From: Kate Tuckley <Kate.Tuckley((pdfca.org.uk>

To: "1 (USANYS)'"

Cc: Mark Steward <Mark.Steward fca.o .uk

Eldred <Kelly.Eldred®fca.org.uk>, "Harry Caldecott" <Harry.Caldecott®fca.org.uk>

Subject: RE: Confidential & Urgent

Date: Thu, 28 Nov 2019 16:09:52 +0000

Thanks ■ **speak shortly**

**From: (USANYS) [mailto: Sent: 28 November 2019 15:57**

**To: Kate Tuckley <Kate.Tuckley@fca.org.uk>**

**Cc: Mark Steward <Mark.Steward@fca.org.uk>; Cowley, Jason (USANYS)**

**(USANYS) ; Kelly Eldred <Kelly.Eldred@fca.org.uk>; Harry Caldecott**

**<Harry.Caldecott@fca.org.uk>**

**Subject: Re: Confidential & Urgent**

**To allow a few of my colleagues to join, can we instead use a dial** in:

Thanks, and talk soon. Ted

Sent from my iPhone

On Nov 28, 2019, at 10:31 AM, Kate Tuckley <Kate.Tuckley@fca.org.uk> wrote:

Great much appreciated thanks

| From:<br>(USANYS) [mailto:                                                                       |  |
|--------------------------------------------------------------------------------------------------|--|
| Sent: 28 November 2019 15:30                                                                     |  |
| To: Kate Tuckley <kate.tuckley@fca.org.uk></kate.tuckley@fca.org.uk>                             |  |
| Cc: Mark Steward <mark.steward@fca.org.uk>;</mark.steward@fca.org.uk>                            |  |
| ; Kelly Eldred <kelly.eldred@fca.org.uk>; Harry Caldecott<br/>(USANYS)</kelly.eldred@fca.org.uk> |  |
| <harry.caldecott@fca.org.uk></harry.caldecott@fca.org.uk>                                        |  |
| Subject: Re: Confidential & Urgent                                                               |  |
| Okay, please call my cell:                                                                       |  |

Sent from my iPhone

On Nov 28, 2019, at 10:25 AM, Kate Tuckley <Kate.Tuckley@fca.org.uk> wrote:

, Kelly

Hi El

I have spoken to Mark's business support and he is available at 4.15pm (UK time) today (ie in just under an hour's time). It is quite urgent so if we could speak then it would be greatly appreciated. If that does work please let us know what number to call you on? Many thanks

| (USANYS) [mailto:<br>From:                                                                                                                     |                    |
|------------------------------------------------------------------------------------------------------------------------------------------------|--------------------|
| Sent: 28 November 201914:53                                                                                                                    |                    |
| To: Mark Steward <mark.steward@fca.org.uk></mark.steward@fca.org.uk>                                                                           |                    |
| Cc:                                                                                                                                            | ; Kate<br>(USANYS) |
| Tuckley <kate.tuckley@fca.org.uk>; Kelly Eldred <kelly.eldred@fca.org.uk>; Harry Caldecott</kelly.eldred@fca.org.uk></kate.tuckley@fca.org.uk> |                    |
| <harry.caldecott@fca.org.uk></harry.caldecott@fca.org.uk>                                                                                      |                    |
|                                                                                                                                                |                    |

Subject: Re: Confidential & Urgent

Hi Mark - Thanks for reaching out. We do have an active investigation and would be happy to talk. As you likely know, today is a holiday in the US. Is this something we could discuss on Monday or is it more urgent than that? Thanks, Ted

Sent from my iPhone

On Nov 28, 2019, at 9:28 AM, Mark Steward <Mark.Steward@fca.org.uk> wrote:

Dears Can I ask whether this is still an active matter ? if so, I wonder if we could speak when it is convenient.

#### Cheers

Mark Steward

Executive Director Enforcement and Market Oversight

# <image001.png>

12 Endeavour Square London E20 lJN Tel: +44 (0)20 7066 1600 www.fca.org.uk

### Follow us:

<imagcoo2.enga.

<imagcoo3.enga.

Private Secretary: Harry Caldecott (harry.caldecott@fca.orgA0 Personal Assistant: Kelly Eldred A(k ly.eldredafca.org.uk)

From Sent: 28 November 2019 14:25 To: Mark Steward <Mark.Steward@fca.org.uk>; (USANYS) (USANYS) Cc: Kate Tuckley <Kate.Tuckley@fca.org.uk>; Kelly Eldred <Kelly.Eldred@fca.org.uk>; Harry Caldecott

<Harry.Caldecott@fca.org.uk>

Subject: Re: Confidential & Urgent

Sent from my iPhone

On Nov 28, 2019, at 8:30 AM, Mark Steward <Mark.Steward@fca.org.uk> wrote:

Hi

Can you let me know, urgently, whether anyone in your office is handling the investigation into Jeffery Epstein, especially anything in relation to JP Morgan (he was a client of their private wealth division) and, if so, who, as we need to have a chat. If this is not in SDNY, do you know who is handling ongoing work into Mr E's world ?

Cheers

Mark Steward Executive Director Enforcement and Market Oversight

## <image001.png>

12 Endeavour Square London 201J N Tel: +44 (0)20 7066 1600 www.fca.org.uk

Follow us:

<imaccoo2.ma

<imaccoo3.ma

Private Secretary: Harry Caldecott (harry.caldecottgaca.ore.uk) Personal Assistant: Kelly Eldred Ic ly.eldred@fca.org.uki

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This communication and any attachments contain information which is confidential and may be subject to legal privilege. It is for intended recipients only. If you are not the intended recipient you must not copy, distribute, publish, rely on or otherwise use it without our consent. Some of our communications may contain confidential information which it could be a criminal offence for you to disclose or use without authority. If you have received this email in error please notify postmaster@fca.org.uk immediately and delete the email from your computer. Further information on the classification and handling of FCA information can be found on the FCA website (http://www.fca.org.uk/site-info/legal/fca-classified-information).

The FCA (or, if this email originates from the Payment Systems Regulator Limited, the FCA on behalf of the Payment Systems Regulator Limited / the Payment Systems Regulator Limited) reserves the right to monitor all email communications for compliance with legal, regulatory and professional standards.

This email is not intended to nor should it be taken to create any legal relations or contractual relationships. This email has originated from the Financial Conduct Authority (FCA), or the Payment Systems Regulator Limited.

The Financial Conduct Authority (FCA) is registered as a limited company in England and Wales No. 1920623. Registered office: 12 Endeavour Square, Stratford, London, E20 UN, United Kingdom

The Payment Systems Regulator Limited is registered as a limited company in England and Wales No. 8970864. Registered office: 12 Endeavour Square, Stratford, London, E20 UN, United Kingdom

Switchboard 020 7066 1000

Web Site http://www.fca.org.uk (FCA); http://www.psr.org.uk (the Payment Systems Regulator Limited)

This communication and any attachments may contain personal information. For more information about how and why we use personal information and who to contact with any queries about this, please see our privacy notices: FCA Privacy Notice (https://www.fca.org.uk/data-protection) and PSR Privacy Notice (https://www.pscorg.uk/cookiesprivacy-and-data-protection).

This communication and any attachments contain information which is confidential and may be subject to legal privilege. It is for intended recipients only. If you are not the intended recipient you must not copy, distribute, publish, rely on or otherwise use it without our consent. Some of our communications may contain confidential information which it could be a criminal offence for you to disclose or use without authority. If you have received this email in error please notify postmaster@fca.org.uk immediately and delete the email from your computer. Further information on the classification and handling of FCA information can be found on the FCA website (http://www.fca.org.uk/siteinfo/legal/fca-classified-information).

The FCA (or, if this email originates from the Payment Systems Regulator Limited, the FCA on behalf of the Payment

Systems Regulator Limited / the Payment Systems Regulator Limited) reserves the right to monitor all email communications for compliance with legal, regulatory and professional standards.

This email is not intended to nor should it be taken to create any legal relations or contractual relationships. This email has originated from the Financial Conduct Authority (FCA), or the Payment Systems Regulator Limited.

The Financial Conduct Authority (FCA) is registered as a limited company in England and Wales No. 1920623. Registered office: 12 Endeavour Square, Stratford, London, E20 UN, United Kingdom

The Payment Systems Regulator Limited is registered as a limited company in England and Wales No. 8970864. Registered office: 12 Endeavour Square, Stratford, London, E20 1.IN, United Kingdom

Switchboard 020 7066 1000

Web Site http://www.fca.org.uk (FCA); http://www.psr.org.uk (the Payment Systems Regulator Limited)

This communication and any attachments may contain personal information. For more information about how and why we use personal information and who to contact with any queries about this, please see our privacy notices: FCA Privacy Notice (https://www.fca.org.uk/data-protection) and PSR Privacy Notice (https://www.psr.org.uk/cookies-privacy-anddata-protection).

This communication and any attachments contain information which is confidential and may be subject to legal privilege. It is for intended recipients only. If you are not the intended recipient you must not copy, distribute, publish, rely on or otherwise use it without our consent. Some of our communications may contain confidential information which it could be a criminal offence for you to disclose or use without authority. If you have received this email in error please notify postmaster@fca.org.uk immediately and delete the email from your computer. Further information on the classification and handling of FCA information can be found on the FCA website (http://wwl.v.fca.org.uk/siteinfo/legal/fca-classified-information).

The FCA (or, if this email originates from the Payment Systems Regulator Limited, the FCA on behalf of the Payment Systems Regulator Limited / the Payment Systems Regulator Limited) reserves the right to monitor all email communications for compliance with legal, regulatory and professional standards.

This email is not intended to nor should it be taken to create any legal relations or contractual relationships. This email has originated from the Financial Conduct Authority (FCA), or the Payment Systems Regulator Limited.

The Financial Conduct Authority (FCA) is registered as a limited company in England and Wales No. 1920623. Registered office: 12 Endeavour Square, Stratford, London, E20 1.IN, United Kingdom

The Payment Systems Regulator Limited is registered as a limited company in England and Wales No. 8970864. Registered office: 12 Endeavour Square, Stratford, London, E20 1.IN, United Kingdom

Switchboard 020 7066 1000

Web Site http://www.fca.org.uk (FCA); http://www.psr.org.uk (the Payment Systems Regulator Limited)

This communication and any attachments may contain personal information. For more information about how and why we use personal information and who to contact with any queries about this, please see our privacy notices: FCA Privacy Notice (https://www.fca.org.uk/data-protection) and PSR Privacy Notice (https://www.psr.org.ukkookies-privacy-and-data-protection).

This communication and any attachments contain information which is confidential and may be subject to legal privilege. It is for intended recipients only. If you are not the intended recipient you must not copy, distribute, publish, rely on or otherwise use it without our consent. Some of our communications may contain confidential

information which it could be a criminal offence for you to disclose or use without authority. If you have received this email in error please notify postmaster@fca.org.ulc immediately and delete the email from your computer. Further information on the classification and handling of FCA information can be found on the FCA website (http://www.fca.org.uk/site-infoRegalffca-classified-information).

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This email is not intended to nor should it be taken to create any legal relations or contractual relationships. This email has originated from the Financial Conduct Authority (FCA), or the Payment Systems Regulator Limited.

The Financial Conduct Authority (FCA) is registered as a limited company in England and Wales No. 1920623. Registered office: 12 Endeavour Square, Stratford, London, E20 IJN, United Kingdom

The Payment Systems Regulator Limited is registered as a limited company in England and Wales No. 8970864. Registered office: 12 Endeavour Square, Stratford, London, E20 IJN, United Kingdom

Switchboard 020 7066 1000

Web Site http://www.fca.org.uk (FCA); http://www.psr.org.uk (the Payment Systems Regulator Limited)