EFTA00067939



Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix

More Honig/Stetson et al SEC facilitated ONGOING fraud on the public

<table border="1"><tr><td>David Urban: Trump PA Campaign Manager and NITE Not So Independent Board Member and his own money laundering shell: FSD Pharma: HUGE with Pakistani&#x27;s</td></tr><tr><td>Had a BINDING LOI to acquire Israeli Therapix.</td></tr><tr><td>FSD Pharma Responds to Therapix Termination of Binding LOI | Business Wire</td></tr></table>

Not so binding. I caught them. Plan B

Therapix: An Israeli money laundering shell where Stetson was "investor"

EDGAR Filing Documents for 0001493152-17-003810 (sec.gov)

and never shut down by the SEC as is typical of many Honig money laundering shells EDGAR Search Results (sec.gov)

Today, Therapix is now Sci Sparc Ltd SEC approved offerings done By Aegis SEC FORM D

Yes: that Aegis: also very much up and running in May 2021. New York: SDNY jurisdiction We don't need no stinkin' SAR's. Aegis prolific OTCM/NASDAQ shell money launderer

EFTA00067940

Aegis Capital Corporation (sec.gov)

# UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION ADMINISTRATIVE PROCEEDING File No. 3-18412 ORDER INSTITUTING ADMINISTRATIVE PURSUANT TO SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934 AND SECTION 203(e) OF THE INVESTMENT ADVISERS ACT OF 1940, -SEC.gov | HOME

3 As a result of the foregoing, Aegis willfully 2 violated Exchange Act Section 17(a) and Rule 17a-8 thereunder. RESPONDENT Aegis is a dually-registered investment adviser and broker-dealer with multiple branches



www.sec.gov



<table border="1"><tr><td>Well known to the SEC/FINRA: WHO were the customers?</td></tr><tr><td>Who were the executing BD/MM's? MORE SEC "penny stock trading fairies" of course. NOPE: NITE.</td></tr><tr><td>WHY are all entities once again UN Named?</td></tr><tr><td>Robert_Eide.pdf(finra.org)</td></tr></table>

## FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS - FINRA.org

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DISCIPLINARY PROCEEDING NO. 2011026386002 HEARING OFFICER: MJD ORDER ACCEPTING OFFER OF SETTLEMENT August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21, 2014, by the



www.finra.org



## Orders Accepting Offers of Settlement - Aegis Capital Corp., Charles Smulevitz, Kevin McKenna (finra.org)

## Complainant, Hearing Officer Rochelle S. Hall Department of Enforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital Corp. SETTLEMENT Date: August 3, 2015 Respondents. INTRODUCTION - FINRA.org

another F11"4RA member and registered with FINRA, through the firm, in several capacities, including as a GSR and GSP. Under Article V ofthe FINRA By-Laws,FINRA possesses



www.finra.org