UBS Financial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002
CNO70055355371116X135 VI 0
# Resource Management Account
November 2016
GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.V49920008
Account number.
Your Holmdel Advisor SCOTT STACKMANLYLE CASRIEL Phone: 212.821-7000/800-308-3140
Questions about your statement?
account 029023572.
### Call your Financial Advisor or the Value of your account
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|----------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|----------------------------------------|---------------------------------------------|
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Sources of your account growth
Member SVC CNP70008005535537 N87000185219 00003 1116 030575004 '11235725SO 101010 Page 1 of 8
Account name: GHISLAINE MAMBA. Friendly account name: Indiv.V49920008 Account number:
Your Financial Advisor. SCOTT STACKMANtYLE CASRIEL 212-821-7000/800-308-3140
## Your account balance sheet
### Summary of your assets
Value of your account
| | | Va
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Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62%
Account name: GMSLAINE MAXWELL Friendly account na Account number:
# Change in the value of your account
| | No
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# Dividend and interest income earned
For piaposes of this statement. taxability of interest and dinderd income has been detennned from a US tax reporting perspective. Based upon the residence of the account holder. account type, or product type, some interest ancVor dividend payments may not be subject to United Slates (US) andlor Anna Rico (PR) income taxes. The client monthly statement is not intended to be used ad ca of be relied upon for tax purposes. Clients should refer to the applicable tax reporting forms they receive from WS annually, such as the Foam 1099 and the rams 480, for tax reporting information. It 6 the practice of UBS to fie the applicable tax reporting forms with the US Internal Revenue Service and PR Treasury Department, and in such forms accurately dandy dividends endear interest as tax exempt or taxable income. Please conait your individual tax nearer.
| | No
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# Summary of gains and losses
Values reported below exclude products for which gins and losses are not classified
| | Re
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ed
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d | |
|---------------------------|-------------------------------------------------|-----------------------------------------------------------|------------------------------------------|
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# Cash activity summary
See Account activity this monthkr details. Balances in your Sweep options are included in the opening and closing balances value. FDIC insurance applies only to deposits at UM Bank USA, not to deposits at UBS AG, Stamford Branch or bat deposits placed Graph the 1/85 International Deposit Account program. 51K protection applies to money market sweep fund holdrgs but not bank deposits_ Seean/torten: infOrMatiOn about your statement On the last two pages of this document for details'
| | No
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20
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CNP7000800SS3SS39NP7000185219 0:003 1116 030575004 Y123572550101010 Page 3 of 8
Account name: HISLAINE MAXWELL Friendly account name: Indy V499 Account number:
Your Financial Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308.3140
## Withholdings and tax summary
| | No
mb
(S
)
20
16
ve
er | Ye
to
da
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(S
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|-------------------------------------------|---------------------------------------------|---------------------------------------|--|
| aid
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# UBS Bank USA Deposit Account AFT
| d O
Int
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7 -
N
6
er
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|-------------------------------------------------------------------------------------------------------------|------------------|
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nin
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| of
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| Av
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| Int
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.00 |
| An
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d
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rne | 0.0
0% |
## Your investment objectives:
You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document.
Your return objective: Current income & capital appreciation Your risk profile: Primary • Aggressive Investment eligibility consideration None selected
# Your account instructions
- Your account cost basis default closing method is FIFO, First In, First Out
Resource Management Account November 2016
Account name: GHISLAINE MAXWELL Friendly account name: Indiv.V499200013 Account number:
Your Financial Advisor. SCOTT STACKMMAYLE CASRIEL 212-821-7000x800.308.3140
### Your assets
some prices, income and current values shoves may be approarnate. As a result, gains and losses may not be accurate)). reflected. See important information about your statement at the end of the declarant for moo idorrnatica
### Cash
### Cash and money balances
| Ho
ldin
g | O
in
g b
ala
%e
pen
No
v 1
(
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)
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sin
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nce
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(
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0 | Ric
har
e p
er s
e
Nov
(
)
30
5
on | Ave
ra
ge
rate | Dm
den
dan
tere
st
ed
pe | Da
in
ys
Pe
red | C
t ft
mo
un |
|------------------------------------------------------|----------------------------------------------------------------------|------------------------------------------------------------------------|------------------------------------------------------------------|-------------------------|--------------------------------------------|-----------------------------|------------------------|
| C
ash | 0.0
0 | 57
7.1
8 | | | | | ap |
| UB
S B
AN
K U
SA
DE
P A
C
CT | 83
.29 | 0.0
0 | | | | | 25
0.0
00
.00 |
| To
tal | S
83
.29 | 35
77
.18 | | | | | |
### Your total assets
| | | wis
n N
30
(
)
5
e o
ov | Per
ta
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r ac
cou
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ost
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ual
inc
(
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)
ann
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ced
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(
Si
ga
n o
ss |
|---------------|----------------------------------------------------------------|----------------------------------------------|----------------------------------------------------------|----------------------------------|------------------------------------------------------------------|--------------------------------------------------------|
| C
h
as | C
h a
nd
y b
ala
as
m
on
e
nce
s | 57
7.1
8 | 10
0.0
0% | 57
7.1
8 | | |
| To
l
ta | | \$
57
7.1
8 | 10
0.0
0% | 55
77
.18 | | |
## Account activity this month
| | Da
te | Act
ivit
y | De
i
ptio
scr
n | Am
t
(
)
5
oun |
|-----------------------------------------------------------------|-----------------|------------------------------|------------------------------------------------------------------------------------------------|-------------------------------|
| Div
ide
nd
d i
nte
t in
an
res
co
me | | | | |
| Ta
xab
le
cliv
ide
nob | No
v 4 | Fo
rei
gn | GIE
EN
SP
ON
AD
R A
S
OF
/
/1
11
03
6 | 82
3.0
1 |
| | | Div
ide
nd | C
US
IR
29
28
6D
105 | |
| | To
tal
ta | ble
di
vid
xa
en | ds | \$
82
3.0
1 |
| | To
tal
di | vid
d a
nd
in
en | ter
t in
es
co
me | \$
82
3.0
1 |
| | Da
te | Act
ivit
y | De
i
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scr
n | Am
(
S
)
t
oun |
| Fe
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v 4 | Fee | EN
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S
OF
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11
/
03
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6 | -30
.00 |
| | No
v 3
0 | Re
fun
d | PR
OR
AT
ED
AD
VIS
OR
Y F
EE | 57
7.1
8 |
| | To
tal
pr | ofe
ion
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ss
ma | fee
nt
na
ge
me
s | \$
57
7.1
8 |
| | To
tal
ot | he
r fe
es | | -\$
30
.00 |
| | Da
te | Act
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ptc
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)
5 |
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57
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LA
INE
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EL
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.29 |
CNP70000005535541 Na ICO0185219 00003 1116 030575004 V123572550 101010 Page 5 of 8
continued next page
Account name: OHISLAINE MAXWELL Friendly account name: Indiv V€19920008 Account number:
### Account activity this month (continuel)
| | Da
te | Act
ruit
y | Dr
uri
pti
ce | Am
t |
|---------------------------------------------------------------------------------|----------------|------------------------------------------------|---------------------------------------------------------------------------|----------------------------------|
| Ot
he
r fu
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s d
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(co
nti
til
)
nu | No
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11
03
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6 | (S
)
an
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3.4
5 |
| | No
v 2
8 | Tra
nsf
er | TO
Y
1 3
65
08
42
00 | .66
9.5
6 |
| To
tal
he
ot
r fu
nd
s &
bi
ed | | | | -\$
87
63
0 |
#### Investment transactions
For nare information about the prkekakke shovm for restncted securities. see important information about year statement at the etx101 TM &weent.
| Da
te | Act
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y | Des
cri
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nk
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)
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me | Acc
d
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t |
|----------------|------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------|------------------------|--------------------------|---------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------|------------------------------|
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2.5
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| No
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ER
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BR
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| No
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0 | | | | |
| | | C
US
IP:
75
62
55
20
4 | | | | | | |
| No
v 2
8 | Tra
nsf
er | SIN
GA
PO
RE
TE
LE
C
OM
LT
D N
EW
20
06
SP
ON
AD
R
TO
Y
1 3
65
08
42
00 | -1
,76
5.0
00 | -46
,37
5.3
7 | | | | |
| | | C
US
IP
82
92
9R
30
4 | | | | | | |
| No
v 2
8 | Tra
nsf
er | SIE
ME
NS
A
G
SP
ON
AD
R T
O
S
el 3
65
08
42
00
C
US
IP
82
61
97
50
1 | -50
0.0
00 | -56
,06
0.0
0 | | | | |
| No
v 2
8 | Tra
nsf
er | AS
TFT
AZ
EC
EN
A P
LC
SP
ON
AD
R T
O
111
36
50
8
42
00
C
US
IP.
04
63
53
10
8 | -73
0.0
00 | -19
,51
2.9
0 | | | | |
| | | | | | | | | |
COMilitead Mat par
aW70008005535542 NP7000185219 00003 1116 030575004 Y123572550101010 Page 6 of 8
EFTA00022388
Account name: GHISLAINE MAXWELL Friendly account nat Account number:
Your Finandal Advisor: SCOTT STACKMANAYLE CASRIEL 212-821-7000/800-308-3140
### Account activity this month (continued)
#### Investment transactions (continued)
| Da
te | Act
rvil
y | De
ptc
un
n | Ou
ant
it
y | val
(S
)
ue | RIC
(S
t
) | fro
Pro
ds
m
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stm
ent
me
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ds
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ier
& b
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(S
)
me
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ine
(S
nt
)
we |
|------------------------|------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------|-----------------------------|---------------------|-------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------|----------------------------------|
| No
v 2
8 | nsf
Tra
er | EttI
P B
ILL
ITO
N L
TD
SP
ON
AD
R T
O
Y1
36
50
8 4
20
0
CU
SIP
0
88
60
61
08 | -43
5.0
00 | -16
,67
7.9
0 | | | | |
| v 2
8
No | Tra
nsf
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SC
OM
AG
OE
SP
ON
O
UT
HE
TE
LE K
AD
R T
Y1
8 4
20
0
36
50
CU
SIP
25
15
66
10
5 | -4
,27
0.0
00 | -66
,01
4.2
0 | | | | |
| No
v 2
8 | nsf
Tra
er | O S
MIT
HK
LIN
E P
LC
GL
AX
AD
R T
O
`11
36
50
8
42
00
CU
SIP
3
77
33
W1
05 | -51
5.0
00 | -19
,71
9.3
5 | | | | |
| No
v 2
8 | Tra
nsf
er | NIP
PO
N T
ELE
G &
TE
L C
OR
P S
PO
N A
DR
TO
Y
I
36
50
8 4
20
0
CU
SIP
: 6
54
62
41
05 | -2.
21
0.0
00 | -90
,12
3.8
0 | | | | |
| No
v2
8 | Tra
nsf
er | NO
IS A
G S
PO
TO
VA
RT
N A
DR
Y
1 3
65
08
42
00
. 6
69
87
V1
09
CU
SIP | -97
5.0
00 | -67
,35
3.0
0 | | | | |
| No
v2
8 | Tr
t«
am | P.T
. T
EL
EK
OM
UN
IKA
SI
IND
ON
ES
IA
SP
ON
AD
R T
O
VI
36
50
8 4
20
0
CU
SIP
. 7
15
68
41
06 | -1
,38
0.0
00 | -39
.12
3.0
0 | | | | |
| No
v 2
8 | Tra
nsf
er | RO
YA
L D
UT
CH
SH
ELL
PL
C C
l A
SP
ON
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AD
R T
Y1
36
50
8 4
20
0
CU
SIP
7
80
25
92
06 | -27
.00
0 | -1
,32
8.4
0 | | | | |
| No
v2
8 | Tra
nsf
er | RO
L D
UT
CH
SH
C A
YA
ELL
PL
DS
PST
G 2
CL
RE
B
OR
D S
HS
SP
ON
AD
R T
O
VI
36
50
8 4
20
0
7
80
25
91
07
CU
SIP | -40
0.0
00 | -20
,80
0.0
0 | | | | |
| No
v2
8 | nsf
Tra
er | ST
AT
OIL
AS
A S
PO
N A
DR
TO
Y
1 3
65
08
42
00
85
77
1P
102 | -1
,45
0.0
00 | -24
,11
3.5
0 | | | | |
| No
v2
8 | Tra
nsf
er | SE
MIC
ON
CT
OR
D A
DR
TA
IW
AN
DU
M
FG
CO
LT
TO
V
I 3
65
08
42
00
CU
SIP
8
74
03
91
00 | -83
0.0
00 | -24
,61
7.8
0 | | | | |
| No
v 2
8 | nsf
Tra
er | UN
ILE
VE
R W
N
Y S
HS
NE
W
NE
TH
ER
LA
ND
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50
8 4
20
3
CU
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. 90
47
84
70
9 | -1
,00
0.0
00 | -39
,21
0.0
0 | | | | |
| No
v 2
8 | Tra
nsf
er | TO
Y
VO
DA
FO
NE
N A
DR
1
GR
OU
P P
LC
WO
8 4
20
0
36
50
CU
SIP
. 92
85
7W
30
8 | -1
,03
9.0
00 | -25
,48
6.6
7 | | | | |
| To
tal | | | | | | | | |
| Se
riti
cu
es | fer
red
tra
t
ns
ou | | | 47
92
.78
4.3
4 | | | | |
CNP70008005535543 NP70001135216 OCCO3 1116 030579004 Y123572550101010 Page 7 of 8
Account name: GHISLAIN( MAXWELL Friendly account nartw Account number:
### Account activity this month (continued>
| | Da
te | Act
ivit
y | De
i
ptio
scr
n | Am
t IS |
|----------------------------------------------------------|----------------|-----------------------------------------|---------------------------------------------------------------------------------------------------------------------|---------------------------|
| Mo
y b
ala
cti
vit
ies
ne
nc
e a | O
ct
31 | Ba
lan
fo
ard
ce
rw | | )
oun
58
32
9 |
| | No
v 2 | Wi
thd
al
raw | UB
S B
AN
K U
SA
DE
PO
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AC
C
O
UN
T A
S
OF
11
/
/1
01
6 | -83
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| | No
v 7 | De
sit
po | UB
S B
AN
K U
SA
AC
C
O
DE
PO
SIT
UN
T | 66
9.5
6 |
| | No
v 2
9 | Wi
thd
al
raw | UB
S B
AN
SA
K U
DE
PO
SIT
AC
C
O
UN
T A
S
OF
11
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8/1
6 | -66
9.5
6 |
| | No
v 3
0 | Cl
in
g U
BS
Ba
nk
os | US
A D
it A
nt
ep
os
cc
ou | \$
0.0
0 |
The UBS Bank USA Deposit Accosem is yaw primary sweep option
CNP70008005535544 W70030185219 00003 1116 030575004 v123572S50 101010 Page 8 of 8 End of statement for account nurnber Y1 23572 S5