook. Because as my irrefutable evidence: the record clearly shows: the core business at Knight/KCG/VIRT:NITE is and always has been: illegal naked shorting OTCM (and other) publicly traded shells to facilitate money laundering and tax evasion.

As I have also detailed at great length in my correspondence with the SEC: NITE can NOT rely on third parties like Aegis as a substitution for its own compliance due diligence. What does NITE compliance do exactly except look the other way, also ignore glaring red flags, and NOT file ANY SAR's. SEC NY/Best/Mehrban have been

EFTA00069435

corruptly obstructing investigations into my claims for years. These massive ongoing frauds are a direct result. The corrupt and criminal denials of my award claims with the OWB also play a key role in the SEC ACTIVELY facilitating this illegal activity. It is literally IMPOSSIBLE that the SEC investigators "never saw Mr Dilorio's information". For several reasons:

The attached stated SEC procedures for handling whistleblower submissions.

The stated testimony to Congress that the OWB is the primary point of contact between whistleblowers and the Commission.

My extensive correspondence: THE RECORD.

SEC IG Hoecker, I am STILL eagerly waiting for your office to interview me based on stated procedures you yourself wrote in conducting thorough investigations. The evidence is irrefutable:

The SEC is a grossly corrupt, criminal organization ACTIVELY facilitating multiple, massive, ongoing frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME.

It has been 1 1/2 years since I filed an appeal for the Oppenheimer award denial. While I was waiting,

Norberg/Pasquinelli et al issued a fraud denial for the FINRA/SEC/FINCEN UBS AML complaint. As I have shown, MANY within the SEC had my information. Including SEC NY. Which is why the SEC corruptly moved the handling of the complaint to the SEC LA. While never bringing ANY individual complaints against UBS San Diego brokers.

The UBS trading activity: My information

UBS acknowledged in the complaint by the SEC,FINRA,FINCEN as never shutting down its cross border business per the 2010 DoJ dropping its DPA: also my information.

Not just impossible that "SEC staff never saw Mr Dilorio's information"

But CRIMINAL as well.

Cheers!

Christopher J Dilorio

Whistleblower Extraordinaire





From: Chris Dilorio <

Sent: Tuesday, July 20, 2021 8:36 AM