# EXHIBIT 316 GOVERNMENT OF THE VIRGIN ISLANDS OF THE UNITED STATES CHARLOTTE AMALIE, ST. [REDACTED] C-111-99 **Un All To Whom These Presents Shall Come:** I, the undersigned. LIEUTENANT GOVERNOR, do hereby certify that of the Virgin Islands filed in my office on November 6, 1998 as provided for by law. Articles of Incorporation, duly acknowledged: WHEREFORE the persons named in the said Articles and who have signed the same and their successors are hereby declared to be from the date aforesaid a corporation by the name and for the purposes set forth in said Articles with the right of succession as therein stated. Witness my hand and the Seal of the Government of the Virgin Islands of the United States, at Charlotte Amalie, St. [REDACTED], this 30th day of November, A.D., 19 98 *Kenneth E. Mapp* KENNETH E. MAPP Lieutenant Governor for the Virgin Islands OF ### FINANCIAL TRUST COMPANY, INC. We, the undersigned, for the purposes of associating to establish a corporation for the transaction of the business and the promotion and conduct of the objects and purposes hereinafter stated, under the provisions and subject to the requirements of the laws of the Virgin Islands of the United States (hereinafter called the Virgin Islands), and particularly the General Corporation Law of the Virgin Islands (Chapter I, Title 13, Virgin Islands Code), as the same may be amended from time to time, do make and file these Articles of Incorporation in writing and do certify ### ARTICLE I The name of the corporation (hereinafter referred to as the "corporation") is FINANCIAL TRUST COMPANY, INC. ### ARTICLE II The principal office of the corporation in the Virgin Islands is located at 41-42 Kongens Gade, St VI 00802 , and the name of the resident agent of the corporation at that address is Paul Hoffman ### ARTICLE III Without limiting in any manner the scope and generality of the allowable functions of the corporation, it is hereby provided that the corporation shall have the following purposes, objects and powers: I To provide financial counseling and investment advice to clients both within and without the United States Virgin Islands, including serving as trustee and/or fiduciary for such clients and others. 2 To engage in any commercial, industrial, agricultural, marketing, transportation, or service activity, business, or enterprise calculated or designed to be profitable to the corporation. To design, develop, manufacture, construct, assemble, install, repair, maintain, prepare and compound and to buy, sell, import, export, and otherwise deal in commercial, industrial, agricultural, or other instruments, appliances, tools, machinery, equipment, parts, supplies, accessories, devices, preparations, compounds, and articles, and goods, wares, and merchandise of every kind; to maintain and operate laboratories and testing facilities of every kind and to carry on the business of analysts, testers, examiners, advisors, and technical consultants with respect to materials, equipment, and processes of every kind and to carry on research and experiments with respect thereto. - {sup}`4`To acquire, hold, maintain, and operate such plants, workshops, offices, stores. buildings, equipment, vehicles, and vessels as may be desirable for the proper conduct of the business herein referred to, and to do and perform every other act that may be legally performed by a corporation engaged in such business. To apply for, acquire, register, use, hold, sell, assign, or otherwise dispose of (either absolutely or by way of lease, mortgages, pledge, or license), to grant licenses with respect to and otherwise turn to account any letters patent of the United States or of any foreign country, or pending applications therefor, and any inventions, improvements, devices, trade secrets, formulae, processes. trademarks, trade names, brands, labels, copyrights, and privileges and any right, title, or interest therein - 6. To purchase, or otherwise acquire, take by' devise, hold, own, mortgage, pledge, sell, enjoy or otherwise turn to account, assign, and transfer and to invest, trade, and deal in goods. wares, and merchandise, and real and personal property of every kind. - 7. To acquire all or any part of the good will, rights, property, and business of an person, firm, association, or corporation and to pay for the same in cash or in or bonds of this corporation or otherwise and to hold or in any manner dispose of the whole or any part of the property so purchased, and to assume in connection therewith any liabilities of any such person, firm, assrciation, or corporation, and to conduct in any lawful manner in any place the whole or any part of the business thus acquired {sup}`8`To purchase, hold, sell. assign, transfer, mortgage. pledge, or otherwise dispose of the shares of thc capital III of, or any bonds, securities, or evidences of indebtedness created by any other corporation or corporations of the Virgin Islands or any other jurisdiction and, while the owner of such stocks, bonds, securities, or evidences of indebtedness, to exercise all the rights, powers and privileges of ownership, including the right to vote any. thus owned {sup}`9`To borrow or raise money to any amount permitted by law by the sale or issue of bonds. notes, debentures, or other obligations of any kind and to secure the same by mortgages or other liens upon any and all of the property of every kind of the corporation {sup}`10`To enter into and carry out any contracts including entering into joint ventures or partnerships, limited or general, as limited or general partner, or both, for or in relation to the foregoing business with any person, firm, association, corporation, or government or governmental agency. 11. To conduct its business in the Virgin Islands and elsewhere in the United States and foreign countries and to have offices within or outside the Virgin Islands and to hold, purchase, mortgage, and convey real and personal property within or outside the Virgin Islands. 12. To do all and everything necessary, suitable and proper for the accomplishment of any of the purposes or the attainment of any of the objects or the exercise of any of the powers herein set forth, either alone or in connection with other firms, individuals, associations, or corporations in the Virgin Islands and elsewhere in the United States and foreign countries, and to do any other acts or things incidental or appurtenant to or growing out of or connected with the said business, purposes, objects, and powers or any part thereof not inconsistent with the laws of the Virgin Islands, and to exercise any and all powers now or hereafter conferred enumerated herein or not. The purposes, objects, and powers specified in this Article shall not be limited or restricted by reference to the terms of any other subdivision or of any other Article of these Articles of Incorporation. ARTICLE IV The total number of shares of [REDACTED] which the corporation is authorized to issue is 1000 shares of common [REDACTED] of no par value; no preferred stock is authorized. The minimum amount of capital with which the corporation will commence business is \$1,000.00. ### ARTICLE V The name and place of residence of each of the persons forming the corporation are as follows: Barbara Mignon Weatherly Jennie-lynn Falk Dale R. Michael ### ARTICLE vt The corporation is to have perpetual existence ### ARTICLE VII The corporation is to be unlimited in the amount of indebtedness to which it shall at any time be subject. ### ARTICLE VIII For the management of the business and for the conduct of the affairs of the corporation, and in further creation, definition, limitation, and regulation of the powers of the corporation and of its directors and stockholders, it is further provided - {sup}`I` . The number of directors of the corporation shall be fixed by, or in the manner provided in the By-Laws, but in no case shall the number be less than three. The directors need not be stockholders. - 2. In furtherance and not in limitation of the powers conferred by the laws of the Virgin Islands. and subject at all times to the provisions thereof, the Board of Directors is expressly authorized and empowered - a) Subject to the right of a majority of the stockholders to anrt nl, repeal, alter or modify the By-Laws at any regular meeting, or at any special meeting called for such purposes, to make, alter and repeal By-Laws, not inconsistent with any existing law, fixing or altering the management of the property of the corporation, the overning of its affairs, and the manner of certification and transfer of its - b) To authorize and issue obligations of the corporation, secured and unsecured, to include therein such provisions as to redeemability, convertibility or otherwise, as the Board of Directors in its sole discretion may determine and to authorize the mortgaging or pledging of, and to authorize and cause to be executed mortgages and liens upon any property of the corporation, real or personal, including after acquired property. - c) To determine whether any, and, if any, what part of the net profits of the corporation or of its net assets in excess of its capital shall be declared in dividends and paid to the stockholders, and to direct and determine the use and disposition thereof - d) To contract in the name of the corporation with individual members of the Board of Directors in their individual capacity or as representatives of any firm, association or corporation. - e) To sell or otherwise dispose of the real or personal property of the corporation ' To set apart {sup}`a`reserve or reserves, and to abolish such reserve or reserves, or to make such other provisions, if any, as the Board of Directors may deem necessary or advisable for working capital, for additions, improvements and betterments to plant and equipment, for expansion of the business of the corporation (including the acquisition of real and personal property for this purpose) and for any other purpose of the corporation. To establish bonus, profit-sharing, pension, thrift and other types of incentive, compensation or retirement plans for the officers and employees (including offmca and employees who are also directors) of the corporation and to fi{sup}`x` the amounts of profits to be distributed or shared or contributed and the amounts of the corporation's funds otherwise to be devoted thereto and to determine the persons to participate in any such plans and the amounts of their respective participation. It) To issue, or grant options for the purpose of shares of of the corporation to officers and employees (including officers and enlaces who are also directors) of the corporation and on such terms and conditions as the Board of Directors may from time to time determine To enter into contracts for the management of the business of the corporation for terms not exceeding five (5) years. To exercise all the powers ofthe corporation, except such as are conferred by law, or by these Articles of Incorporation or by the By-Laws of the corporation, upon the stockholders. ### ARTICLE IX Any person made a party to or otherwise involved in any action, suit or proceeding, by reason of the fact that he is or was adirector, resident agent or officer of the corporation or of any corporation in which he served as such at the request of the corporation, shall be indemnified by the corporation against any and all amounts, costs and expenses, including but not limited to, attorney's fees, amounts paid upon judgments or awards or in settlements (before or after suit is commenced), actually and necessarily incurred by or imposed upon him in connection with such action, suit or proceeding, or in connection with any appeal therein, except in relation to matters as to which it shall be adjudged in such action, suit or proceeding, or in connection with any appeal therein, that such officer or director is liable for wilful misconduct in the performance of his duties. The provisions of this Article shall not be deemed exclusive of any other rights respecting indemnification to which one seeking indemnification may be entitled and shall not be read to limit or restrict any applicable provisions of law, nor to further limit the corporation as respects ni demnification. The rights respecting indemnification referred to herein shall inure to the benefit of the heirs, executors and administrators of any person entitled to indemnification. ### ARTICLE X The corporation reserves the right to amend, alter, change, or repeal any provisions contained in The Articles of Incorporation in the manner now or hereafter prescribed by statute and all rights conferred upon stockholders herein are granted subject to this reservation. IN WITNESS WHEREOF we have made, signed and acknowledged these Articles of Incorporation thisL,day of 1998. > 7,5e4-27-wr. Barbara Mignon Waiberly Dale R. Michael TERRITORY OF THE VIRGIN ISLANDS ) DIVISION OF ST. & ST. JOHN ) The foregoing instrument was acicrioirrd ed before me this • day of N:•°'--4.— 1998, by Barbara Mignon Weatherly, Jennie Falk, riDd Dale R. Michael > {sup}`c`-/WILL, Notary Public > > Paul Hoffman Cteradolon WON An Zr, ZC0 Wm Rik Corkin No.1\$1141145 # Consent of Agent for Service of Process -----0----- This writing witnesseth that the undersigned ..... Paul Hoffman ..... (Type or print agent's name) having been designated by the Name of Corporation as agent of the said company upon whom service of process may be made in all suits arising against the said company in the Courts of the Virgin Islands, do hereby consent to act as such agent, and that service of process may be made upon me in accordance with Title 13 of the Virgin Islands Code. *1108617* IN WITNESS WHEREOF, I have hereunto set my signature this ..... 6th ..... day of ..... November ....., 19 .98 (Signature of Agent) Subscribed and sworn to before me this ..... 6th ..... day of ..... November ....., 19 .98 at St. .... VI (Notary Public) Barbara Mignon's patiently Commission Expires November 21, 2005 Notary Public Commission No. 1-NR-13- CERTIFICATE OF APPOINTMENT OF RESIDENT AGENT OF I, Jeffrey Epstein, President of Financial Trust Company, Inc. ("The Corporation") certify that the board of directors of the Corporation on June 11, 2005, did unanimously consent to the adoption of the following resolution: RESOLVED, that Maria Tankenson Hodge, 1340 Taarneberg, St. [REDACTED], Virgin Islands, (340) 774-6845, be and hereby is duly appointed to serve as resident agent for service of legal process in the U.S. Virgin Islands with full authority to accept the service of legal process on behalf of the Corporation. DATED: 6/23/05 A TRUE COPY ATTEST: ## CONSENT of AGENT for SERVICE of PROCESS \*\*\*\*\*\* This writing witnesseth that the undersigned MARIA TANKENSON HODGE having been designated by the corporation known as ### FINANCIAL TRUST COMPANY, INC. as agent of the said company upon whom service of process may be made in all suits arising against the said company in the Courts of the Virgin Islands, does hereby consent to act as such agent, and that service of process may be made upon me in accordance with Title 13 of the Virgin Islands Code. IN WITNESS WHEREOF, I have hereunto set my signature this 24th day of June, 2005. • Maria Tankenson Hodge HODGE & FRANCOIS 1340 Taameberg St. S VI 00802 Subscribed and sworn to before me this 24{sup}`6` day of,lune, 2005 at Charlotte Amalie, St. M. U.S. Virgin Islands. 0.44-4-4;to Notary • .otary Public Mr It heal OfterisoludiisCialer WAR UIP.243 THE UNITED STATES VIRGIN ISLANDS **OFFICE OF THE LIEUTENANT GOVERNOR** **DIVISION OF CORPORATIONS AND TRADEMARKS** ENTERED DEC 03 2013 5049 Kongens Gade Charlotte Amalie, Virgin Islands 00802 Fax - 340.776.4612 1105 King Street Fax - 340.773.0330 **FRANCHISE TAX REPORT - DOMESTIC CORPORATION** CORPORATE FILINGS AND REQUISITE TAXES ARE DUE, EACH YEAR, ON OR BEFORE **JUNE 30{sup}`th`**. AVOID PENALTIES AND INTEREST BY PAYING ON TIME. | TODAY'S DATE | 6/30/2013 | | ----------------------------------- | ------------ | | TAX CLOSING DATE | 12/31/2012 | | EMPLOYER IDENTIFICATION NO. (EIN) | [REDACTED] | SECTION 1 | CORPORATION NAME | Financial Trust Company, Inc. | | ----------------------- | ---------------------------------------------------------------------- | | PHYSICAL ADDRESS | 6100 Red Hook Quarter, B3, St. [REDACTED], U.S. Virgin Islands 00802 | | MAILING ADDRESS | 6100 Red Hook Quarter, B3, St. [REDACTED], U.S. Virgin Islands 00802 | | DATE OF INCORPORATION | 11/6/1998 | | NATURE OF BUSINESS | Services | SECTION 2 CAPITAL STOCK AUTHORIZED ON LAST FILED REPORT CAPITAL [REDACTED] AUTHORIZED ON THIS DATE 1000 shares no per value 1000 shares no per value SECTION 3 - PAID-IN CAPITAL [REDACTED] USED IN CONDUCTING BUSINESS - A. AS SHOWN ON LAST FILED REPORT - B. ADDITIONAL CAPITAL PAID SINCE LAST REPORT - C. SUM OF 'A' AND 'B' ABOVE - D. PAID-IN CAPITAL WITHDRAWN SINCE LAST REPORT - E. PAID-IN CAPITAL [REDACTED] AT DATE OF THIS REPORT - F. HIGHEST TOTAL PAID-IN CAPITAL [REDACTED] DURING REPORTING PERIOD | \$764808 | | | ---------- | -- | | \$ 8c | | | \$764809 | | | \$ 6 | | | \$764809 | | | \$764808 | | SECTION 4 - COMPUTATION OF TAX - A. AT RATE OF \$1.50 PER THOUSAND (PLEASE ROUND DOWN TO THE NEAREST THOUSAND) ON HIGHEST TOTAL PAID-IN CAPITAL [REDACTED]: AS REPORTED ON LINE 3F ABOVE - B. TAX DUE (4A OR \$150.00 (WHICHEVER IS GREATER)) | \$1147.21 | | | ----------- | -- | | \$1147.21 | | SECTION 5 - PENALTY AND INTEREST FOR LATE PAYMENT - A. PENALTY - 20% OR \$50.00 (WHICHEVER IS GREATER) OF 48 - B. INTEREST - 1% COMPOUNDED ANNUALLY FOR EACH MONTH, OR PART THEREOF, BY WHICH PAYMENT IS DELAYED BEYOND THE JUNE 30{sup}`TH` DEADLINE - C. TOTAL PENALTY AND INTEREST R# 228 60 73 # 1147.21 C# 100.2 SECTION 6 - TOTAL DUE (TAXES, PENALTY, INTEREST) SUM OF 48 AND 5C \$1147.21 SECLARE, UNDER PENALTY OF PERJURY, UNDER THE LAWS OF THE UNITED STATES VIRGIN ISLANDS, THAT ALL STATEMENTS CONTAINED IN THIS APPLICATION, AND ANY ACCOMPANYING DOCUMENTS, BE TRUE AND CORRECT, WITH FULL KNOWLEDGE THAT ALL STATEMENTS MADE IN THIS APPLICATION ARE SUBJECT TO INVESTIGATION AND THAT ANY FALSE OR DISCHOSES ANSWER TO ANY QUESTION AT BE GROUNDS FOR DENIAL OR SUBSEQUENT REVOCATION OF REGISTRATION. PRESIDENT SIGNATURE JACKINGTON *Jackine Krennor* 6/30/13 DATE PRESIDENT SIGNATURE Jeffrey E. Epstein DATE 5049 Kongens Grade Charlotte Amble, Virgin Islands 00802 Fax - 340.776.4612 THE UNITED STATES VIRGIN ISLANDS **OFFICE OF THE LIEUTENANT GOVERNOR** **DIVISION OF CORPORATIONS AND TRADEMARKS** 1105 Ging Street Fax - 340.773.0330 **ANNUAL REPORT - DOMESTIC AND FOREIGN CORPORATION** CORPORATE FUNDS AND REQUISITE TAXES ARE DUE, EACH YEAR, ON OR BEFORE JUNE 30{sup}`TH`. AVOID PENALTIES AND INTEREST BY PAYING ON TIME. | TODAY'S DATE | TAX CLOSING DATE | EMPLOYER IDENTIFICATION NO. (EIN) | | -------------- | ------------------ | ----------------------------------- | | 6/30/2013 | 12/31/2012 | [REDACTED] | **SECTION 1** CORPORATION NAME Financial Trust Company, Inc. ADDRESS OF MAIN OFFICE 6100 Red Hook Quarter, B3, St. [REDACTED], U.S. Virgin Islands 00802 ADDRESS OF PRINCIPLE USVI OFFICE 6100 Red Hook Quarter, B3, St. Thomas, U.S. Virgin Islands 00802 DATE OF INCORPORATION 11/6/1998 COUNTRY/STATE OF INCORPORATION U. S. Virgin Islands AMOUNT OF AUTHORIZED CAPITAL STOCK AT CLOSE OF FISCAL YEAR 1,000 shares no par value AMOUNT OF PAID-IN CAPITAL CAPITAL AT CLOSE OF FISCAL YEAR 764.808 AMOUNT OF CAPITAL USED IN CONDUCTING BUSINESS WITHIN THE USVI DURING THE FISCAL YEAR 764.808 **SECTION 2** NAMES AND ADDRESSES OF ALL DIRECTORS AND OFFICERS OF THE CORPORATION AT THE CLOSE OF FISCAL YEAR AND EXPIRATION DATES OF TERMS OF OFFICE - | NAME/TITLE | ADDRESS | TERM EXPIRATION | | --------------------------------------------------- | ------------------------------------------------------- | -------------------------------- | | Jeffrey E Epstein President/Director | 6100 Red Hook Quarter, B3, St. [REDACTED], USVI 00802 | Served until successor elected | | Jeanne Brennan Vice President/Treasurer/Director | [REDACTED] | Served until successor elected | | Cecile de Jongh Vice President/Secretary/Director | [REDACTED] | Served until successor elected | I DECLARE, UNDER PENALTY OF PERJURY, UNDER THE LAWS OF THE UNITED STATES VIRGIN ISLANDS, THAT ALL STATEMENTS CONTAINED IN THIS APPLICATION, AND ANY ACCOMPANYING DOCUMENTS, TRUE AND CORRECT, WITH FULL KNOWLEDGE THAT ALL STATEMENTS MADE IN THIS APPLICATION ARE SUBJECT TO INVESTIGATION AND THAT ANY FALSE OR DISHONEST ANSWER TO ANY QUESTION MAY GROUNDS FOR DENIAL OR SUBSEQUENT REVOCATION OF REGISTRATION. **TREASURER** SIGNATURE Jeanne Brennan DATE 6/30/13 PRINTED FIRST NAME AND LAST NAME PRESIDENT Jeffrey Epstein DATE Jeffrey Epstein PRINTED FIRST NAME AND LAST NAME - IF THE LAST REPORT DOES NOT COVER THE PERIOD IMMEDIATELY PRECEDING THE REPORT PERIOD COVERED BY THIS REPORT, A SUPPLEMENTARY REPORT ON THE SAME MUST BE RULED BRIDGING THE GAP BETWEEN THE TWO REPORTS. - THIS REPORT IS NOT CONSIDERED COMPLETE UNLESS ACCOMPANIED BY A GENERAL BALANCE SHEET AND PROFIT AND LOSS STATEMENT FOR THE LAST FISCAL YEAR, AS REQUIRED BY THE VIRGIN ISLANDS CODE. FINANCIAL STATEMENTS SHOULD BE SIGNED BY AN INDEPENDENT PUBLIC ACCOUNTANT. - FOREIGN SALES CORPORATIONS THAT ARE REGISTERED WITH THE SECURITY AND EXCHANGE COMMISSION MUST FRIEND EVIDENCE OF SUCH REGISTRATION AND COMPLY WITH BALANCE SHEET AND PROFIT AND LOSS STATEMENTS. FCSS THAT ARE NOT REGISTERED WITH THE COMMISSION ARE EXEMPT FROM FUNDS THE GENERAL BALANCE SHEET AND THE PROFIT AND LOSS STATEMENT. Pursuant to Title 29, Chapter 12, Section 716 (a) of the Virgin Islands Code, requiring the filing stockholders, the following statement is filed the Office of the Lieutenant Governor. | Sole Proprietor/Partnership | Domestic Limited Partnership | | ---------------------------------------------------------------- | ----------------------------------------------------------------- | | Foreign Limited Partnership | Domestic Limited Liability Partnership | | Foreign Limited Liability Partnership | Domestic Corporation | | Exempt Corporation | Foreign Corporation | | Domestic Limited Liability Company | Foreign Limited Liability Company | MAILING ADDRESS 6100 Red Hook Qtr Suite B-3 St [REDACTED], VI 00802 PERIOD OF TAX EXEMPTION 2009 to March 2012 NAMES AND ADDRESSES OF ALL PERSONS (ENTITIES) OWNING THE (5) OR MORE PERCENT OF THE [REDACTED] OR EQUITABLE OWNERSHIP: | -------------------- | --------------------------------------------------- | ----------- | --------------------- | | Jeffrey E. Epstein | 6100 Red Hook Qtr Ste B-3 St [REDACTED], VI 00802 | 100% | [REDACTED] | Note: This report must also include the names and addresses of all legal or equitable owners of such benefited business who have or will claim benefits under this chapter as bona fide residents of the Virgin Islands, pursuant to Act No. 6748. DATED 4/30/13 VERIFIED President or Vice President TEL (346) 776-8515 • FAX (346) 776-4612 Date of Report: June 30, 2012 Date of Last Report: June 30, 2011 This Report is for the Period Ended June 30\*, 2012 1) NAME OF CORPORATION: Financial Trust Company, Inc. - a. Address: 6100 Red Hook Quarter, B3 St. [REDACTED] USVI 00802 - b. Date of Incorporation: November 6, 1998 - c. Kind of Business: Services #1147.21 check#3912 2) AMOUNT OF CAPITAL [REDACTED] AUTHORIZED: - a. When last report filed - b. On date of [REDACTED] report [REDACTED] check a check on check box on [REDACTED] [REDACTED] check a check on check box on [REDACTED] 3) AMOUNT OF PAID-IN CAPITAL [REDACTED] USED IN CONDUCTING BUSINESS: - a. As shown on last report filed - b. Additional capital paid in since last report - c. Sum of (a) and (b) - d. Paid-in Capital withdrawn since last report - e. Paid-in Capital [REDACTED] at date of this report - f. HIGHEST TOTAL PAID-IN CAPITAL [REDACTED] DURING REPORTING PERIOD 4) COMPUTATION OF TAX: - a. At rate of \$1.50 per M (fractions of a thousand disregarded) on highest total paid-in capital [REDACTED] as reported on Line 3(t) above - b. TAX DUE (Above figure, or \$150 whichever is greater) \$ - 5) PENALTY AND INTEREST FOR LATE PAYMENT: - a. 20% or \$50.00 whichever is greater penalty for failure to pay by June 30\* - b. 1 % interest compounded annually for each month or part thereof by which payment is delayed beyond June 30\* - c. Total Penalty And Interest \$ - 6) TOTAL DUE AND FORWARDED HEREWITH (Sum of (4) (b) and (5) (c)) (Attach checks payable to The Government of the Virgin Islands and mail documents to the Office of the Lieutenant Governor, Division of Corporation and Trademarks, 5049 Kongens Gade, St. [REDACTED], VI 08802-6487.) *George Kinena* # ANNUAL REPORT ## ON DOMESTIC OR FOREIGN CORPORATIONS PURSUANT TO SECTIONS 371 AND 373, CHAPTER 1, TITLE 13, OF THE VIRGIN ISLANDS CODE, REQUIRING THE FILING OF ANNUAL REPORTS BY DOMESTIC AND FOREIGN CORPORATIONS, THE FOLLOWING STATEMENT IS FILED WITH THE OFFICE OF THE LIEUTENANT GOVERNOR. ADDRESS OF MAIN OFFICE: 6100 Red Hook Quarter, B3, St. [REDACTED] USVI 00802 PRINCIPAL OFFICE IN THE VIRGIN ISLANDS: 6100 Red Hook Quarter, B3, St. [REDACTED] USVI 00802 RESIDENT OR AUTHORIZED AGENT IN THE VI Maria Hodge, 1340 Tharneberg St. [REDACTED] VI 00802 COUNTRY OR STATE IN WHICH INCORPORATED: United States Virgin Islands FISCAL YEAR COVERED BY LAST REPORT FILED: December 31, 2010 FISCAL YEAR COVERED BY THIS REPORT: December 31, 2011 AMOUNT OF AUTHORIZED CAPITAL [REDACTED] AT CLOSE OF FISCAL YEAR: 1,000 shares common [REDACTED] no par value. AMOUNT OF CAPITAL USED IN CONDUCTING BUSINESS WITHIN THE VIRGIN ISLANDS DURING THE FISCAL YEAR: 764,808 NAME AND ADDRESSES OF DIRECTORS AND OFFICERS OF THE COMPANY AT THE CLOSE OF FISCAL YEAR AND EXPIRATION DATES OF TERMS OF OFFICE Jeffrey E. Epstein, Director/President, 6100 Red Hook Quarter, B3 St. [REDACTED] VI 00802-1348; Serves until successor elected Cecile de Jongh, Director/Vice President/Secretary PO Box 8361 St. [REDACTED] VI 00801, Serves until successor elected Jeanne [REDACTED] Director/Vice President/Treasurer 6501 Red Hook Quarter Suite 201 St. [REDACTED] VI 00802, Serves until successor elected DATED: June 30, 2012 1. 1. If last report filed does not cover the period immediately preceding this period covered by this report, a supplementary report on the same form must be filed, bridging the gap, if any, between the two reports. 2. 2. THIS REPORT IS NOT COMPLETE NOR ACCEPTABLE UNLESS ACCOMPANIED BY GENERAL BALANCE SHEET AND PROFIT AND LOSS STATEMENT FOR THE LAST FISCAL YEAR AS REQUIRED BY THE VIRGIN ISLANDS CODE. FINANCIAL STATEMENTS SHOULD BE SIGNED BY AN INDEPENDENT PUBLIC ACCOUNTANT. OFFICE OF THE LIBERTARY GOVERNOR DIVISION OF CORRIGATION AND TRADEMARKS TEL: (306) 776-4515 • FAX: (406) 776-4612 PURSUANT TO TITLE 13, SECTION 531, VIRGIN ISLANDS CODE (TEREP COP 1 3 2011) (THIS REPORT IS DELIVERED ON REPORT DATE: SUCH AS EACH YEAR) Date of Report: June 30, 2011 Date of Last Report: June 30, 2010 This Report is for the Period Ended June 30/2011 1) NAME OF CORPORATION: Virginian Trust Company, Inc. - a. Address: 6100 Rolf Hook Quarter B-3 St. Thomas USVI 00902 - b. Date of Incorporation: November 6, 1998 - c. Kind of Business Services 2) AMOUNT OF CAPITAL [REDACTED] AUTHORIZED: - a. When last report filed - b. On date of this report 3) AMOUNT OF PAID-IN CAPITAL [REDACTED] USED IN CONDUCTING BUSINESS: - a. As shown on last report filed - b. Additional capital paid in since last report - c. Sum of (a) and (b) - d. Paid-in Capital withdrawn since last report - e. Paid-in Capital Stock at date of this report - f. HIGHEST TOTAL PAID-IN CAPITAL [REDACTED] DURING REPORTING PERIOD 4) COMPUTATION OF TAX: - a. At rate of \$1.50 per M (fractions of a thousand dollars) on highest total paid-in capital stock as reported on Line 3(i) above - b. TAX DUE: (Above figure, ie \$150 whichever is greater) \$1,147.21 5) PENALTY AND INTEREST FOR LATE PAYMENT: - a. 20% or \$50.00 whichever is greater penalty for failure to pay by June 30{sup}`th` - b. 1 1/4 interest compounded annually for each month or part through by which payment is delayed beyond June 30{sup}`th` - c. Total Penalty And Interest 6) TOTAL DUE AND FORWARDED HEREWITH (Sum of (4) (b) and (5) (c)) \$1,147.21 (Attach checks payable to The Government of the Virgin Islands and mail documents to the Office of the Lieutenant Governor, Division of Corporation and Trademarks, 5049 Kongens Castle, St. [REDACTED] VI 00802-6487.) # ANNUAL REPORT ## ON DOMESTIC OR FOREIGN CORPORATIONS PURSUANT TO SECTIONS 371 AND 373, CHAPTER 1, TITLE 13, OF THE VIRGIN ISLANDS CODE, REQUIRING THE FILING OF ANNUAL REPORTS BY DOMESTIC AND FOREIGN CORPORATIONS, THE FOLLOWING STATEMENT IS FILED WITH THE OFFICE OF THE LIEUTENANT GOVERNOR. ADDRESS OF MAIN OFFICE: 6100 Red Hook Quarter, B3, St. Thomas, USVI 00802 RESIDENT OR AUTHORIZED AGENT IN THE VI: Maria Hodge, 1340 Taamebers St. [REDACTED] VI 00802 COUNTRY OR STATE IN WHICH INCORPORATED: United States Virgin Islands FISCAL YEAR COVERED BY LAST REPORT FILED: December 31, 2009 FISCAL YEAR COVERED BY THIS REPORT: December 31, 10 AMOUNT OF AUTHORIZED CAPITAL: [REDACTED] AT CLOSE OF FISCAL YEAR: 1,000 shares no par value AMOUNT OF CAPITAL USED IN CONDUCTING BUSINESS WITHIN THE VIRGIN ISLANDS DURING THE FISCAL YEAR: 764,808 NAME AND ADDRESSES OF DIRECTORS AND OFFICERS OF THE COMPANY AT THE CLOSE OF FISCAL YEAR AND EXPIRATION DATES OF TERMS OF OFFICE Jeffrey E. Epstein, Director/President, 6100 Red Hook Quarter, B3 Cecile de Jongh, Director/Vice President/Secretary, [REDACTED] St. [REDACTED] VI 00801; Serves until successor elected Jeanne [REDACTED] Director/Vice President/Treasurer [REDACTED] St Thomas, VI 00802; Serves until successor elected DATED: June 30, 2011 1. If last report filed does not cover the period immediately preceding this period covered by this report, a supplementary report on the same form must be filed, bridging the gap, if any, between the two reports. 2. THIS REPORT IS NOT COMPLETE NOR ACCEPTABLE UNLESS ACCOMPANIED BY GENERAL BALANCE SHEET AND PROFIT AND LOSS STATEMENT FOR THE LAST FISCAL YEAR AS REQUIRED BY THE VIRGIN ISLANDS CODE. FINANCIAL STATEMENTS SHOULD BE SIGNED BY AN INDEPENDENT PUBLIC ACCOUNTANT. As of December 31, 2012 | CASH AND CASH EQUIVALENTS | \$ | 29,428,408 | | --------------------------------------------- | ---- | -------------------- | | ACCOUNTS RECEIVABLE | | | | RELATED INVESTMENTS | | 105,787,562 | | INVESTMENT IN SUBSIDIARY | | 72,238,145 | | PROPERTY AND EQUIPMENT, net of depreciation | | 264,732 | | OTHER ASSETS | | 4,070,632 | | TOTAL ASSETS | | 211,789,480 | | ACCOUNTS PAYABLE | \$ | 1,230 | | -------------------------------------------------- | ---- | ----------- | | LIABILITIES ON SECURITIES SOLD NOT YET PURCHASED | | 1,263,226 | | TOTAL LIABILITIES | | 1,264,456 | | ------------------- | -- | ------------------ | | ------------------- | -- | ------------------ | | -------------------------------------------- | ---- | -------------------- | | Retained earnings | | 209,760,216 | | | | 210,525,024 | | TOTAL LIABILITIES AND STOCKHOLDER'S EQUITY | \$ | 211,789,480 | For the year ended December 31, 2012 | Fee income | \$ | | | -------------------------------------- | ---- | -------------------- | | Related investment losses | | | | Total revenues | | | | Investment expenses | | | | General and administrative expenses | | | | Total expenses | | 1,716,799 | | NET LOSS | | (13,994,055) | | RETAINED EARNINGS, beginning of year | | 243,449,791 | | Less: DISTRIBUTIONS | \$ | 18,695,520 | | RETAINED EARNINGS, end of year | | 209,760,216 | CONTINUED 2013 01-17-27 T. GOLD (12,277,257) (12,277,267) STIT As of December 31, 2011 | CASH AND CASH EQUIVALENTS | \$ | 29,608,037 | | -------------------------------------------------- | ---- | -------------------- | | ACCOUNTS RECEIVABLE | | 3,743,963 | | RELATED INVESTMENTS | | 109,811,863 | | INVESTMENT IN SUBSIDIARY | | 97,110,019 | | PROPERTY AND EQUIPMENT, net of depreciation | | 304,946 | | OTHER ASSETS | | 4,095,397 | | TOTAL ASSETS | | 244,674,225 | | ACCOUNTS PAYABLE | \$ | 18,109 | | LIABILITIES ON SECURITIES SOLD NOT YET PURCHASED | | 441,517 | | TOTAL LIABILITIES | | 459,626 | | Retained earnings | | 243,449,791 | | | | 244,214,599 | | TOTAL LIABILITIES AND STOCKHOLDER'S EQUITY | \$ | 244,674,225 | For the year ended December 31, 2011 | Fee income | \$ | 100,000 | | -------------------------------------- | ---- | -------------------- | | Retained investment losses | | (9,228,140) | | Total revenues | | (9,128,140) | | Investment expenses | | .866,495 | | General and administrative expenses | | 2,639,460 | | Total expenses | | 3,441,954 | | NET LOSS | | (12,570,084) | | RETAINED EARNINGS, beginning of year | | 273,469,886 | | Less: DISTRIBUTIONS | \$ | 17,450,000 | | RETAINED EARNINGS, end of year | | 243,449,791 | FINANCIAL TRUST COMPANY, INC As of December 31, 2010 | CASH AND CASH EQUIVALENTS | \$ | 28,173,321.80 | | --------------------------------------------- | ---- | -------------------- | | ACCOUNTS RECEIVABLE | | 1,455,637.30 | | RELATED INVESTMENTS | | 126,843,024 | | INVESTMENT IN SUBSIDIARY | | 114,453,570 | | PROPERTY AND EQUIPMENT, net of depreciation | | 340,673 | | OTHER ASSETS | | 3,889,312 | | TOTAL ASSETS | | 275,155,539 | | ACCOUNTS PAYABLE | \$ | 845 | | -------------------------------------------------- | ---- | --------- | | LIABILITIES ON SECURITIES SOLD NOT YET PURCHASED | | 920,000 | | TOTAL LIABILITIES | | 920,845 | | ------------------- | -- | ---------------- | | ------------------- | -- | ---------------- | | Common stock and paid in capital | | 764,808 | | ---------------------------------- | -- | -------------------- | | Retained earnings | | 273,469,886 | | | | 274,234,694 | | TOTAL LIABILITIES AND STOCKHOLDER'S EQUITY | | 275,155,539 | | -------------------------------------------- | -- | -------------------- | | -------------------------------------------- | -- | -------------------- | For the year ended December 31, 2010 | Fee income | \$ | 100,000 | | ----------------------------- | ---- | --------------------- | | Relatated investment losses | | (18,008,043) | | Total revenues | | (17,908,043) | | Investment expenses | | 5,365,105 | | --------------------- | -- | ----------- | | --------------------- | -- | ----------- | | General and administrative expenses | | 2,124,682 | | ------------------------------------- | -- | ----------- | | ------------------------------------- | -- | ----------- | | Total expenses | | 7,489,787 | | ---------------- | -- | ------------------ | | ---------------- | -- | ------------------ | | NET LOSS | | (25,397,830) | | ---------- | -- | -------------- | | ---------- | -- | -------------- | | RETAINED EARNINGS, beginning of year | | 333,445,836 | | -------------------------------------- | -- | ------------- | | -------------------------------------- | -- | ------------- | | Less: DISTRIBUTIONS | \$ | 34,578,120 | | --------------------- | ---- | ------------ | | --------------------- | ---- | ------------ | | RETAINED EARNINGS, end of year | | 273,469,886 | | -------------------------------- | -- | -------------------- | | -------------------------------- | -- | -------------------- | Pursuant to Title 29, Chapter 12, Section 716 (a) of the Virgin Islands Code, requiring the filing stockholders, the following statement is filed the Office of the Lieutenant Governor. **NAME OF ENTITY** Financial Trust Company, Inc. **TYPE OF ENTITY:** (Please select one.) | Sole Proprietor/Partnership | Domestic Limited Partnership | | ---------------------------------------------------------------- | ----------------------------------------------------------------- | | Foreign Limited Partnership | Domestic Limited Liability Partnership | | Foreign Limited Liability Partnership | Domestic Corporation | | Exempt Corporation | Foreign Corporation | | Domestic Limited Liability Company | Foreign Limited Liability Company | **MAILING ADDRESS** 6100 Red Hook Qtr Suite B-3 St. [REDACTED] VI 00802 **PERIOD OF TAX EXEMPTION** Ten (10) years **NAMES AND ADDRESSES OF ALL PERSONS (ENTITIES) OWNING FIVE (5) OR MORE PERCENT OF THE [REDACTED] OR EQUITABLE OWNERSHIP:** | -------------------- | --------------------------- | ----------- | ------------------------------------- | | Jeffrey E. Epstein | 6100 Red Hook Qtr Ste B-3 | 100% | | | | St. [REDACTED] VI 00802 | | | Note: This report must also include the names and addresses of all legal or equitable owners of such benefited business who have or will claim benefits under this chapter as bona fide residents of the Virgin Islands, pursuant to Act No. 6748. DATED June 30, 2007 TEL: (40) 776-8515 • FAX: (40) 776-4612 OF CORPORATION FRANCHISE TAX DUE PURSUANT TO TITLE 13, SECTION 531, VIRGIN ISLANDS CODE DOMESTIC CORPORATION (THIS REPORT IS DUE ON OR BEFORE JUNE 26TH OF EACH YEAR) EMPLOYER LD. No.: ENTERED SEP 07 2010 Date of Report: June 29, 2010 Date of Last Report: June 30, 2010 This Report is for the Period Ended June 30, 2010..... 1) NAME OF CORPORATION: Financial Trust Company, Inc. - a. Address: 6100 Red Hook Quarter B-3 St. Thomas USV110802 b. Date of Incorporation: November 6, 1998 c. Kind of Business: Services 2) AMOUNT OF CAPITAL [REDACTED] AUTHORIZED: - a. When last report filed b. On date of this report 3) AMOUNT OF PAID-IN CAPITAL [REDACTED] USED IN CONDUCTING BUSINESS: - a. As shown on last report filed b. Additional capital paid in since last report c. Sum of (a) and (b) d. Paid-in Capital with drawn since last report e. Paid-in Capital [REDACTED] at date of this report f. HIGHEST TOTAL PAID-IN CAPITAL [REDACTED] DURING REPORTING PERIOD 4) COMPUTATION OF TAX: - a. At rate of \$1.50 per M (fractions of a dousand disregarded) on highest total paid-in capital stock as reported on June 30(t) above b. TAX DUE: (Above figure, or \$1.50 whichever is greater) 5) PENALTY AND INTEREST FOR LATE PAYMENT: - a. 20% or \$50.00 whichever is greater penalty for failure to pay by June 30{sup}`th` b. 1% interest compounded annually for each month or part thereof by which payment is delayed beyond June 30{sup}`th` c. Total Penalty And Interest: 6) TOTAL DUE AND FORWARDED HEREWITH (Sum of (4) (b) and (5) (e)) (Attach checks payable to The Government of the Virgin Islands and mail documents to the Office of the Lieutenant Governor, Division of Corporation and Trademarks, 5049 Kongens Gade, St. [REDACTED], VI 00802-6487.) ## Particulars of Franchise Tax and Annual Report Filing 2019 SOUTHERN TRUST COMPANY, INC. (581871) Filing Date 07/31/20197:41 PM Handling Option Standard Processing ### Capital Used in Conducting Business in USVI Amount of Capital 1,000.00 Additional Capital Previous Value 2,248,643.00 Total Capital Previous Value 2249643.00 Capital Withdrawn Previous Value 0.00 Amount of Capital at Date of this Report Previous Value 2,249,643.00 Highest Capital Amount during the reporting Period 2,249,643.00 Handling Option Standard Processing Annual Report for Filing Year 2019 Tax Identifier Number # Business Mailing Addresses Principal Office or Place of Business 9053 Estate-, Ste 101, Charlotte Amalie, United States Virgin Islands, 00802, United States Mailing Address Mailing Address is the same as the Physical Address # Directors/Officers Changed Name Status Physical Address Mailing Address Email Address Position Term Expiration Name Status Physical Address Mailing Address Email Address Position Term Expiration Name Status Physical Address Mailing Address Email Address Position Term Expiration Jeffrey EPSTEIN Active 6100 Red Hook Qtr, B3, Charlotte Amalie, United States Virgin Islands, 00802, United States Mailing Address is the same as the Physical Address Ekellerhals@kellfer.com President Perpetual Darren 1NDYKE Active Mailing Address is the same as the Physical Address Secretary Perpetual Richard KAHN Active Mailing Address is the same as the Physical Address Treasurer Perpetual ## Documents Did the entity have Economic Yes Activity during the reporting period? Previous Value Balance Sheet Income Statement BALANCE SHEET.docx07/3I1200 7:22 PM INCOME STATEMENT.docx01:31/20I9 7:22 PM Created Created ## Signature(s) Name ALS Position Attorney in Fact Coe Behalf Of President Name Jeffrey EPSTEIN Date 07/31/2019 Name Richard KAHN Position Treasurer Date 07/31/2019 I DECLARE, UNDER PENALTY OF PERJURY, UNDER THE LAWS OF THE UNITED STATES VIRGIN ISLANDS, THAT THIS OFFICER HAS AGREED BY RESOLUTION TO THE CHANCES MADE IN THIS APPLICATION. Yes ## Daytime Contact Name Ms. Erika Kellerhals Telephone (1) 340-779-2564 Email I DECLARE, UNDER PENALTY OR PERJURY, UNDER THE LAWS OF THE UNITED STATES VIRGIN ISLANDS THAT ALL STATEMENTS CONTAINED IN THIS APPLICATION, AND ANY ACCOMPANYING DOCUMENTS, ARE TRUE AND CORRECT, WITH FULL KNOWLEDGE THAT ALL STATEMENTS MADE Yes IN THIS APPLICATION ARE SUBJECT TO INVESTIGATION AND THAT ANY FALSE OR DISHONEST ANSWER TO ANY QUESTION MAY BE GROUNDS FOR DENIAL, SUBSEQUENT REVOCATION OF REGISTRATION, OR OTHER FINES AND PENALTIES PURSUANT TO THE FRAUDULENT CLAIMS STATUTE AS SET FORTH IN 14 V.I.C. § 843. Submitted By ekellerhals 107.72.178.96 FRIK A KEI I FRHAI Receipt Date 07/31/2019 7:41 PM Time Zone Atlantic Standard Time Locale English # ANNUAL REPORT ## ON DOMESTIC OR FOREIGN CORPORATIONS PURSUANT TO SECTIONS 371 AND 373, CHAPTER 1, TITLE 13, OF THE VIRGIN ISLANDS CODE, REQUIRING THE FILING OF ANNUAL REPORTS BY DOMESTIC AND FOREIGN CORPORATIONS, THE FOLLOWING STATEMENT IS FILED WITH THE OFFICE OF THE LIEUTENANT GOVERNOR. ADDRESS OF MAIN OFFICE: 6100 Red Hook Quarter, B3, St. [REDACTED] USVI 00802 RESIDENT OR AUTHORIZED AGENT IN THE VI: Maria Hodre, 1340 Tamecboro St. [REDACTED] VI 00802 COUNTRY OR STATE IN WHICH INCORPORATED: United States Virgin Islands FISCAL YEAR COVERED BY LAST REPORT FILED: December 31, 2008 FISCAL YEAR COVERED BY THIS REPORT: December 31, 2009 AMOUNT OF AUTHORIZED CAPITAL [REDACTED] AT CLOSE OF FISCAL YEAR: 1,000 shares no par value AMOUNT OF CAPITAL USED IN CONDUCTING BUSINESS WITHIN THE VIRGIN ISLANDS DURING THE FISCAL YEAR: 764,808 NAME AND ADDRESSES OF DIRECTORS AND OFFICERS OF THE COMPANY AT THE CLOSE OF FISCAL YEAR AND EXPIRATION DATES OF TERMS OF OFFICE Jeffrey E. Epstein, Director/President, 6100 Red Hook Quarter, B3 Cecile de Jongh, Director/Vice President/Secretary Jeanne [REDACTED] Director/Vice President/Treasurer St. [REDACTED] VI 00802, Serves until successor elected DATED: June 30, 2010 1. 1. If last report filed does not cover the period immediately preceding this period covered by this report, a supplementary report on the same form must be filed, bridging the gap, if any, between the two reports. 2. 2. THIS REPORT IS NOT COMPLETE NOR ACCEPTABLE UNLESS ACCOMPANIED BY GENERAL BALANCE SHEET AND PROFIT AND LOSS STATEMENT FOR THE LAST FISCAL YEAR AS REQUIRED BY THE VIRGIN ISLANDS CODE. FINANCIAL STATEMENTS SHOULD BE SIGNED BY AN INDEPENDENT PUBLIC ACCOUNTANT. December 31, 2007 | CASH AND CASH EQUIVALENTS | \$ | 4,732,504 | | --------------------------- | ---- | -------------------- | | INVESTMENTS | | 278,443,231 | | INVESTMENT IN SUBSIDIARY | | 133,395,223 | | FIXED ASSETS | | 337,839 | | OTHER ASSETS | | 59,671,409 | | TOTAL ASSETS | | 476,580,206 | | ACCOUNTS PAYABLE | \$ | 79 | | ------------------- | ---- | ----------- | | TOTAL LIABILITIES | | 79 | | -------------------------------------------- | ---- | -------------------- | | Retained earnings | | 475,815,319 | | | | 476,580,127 | | TOTAL LIABILITIES AND STOCKHOLDER'S EQUITY | \$ | 476,580,206 | Year ended December 31, 2007 | Fee income | \$ | 3365,864 | | ------------------------------------- | ---- | -------------------- | | Investment income | | 420,553,611 | | Total revenues | | 571,919,475 | | Investment expenses | | 233,615 | | General and administrative expenses | | 1,452,706 | | Total expenses | | 1,686,321 | | NET INCOME | | 49,333,154 | | BEGINNING RETAINED EARNINGS | | 475,211,165 | | Less: DISTRIBUTIONS | | 48,729,000 | | ENDING RETAINED EARNINGS | \$ | 475,815,319 | TEL: (404) 776-8515 • FAX: (404) 776-4612 PURSUANT TO TITLE 13. SECTION 531, VIRGIN ISLANDS CODE EMPLOYER LLD. No.: Date of Report: June 29, 2009 Date of Last Report: June 30, 2008 This Report is for the Period Ended June 30{sup}`th`, 2009.... 1) NAME OF CORPORATION: Financial Trust Company, Inc. - a. Address: 6100 Red Hook Quarter H. 3 St. [REDACTED] USVI 00812 b. Date of Incorporation: November 6, 1998 c. Kind of Business: Services 2) AMOUNT OF CAPITAL: [REDACTED] AUTHORIZED: - a. When last report filed ..... b. On date of this report ..... [REDACTED] (DISCLOSURE) [REDACTED] (DISCLOSURE) 3) AMOUNT OF PAID-IN CAPITAL: [REDACTED] USED IN CONDUCTING BUSINESS: - a. As shown on last report filed ..... b. Additional capital paid in since last report ..... c. Sum of (a) and (b) ..... d. Paid-in Capital withdrawn since last report ..... e. Paid-in Capital Stock at date of this report ..... f. HIGHEST TOTAL PAID-IN CAPITAL: [REDACTED] DURING REPORTING PERIOD ..... 4) COMPUTATION OF TAX: - a. At rate of \$1.50 per M (fractions of a thousand disregarded) on highest total paid-in capital stock as reported on Line 3(1) above b. TAX DUE: (Above figure, or \$150 whichever is greater) \$ ..... Table with 4 columns: Category, Description, and amount. Rows include Capital Paid in Since Last Report, Paid-in Capital Stock at Date of this Report, and Total Paid-in Capital. 5) PENALTY AND INTEREST FOR LATE PAYMENT: - a. 20% or \$50.00 whichever is greater penalty for failure to pay by June 30{sup}`th` \$ ..... b. 1% interest compounded annually for each month or part thereof by which payment is delayed beyond June 30{sup}`th` \$ ..... c. Total Penalty And Interest: \$ ..... Table with 4 columns: Category, Description, and amount. Rows include Paid-in Capital Stock at Date of this Report, Total Paid-in Capital, and Interest. 6) TOTAL DUE AND FORWARDED HEREWITH (Sum of (4) (b) and (5) (c)) (Attach checks payable to The Government of the Virgin Islands and mail documents to the Office of the Lieutenant Governor, Division of Corporation and Trademarks, 5049 Kangens Gade, St. [REDACTED] VI 00802-6487.) \$ 147.21 *Guard Bussar* *James K. Richards* # ANNUAL REPORT ## ON DOMESTIC OR FOREIGN CORPORATIONS PURSUANT TO SECTIONS 371 AND 373, CHAPTER 1, TITLE 13, OF THE VIRGIN ISLANDS CODE, REQUIRING THE FILING OF ANNUAL REPORTS BY DOMESTIC AND FOREIGN CORPORATIONS, THE FOLLOWING STATEMENT IS FILED WITH THE OFFICE OF THE LIEUTENANT GOVERNOR. ADDRESS OF MAIN OFFICE: 6100 Red Hook Quarter, B3, St. Thomas, USV 00802 RESIDENT OR AUTHORIZED AGENT IN THE VI: Maria Hodge, 1340 Tagmeberg St. VI 00802 COUNTRY OR STATE IN WHICH INCORPORATED: United States Virgin Islands FISCAL YEAR COVERED BY LAST REPORT FILED: December 31, 2007 FISCAL YEAR COVERED BY THIS REPORT: December 31, 2008 AMOUNT OF AUTHORIZED CAPITAL: [REDACTED] AT CLOSE OF FISCAL YEAR: 1,000 shares no par value AMOUNT OF CAPITAL USED IN CONDUCTING BUSINESS WITHIN THE VIRGIN ISLANDS DURING THE FISCAL YEAR: 764,808 NAME AND ADDRESSES OF DIRECTORS AND OFFICERS OF THE COMPANY AT THE CLOSE OF FISCAL YEAR AND EXPIRATION DATES OF TERMS OF OFFICE Darren Indyke, Director/President, 6100 Red Hook Quarter, B3 Cecile de Jongh, Director/Vice President/Secretary [REDACTED] Jeanne [REDACTED] Director/Vice President/Treasurer [REDACTED] St Thomas, VI 00802, Serves until successor elected DATED: June 30, 2009 VERIFIED: Jeanne Darren 1. 1. If last report filed does not cover the period immediately preceding this period covered by this report, a supplementary report on the same form must be filed, bridging the gap, if any, between the two reports. 2. 2. THIS REPORT IS NOT COMPLETE NOR ACCEPTABLE UNLESS ACCOMPANIED BY GENERAL BALANCE SHEET AND PROFIT AND LOSS STATEMENT FOR THE LAST FISCAL YEAR AS REQUIRED BY THE VIRGIN ISLANDS CODE. FINANCIAL STATEMENTS SHOULD BE SIGNED BY AN INDEPENDENT PUBLIC ACCOUNTANT. As of December 31, 2008 | CASH AND CASH EQUIVALENTS | \$ | 145,493,041 | | --------------------------------------------- | ---- | -------------------- | | ACCOUNTS RECEIVABLE | | 5,040,548 | | RELATED INVESTMENTS | | 57,717,468 | | INVESTMENT IN SUBSIDIARY | | 141,165,001 | | PROPERTY AND EQUIPMENT, net of depreciation | | 308,736 | | OTHER ASSETS | | 14,495,336 | | TOTAL ASSETS | | 364,220,131 | | ACCOUNTS PAYABLE | \$ | 8,972 | | TOTAL LIABILITIES | | 6,972 | | -------------------------------------------- | ---- | -------------------- | | Retained earnings | | 363,446,350 | | | | 364,211,159 | | TOTAL LIABILITIES AND STOCKHOLDER'S EQUITY | \$ | 364,220,131 | For the year ended December 31, 2008 | Fee income | \$ | 200,000 | | -------------------------------------- | ---- | ---------------------- | | Related investment income | | 100,000 | | Other related losses | | 9,660,668 | | Total revenues | | (105,227,459) | | Investment expenses | | (95,446,771) | | General and administrative expenses | | 3,440,476 | | Total expenses | | 1,981,721 | | Total expenses | | 5,422,197 | | NET LOSS | | (100,868,968) | | RETAINED EARNINGS, beginning of year | | 475,815,319 | | Less: DISTRIBUTIONS | | 11,500,000 | | RETAINED EARNINGS, end of year | \$ | 363,446,350 | REPORT OF CORPORATION FRANCHISE TAX DUE PURSUANT TO TITLE 13, SECTION 531, VIRGIN ISLANDS CODE DIVISION OF CORPORATION AND TRADE TEL (346) 776-8515 FAX (146) 774 (THIS REPORT IS DUE ON OR BEFORE JUNE 30{sup}`TH` OF EACH YEAR) Date of Report: June 30, 2008 Date of Last Report: June 30, 2007 This Report is for the Period Ended June 30{sup}`th`, 2008. - (a) Address: 6100 Red Hook Orr. B3, St. USVI D0802 - (a) When last report filed \$ 1000 shares of common stock no par value 3.) AMOUNT OF PAID-IN CAPITAL STOCK USED IN CONDUCTING BUSINESS: - (a) As shown on last report filed (e) Paid-in Capital [redacted] at date of this report - (a) At rate of \$1.50 per M (fractions of a thousand disregarded) on highest total paid-in capital stock as reported on Line 3(f) above \$ 1,147.21 (b) TAX DUE: (Above figure, or \$150 whichever is greater) \$ ..... - (a) 10% penalty for failure to pay by June 30{sup}`th` \$ ..... 0 (b) 1% interest for each month or part thereof by which payment is delayed beyond June 30{sup}`th` \$ ..... 0 (c) Total Penalty And Interest: \$ ..... 0 6.) TOTAL DUE AND FORWARDED IEREWTH (Sum of (4) (b) and (5) (c)) (Attach check payable to The Lieutenant Governor.) \$ 1,147.21 Rev. 02/79 # ANNUAL REPORT ## ON DOMESTIC OR FOREIGN CORPORATIONS PURSUANT TO SECTIONS 371 AND 373, CHAPTER 1, TITLE 13, OF THE VIRGIN ISLANDS CODE, REQUIRING THE FILING OF ANNUAL REPORTS BY DOMESTIC AND FOREIGN CORPORATIONS, THE FOLLOWING STATEMENT IS FILED WITH THE OFFICE OF THE LIEUTENANT GOVERNOR. ADDRESS OF MAIN OFFICE: 6100 Red Hook Quarter, B3, St. [REDACTED] USV I 00802 RESIDENT OR AUTHORIZED AGENT IN THE VI: Maria Hodge, 1340 Taarneberg St. [REDACTED] VI 00802 COUNTRY OR STATE IN WHICH INCORPORATED: United States Virgin Islands FISCAL YEAR COVERED BY LAST REPORT FILED: December 31, 2006 FISCAL YEAR COVERED BY THIS REPORT: December 31, 2007 AMOUNT OF AUTHORIZED CAPITAL [REDACTED] AT CLOSE OF FISCAL YEAR: 1,000 shares no par value AMOUNT OF CAPITAL USED IN CONDUCTING BUSINESS WITHIN THE VIRGIN ISLANDS DURING THE FISCAL YEAR: 764,808 NAME AND ADDRESSES OF DIRECTORS AND OFFICERS OF THE COMPANY AT THE CLOSE OF FISCAL YEAR AND EXPIRATION DATES OF TERMS OF OFFICE Darren Indyke, Director/President, 6100 Red Hook Quarter, B3 Cecile de Jongh, Director/Vice President/Secretary [REDACTED] St. [REDACTED] VI 00801; Serves until successor elected Jeanne [REDACTED] Director/Vice President/Treasurer [REDACTED] St. [REDACTED] VI 00802; Serves until successor elected DATED: June 27, 2008 - 1. If last report filed does not cover the period immediately preceding this period covered by this report, a supplementary report on the same form must be filed, bridging the gap, if any, between the two reports. - 2. THIS REPORT IS NOT COMPLETE NOR ACCEPTABLE UNLESS ACCOMPANIED BY GENERAL BALANCE SHEET AND PROFIT AND LOSS STATEMENT FOR THE LAST FISCAL YEAR AS REQUIRED BY THE VIRGIN ISLANDS CODE. FINANCIAL STATEMENTS SHOULD BE SIGNED BY AN INDEPENDENT PUBLIC ACCOUNTANT. TEL (404) 776-8315 • FAX (404) 776-4612 Date of Report: June 29, 2007 Date of Last Report: June 30, 2006 This Report is for the Period Ended June 30{sup}`th`, 2007..... 1) NAME OF CORPORATION: Financial Trust Company, Inc. - a. Address: 6100 Red Hook Quarter B-J St [REDACTED] USVI 00802 - b. Date of Incorporation: November 6, 1998 - c. Kind of Business: Services 2) AMOUNT OF CAPITAL [REDACTED] AUTHORIZED: - a. When last report filed - b. On date of this report 3) AMOUNT OF PAID-IN CAPITAL STOCK USED IN CONDUCTING BUSINESS: - a. As shown on last report filed - b. Additional capital paid in since last report - c. Sum of (a) and (b) - d. Paid-in Capital withdrawn since last report - e. Paid-in Capital Stock at date of this report - f. HIGHEST TOTAL PAID-IN CAPITAL [REDACTED] DURING REPORTING PERIOD *[Handwritten signature and stamp: CONFIDENTIAL PAGE 3 JUN 29 2007]* 4) COMPUTATION OF TAX: - a. At rate \$1.50 per M (fractions of a thousand disregarded) on highest paid-in capital stock as reported on Line 3(t) above - b. TAX DUE: (Above figure, or \$150 whichever is greater) \$1.47.21 5) PENALTY AND INTEREST FOR LATE PAYMENT: - a. 20% or \$50.00 whichever is greater penalty for failure to pay by June 30{sup}`th` - b. 1 % interest compounded annually for each month or part thereof by which payment is delayed beyond June 30{sup}`th` - c. Total Penalty And Interest: \$..... \$..... 6) TOTAL DUE AND FORWARDED HEREWITH (Sum of (4) (b) and (5) (c)) (Attach checks payable to The Government of the Virgin Islands and mail documents to the Office of the Lieutenant Governor, Division of Corporation and Trademarks, 5049 Kongens Cade, St. Thomas, VI 00802-6487.) Certified/Correct # ANNUAL REPORT ## ON DOMESTIC OR FOREIGN CORPORATIONS PURSUANT TO SECTIONS 371 AND 373, CHAPTER 1, TITLE 13, OF THE VIRGIN ISLANDS CODE, REQUIRING THE FILING OF ANNUAL REPORTS BY DOMESTIC AND FOREIGN CORPORATIONS, THE FOLLOWING STATEMENT IS FILED WITH THE OFFICE OF THE LIEUTENANT GOVERNOR. ADDRESS OF MAIN OFFICE: 6100 Red Hook Quarter, B3, St. [REDACTED], USVI 00802 RESIDENT OR AUTHORIZED AGENT IN THE VI: Maria Hodge, 1240 Taarneberg St. [REDACTED], VI 00802 COUNTRY OR STATE IN WHICH INCORPORATED: United States Virgin Islands FISCAL YEAR COVERED BY LAST REPORT FILED: December 31, 2005 FISCAL YEAR COVERED BY THIS REPORT: December 31, 2006 AMOUNT OF AUTHORIZED CAPITAL [REDACTED] AT CLOSE OF FISCAL YEAR: 1,000 shares no par value AMOUNT OF CAPITAL USED IN CONDUCTING BUSINESS WITHIN THE VIRGIN ISLANDS DURING THE FISCAL YEAR: 764,808 NAME AND ADDRESSES OF DIRECTORS AND OFFICERS OF THE COMPANY AT THE CLOSE OF FISCAL YEAR AND EXPIRATION DATES OF TERMS OF OFFICE Jeffrey E. Epstein, Director/President, 6100 Red Hook Quarter, B3 St. [REDACTED], VI 00802-1348; Serves until successor elected Cecile de Jongh, Director/Secretary/ Treasurer St. [REDACTED], VI 00801, Serves until successor elected Ghirdaine Maxwell, Director, [REDACTED] St. [REDACTED], VI 00802-1348, Serves until successor elected DATED: June 27, 2007 1. 1. If last report filed does not cover the period immediately preceding this period covered by this report, a supplementary report on the same form must be filed, bridging the gap, if any, between the two reports. 2. 2. THIS REPORT IS NOT COMPLETE NOR ACCEPTABLE UNLESS ACCOMPANIED BY GENERAL BALANCE SHEET AND PROFIT AND LOSS STATEMENT FOR THE LAST FISCAL YEAR AS REQUIRED BY THE VIRGIN ISLANDS CODE. FINANCIAL STATEMENTS SHOULD BE SIGNED BY AN INDEPENDENT PUBLIC ACCOUNTANT. December 31, 2006 | CASH AND CASH EQUIVALENTS | \$ | 55,700,201 | | --------------------------- | ---- | -------------------- | | RECEIVABLES | | 72,092 | | INVESTMENTS | | 303,000,394 | | INVESTMENT IN SUBSIDIARY | | 117,067,882 | | FIXED ASSETS | | 316,672 | | OTHER ASSETS | | 11,050,034 | | TOTAL ASSETS | | 487,207,275 | | ACCOUNTS PAYABLE | \$ | 2,434 | | -------------------------------------------------- | ---- | ------------------- | | LIABILITIES ON SECURITIES SOLD NOT YET PURCHASED | | 11,184,465 | | DUE TO BROKER | | 43,404 | | SUBSCRIPTION PAYABLE | | 1,000 | | TOTAL LIABILITIES | | 11,231,303 | | -------------------------------------------- | ---- | -------------------- | | Common [REDACTED] and paid in capital | | 754,928 | | Retained earnings | | 475,211,165 | | | | 475,975,973 | | TOTAL LIABILITIES AND STOCKHOLDER'S EQUITY | \$ | 487,207,275 | Year ended December 31, 2006 | Fee income | \$ | 65,984,969 | | ------------------------------------- | ---- | -------------------- | | Investment income | | 8,051,002 | | Total revenues | | 74,035,971 | | Investment expenses | | 1,954,568 | | General and administrative expenses | | 1,337,238 | | Total expenses | | 3,291,806 | | NET INCOME | | 70,744,165 | | BEGINNING RETAINED EARNINGS | | 474,967,000 | | Less: DISTRIBUTIONS | | 70,500,000 | | ENDING RETAINED EARNINGS | \$ | 475,211,165 | REPORT OF CORPORATION FRANCHISE TAX DUE PURSUANT TO TITLE 13, SECTION 531, VIRGIN ISLANDS CODE DIVISION OF CORPORATION AND TRADE TEL. (340) 776-1515 FAX (340) 776- (THIS REPORT IS DUE ON OR BEFORE JUNE 30{sup}`TH` OF EACH YEAR) [Redacted] Date of Report: June 30, 2005 Date of Last Report: June 30, 2004 This Report is for the Period Ended June 30{sup}`th`, 2005. - (a) Address: 6100 Red Hook Qtr. B3, St [Redacted], USVI 00802 2.) AMOUNT OF CAPITAL [Redacted] K AUTHORIZED: - (a) When last report filed ..... \$ 1000 shares of common stock no par value \$ 1000 shares of common [Redacted] no par value 3.) AMOUNT OF PAID-IN CAPITAL [Redacted] K USED IN CONDUCTING BUSINESS - (a) As shown on last report filed ..... (c) Sum of [Redacted] (b) ..... (e) Paid-in Capital [Redacted] at date of this report ..... (f) HIGHEST TOTAL PAID-IN CAPITAL [Redacted] K DURING REPORTING PERIOD \$ 28,797,868 \$ 28,033,080 - (a) At rate of \$1.50 per M (fractions of a thousand disregarded ) on highest total paid-in capital stock as reported on Line 3(f) above \$3,196.83 (b) TAX DUE: (Above figure, or \$150 whichever is greater ) \$..... CREDIT TO THE FINANCIAL OFFICE OF THE GOVERNOR JUNE 29 PM 2 PM '05 - (a) 10% penalty for failure to pay by June 30{sup}`th` \$..... 0 (b) 1% interest for each month or part thereof by which payment is delayed beyond June 30{sup}`th` \$..... 0 (c) Total Penalty And Interest: \$..... 0 \$..... 0- 6.) TOTAL DUE AND FORWARDED HEREWITH (Sum of (4) (b) and (5) (c) ) (Attach check payable to The Lieutenant Governor.) \$ 43,196.83 Rev. 02/99 # ANNUAL REPORT ## ON DOMESTIC OR FOREIGN CORPORATIONS PURSUANT TO SECTIONS 371 AND 373, CHAPTER 1, TITLE 13, OF THE VIRGIN ISLANDS CODE, REQUIRING THE FILING OF ANNUAL REPORTS BY DOMESTIC AND FOREIGN CORPORATIONS, THE FOLLOWING STATEMENT IS FILED WITH THE OFFICE OF THE LIEUTENANT GOVERNOR. ADDRESS OF MAIN OFFICE: 6100 Red Hook Quarter, B3, St. [REDACTED] USV1 00802 RESIDENT OR AUTHORIZED AGENT IN THE VI: Paul Hoffman 41-42 Kongens Gade St. [REDACTED] V1 00802 COUNTRY OR STATE IN WHICH INCORPORATED: United States Virgin Islands FISCAL YEAR COVERED BY LAST REPORT FILED: December 31, 2003 FISCAL YEAR COVERED BY THIS REPORT: December 31, 2004 AMOUNT OF AUTHORIZED CAPITAL: [REDACTED] AT CLOSE OF FISCAL YEAR: 1,000 shares no par value AMOUNT OF CAPITAL USED IN CONDUCTING BUSINESS WITHIN THE VIRGIN ISLANDS DURING THE FISCAL YEAR: 28,797,888 NAME AND ADDRESSES OF DIRECTORS AND OFFICERS OF THE COMPANY AT THE CLOSE OF FISCAL YEAR AND EXPIRATION DATES OF TERMS OF OFFICE Jeffrey E. Epstein, Director/President, 6100 Red Hook Quarter, B3 St. [REDACTED] V1 00802-1348; Serves until successor elected Ghislaine Maxwell, Director, Treasurer, 6100 Red Hook Quarter, B3 St [REDACTED] V1 00802-1348, Serves until successor elected Cecile de Jongh, Secretary; [REDACTED] St. [REDACTED] V1 00801, Serves until successor elected **RECEIVED** **LT. GOV. DIRECTOR** **JUN 29 PM 3:30** **CONFIDENTIAL** DATED: June 27, 2005 1. 1. If last report filed does not cover the period immediately preceding this period covered by this report, a supplementary report on the same form must be filed, bridging the gap, if any, between the two reports. 2. 2. THIS REPORT IS NOT COMPLETE NOR ACCEPTABLE UNLESS ACCOMPANIED BY GENERAL BALANCE SHEET AND PROFIT AND LOSS STATEMENT FOR THE LAST FISCAL YEAR AS REQUIRED BY THE VIRGIN ISLANDS CODE. FINANCIAL STATEMENTS SHOULD BE SIGNED BY AN INDEPENDENT AUDITOR. (Due on or before June 30 of each year.) Pursuant to Title 33, Chapter 201, Section 4102 (b) of the Virgin Islands Code, requiring the filing stockholders, the following statement is filed the Office of the Lieutenant Governor. | Sole Proprietor/Partnership | Domestic Limited Partnership | | --------------------------------------- | ---------------------------------------- | | Foreign Limited Partnership | Domestic Limited Liability Partnership | | Foreign Limited Liability Partnership | (Domestic Corporation) | | Exempt Corporation | Foreign Corporation | | Foreign Limited Liability Company | Domestic Limited Liability Company | MAILING ADDRESS 6100 Red Hook Quarters B-3 St. [REDACTED] VI 00802 NAMES AND ADDRESSES OF ALL PERSONS (ENTITIES) OWNING FIVE (5) OR MORE PERCENT OF THE [REDACTED] OR EQUITABLE OWNERSHIP: | Jeffrey E. Epstein | 6100 Red Hook Quarters B-3 American Yacht Harbor St. [REDACTED] VI 00802 | | -------------------- | -------------------------------------------------------------------------------- | DATED June 30, 2005 December 31, 2004 | CASH AND CASH EQUIVALENTS | \$ | 157,181,657 | | -------------------------------------------------- | ---- | -------------------- | | INVESTMENTS | | 405,285,955 | | FIXED ASSETS | | 363,332 | | OTHER ASSETS | | 383,762 | | TOTAL ASSETS | \$ | 563,214,706 | | ACCOUNTS PAYABLE | \$ | 9,753 | | LIABILITIES ON SECURITIES SOLD NOT YET PURCHASED | | 75,726,397 | | LIABILITIES ON REPURCHASE AGREEMENTS | | 11,978,000 | | TOTAL LIABILITIES | | 87,714,150 | | -------------------------------------------- | ---- | -------------------- | | Retained earnings | | 474,735,748 | | | | 475,500,556 | | TOTAL LIABILITIES AND STOCKHOLDER'S EQUITY | \$ | 563,214,706 | Year ended December 31, 2004 | Fee income | \$ | 53,104,052 | | ------------------------------------- | ---- | -------------------- | | Investment income | | 73,581,555 | | Total revenues | | 126,685,607 | | Investment expenses | | 16,018,008 | | General and administrative expenses | | 2,216,986 | | Total expenses | | 18,234,994 | | NET INCOME | | 108,450,613 | | BEGINNING RETAINED EARNINGS | | 366,285,135 | | ENDING RETAINED EARNINGS | \$ | 474,735,748 | OFFICE DEPARTMENT COMMUNICATIONS REC'D DEC 29 1969 REPORT OF CORPORATION FRANCHISE TAX DUE PURSUANT TO TITLE 13, SECTION 531, VIRGIN ISLANDS CODE DIVISION OF CORPORATION AND TRADE TEL. (404) 776-8515 FAX (404) 776 (THIS REPORT IS DUE ON OR BEFORE JUNE 30{sup}`TH` OF EACH YEAR) Date of Report: June 30, 2004 Date of Last Report: June 30, 2003 This Report is for the Period Ended June 30{sup}`th`, 2004. - (a) Address: 6100 Red Hook Ctr. B3, St. Toll USV1 00802 2.) AMOUNT OF CAPITAL: AUTHORIZED: - (a) When last report filed 3.) AMOUNT OF PAID-IN CAPITAL: USED IN CONDUCTING BUSINESS: - (a) As shown on last report filed (e) Paid-in Capital Stock at date of this report \$ 55,297,888 \$ [redacted] \$ 26,500,000 \$ 28,797,888 \$ 55,297,888 - (a) At rate of \$1.50 per M (fractions of a thousand disregarded) on highest total paid-in capital stock as reported on Line 3(f) above \$ 82,946.83 (b) TAX DUE: (Above figure, or \$150 whichever is greater) \$ 82,946.83 \$ 82,946.83 - (a) 10% penalty for failure to pay by June 30{sup}`th` \$ 0 (b) 1% interest for each month or part thereof by which payment is delayed beyond June 30{sup}`th` \$ 0 (c) Total Penalty And Interest: \$ [redacted] \$ 82,946.83 6.) TOTAL DUE AND FORWARDED HEREWITH (Sum of (4) (b) and (5) (c)) (Attach check payable to The Lieutenant Governor.) Rev. 02/99 # ANNUAL REPORT ## ON DOMESTIC OR FOREIGN CORPORATIONS PURSUANT TO SECTIONS 371 AND 373, CHAPTER 1, TITLE 13, OF THE VIRGIN ISLANDS CODE, REQUIRING THE FILING OF ANNUAL REPORTS BY DOMESTIC AND FOREIGN CORPORATIONS, THE FOLLOWING STATEMENT IS FILED WITH THE OFFICE OF THE LIEUTENANT GOVERNOR. ADDRESS OF MAIN OFFICE: 6100 Red Hook Quarter, B3, St. Thomas, USVI 00802 RESIDENT OR AUTHORIZED AGENT IN THE VI: Paul Hoffman 41-42 Kongens Grade St. [REDACTED] VI 00802 COUNTRY OR STATE IN WHICH INCORPORATED: USVI FISCAL YEAR COVERED BY LAST REPORT FILED: December 31, 2002 FISCAL YEAR COVERED BY THIS REPORT: December 31, 2003 AMOUNT OF AUTHORIZED CAPITAL: [REDACTED] AT CLOSE OF FISCAL YEAR: 1,000 shares no par value AMOUNT OF PAID-IN CAPITAL AT CLOSE OF FISCAL YEAR: 28,797,888 AMOUNT OF CAPITAL USED IN CONDUCTING BUSINESS WITHIN THE VIRGIN ISLANDS DURING THE FISCAL YEAR: 55,297,888 **RECEIVED** **LIEUTENANT GOVERNOR** **CONTROLS** **JUN 30 AM 8 09** NAME AND ADDRESSES OF DIRECTORS AND OFFICERS OF THE COMPANY AT THE CLOSE OF FISCAL YEAR AND EXPIRATION DATES OF TERMS OF OFFICE Jeffrey E. Epstein, Director/President, 6100 Red Hook Quarter, B3 St. Thomas, VI 00802-1348; Serves until successor elected Ghislaine Maxwell, Director, Treasurer, 6100 Red Hook Quarter, B3 St. [REDACTED] VI 00802-1348, Serves until successor elected Cecile de Jongh, Secretary; [REDACTED] DATED: June 25, 2004 (PRESIDENT OR LIEUTE PRESIDENT) 1. 1. If last report filed does not cover the period immediately preceding this period covered by this report, a supplementary report on the same form must be filed, bridging the gap, if any, between the two reports. 2. 2. THIS REPORT IS NOT COMPLETE NOR ACCEPTABLE UNLESS ACCOMPANIED BY GENERAL BALANCE SHEET AND PROFIT AND LOSS STATEMENT FOR THE LAST FISCAL YEAR AS REQUIRED BY THE VIRGIN ISLANDS CODE. FINANCIAL STATEMENTS SHOULD BE SIGNED BY AN INDEPENDENT AUDITOR. (Due on or before June 30th of each year.) Pursuant to Title 29, Chapter 12, Section 716 (a) of the Virgin Islands Code, requiring the filing stockholders, the following statement is filed the Office of the Lieutenant Governor. **NAME OF ENTITY** Financial Trust Company, Inc. **TYPE OF ENTITY:** (Please select one.) | Sole Proprietor/Partnership | Domestic Limited Partnership | | ---------------------------------------------------------------- | ----------------------------------------------------------------- | | Foreign Limited Partnership | Domestic Limited Liability Partnership | | Foreign Limited Liability Partnership | Domestic Corporation | | Exempt Corporation | Foreign Corporation | | Domestic Limited Liability Company | Foreign Limited Liability Company | **MAILING ADDRESS** 6100 Red Hook Qtr Suite B-3 St. VI 00802 **PERIOD OF TAX EXEMPTION** Ten (10) years **NAMES AND ADDRESSES OF ALL PERSONS (ENTITIES) OWNING FIVE (5) OR MORE PERCENT OF THE [REDACTED] OR EQUITABLE OWNERSHIP:** | -------------------- | ---------------------------------------- | ----------- | --------------------- | | Jeffrey E. Epstein | 6100 Red Hook Qtr Ste B-3 St. VI 00802 | 100% | X | Note: This report must also include the names and addresses of all legal or equitable owners of such benefited business - who have or will claim benefits under this chapter as bona fide residents of the Virgin Islands, pursuant to Act No.678 DATED June 30 2008 VERIFIED Jeanne Dunnon President or Vice President - Jeanne [REDACTED] C. K. [Signature] Secretary or Asst. Secretary - Cecile de Jongh C. K. [Signature] Manager or Managing Partner - Cecile de Jongh **F ORT OF STOCKHOLDERS** **G{sub}`1`, TAX EXEMPTED ENTITIES** Pursuant to Title 29, Chapter 12, Section 716 (a) of the Virgin Islands Code, requiring the filing stockholders, the following statement is filed the Office of the Lieutenant Governor. | Sole Proprietor/Partnership | Domestic Limited Partnership | | ---------------------------------------------------------------- | ----------------------------------------------------------------- | | Foreign Limited Partnership | Domestic Limited Liability Partnership | | Foreign Limited Liability Partnership | Domestic Corporation | | Exempt Corporation | Foreign Corporation | | Domestic Limited Liability Company | Foreign Limited Liability Company | MAILING ADDRESS 6100 Red Hook Qtr Suite B-3 St. [REDACTED], VI 00802 NAMES AND ADDRESSES OF ALL PERSONS (ENTITIES) OWNING FIVE (5) OR MORE PERCENT OF THE [REDACTED] OR EQUITABLE OWNERSHIP: | Name | Address | Percent % | Bona Fide Residents | | -------------------- | ---------------------------------------------------- | ----------- | --------------------- | | Jeffrey E. Epstein | 6100 Red Hook Qtr Ste B-3 St. [REDACTED], VI 00802 | 100% | [REDACTED] | Note: This report must also include the names and addresses of all legal or equitable owners of such benefited business who have or will claim benefits under this chapter as bona fide residents of the Virgin Islands, pursuant to Act No. 6748. DATED 6/30/09 REPORT OF CORPORATION FRANCHISE TAX DUE PURSUANT TO TITLE 13, SECTION 531, VIRGIN ISLANDS CODE DIVISION OF CORPORATION AND TRADE-MARKET TEL: (340) 776-4315 FAX: (340) 776-4611 (THIS REPORT IS DUE ON OR EXPIRES JUNE 30{sup}`TH` OF EACH YEAR) Date of Report: June 30, 2003 Date of Last Report: June 30, 2002 This Report is for the Period Ended June 30, 2003 1. NAME OF CORPORATION: Financial Trust Company, Inc. - (a) Address: 6100 Red Hook Quarter B3, St. [REDACTED], USVI 00802 2. AMOUNT OF CAPITAL STOCK AUTHORIZED: - (a) When last report filed 3. AMOUNT OF PAID-IN CAPITAL STOCK [REDACTED] IN CONDUCTING BUSINESS - (a) As shown on last report filed (e) Paid-in Capital Stock at date of this report (f) HIGHEST TOTAL PAID-IN CAPITAL [REDACTED] DURING REPORTING PERIOD 1000 shares of common stock no par value 1000 shares of common no par value 4. COMPUTATION OF TAX: - (a) At rate of \$1.50 per M (fractions of a thousand disregarded) highest total paid-in capital stock as reported on Line 3(f) above (b) TAX DUE: (Above figure, or \$150 whichever is greater) \$ 100,241.42 5. PENALTY AND INTEREST FOR LATE PAYMENT: - (a) 10% penalty for failure to pay by June 30{sup}`th` (b) 1% interest for each month or part thereof by which payment is delayed beyond June 30{sup}`th` \$ 100,241.42 6. TOTAL DUE AND FORWARDED HEREWITH (Sum of (4) (b) and (5) (c)) (Attach check payable to The Lieutenant Governor.) Rev. 02/71 \*-Restated to adjust for prior years distributions. PURSUANT TO SECTIONS 37 AND 37.2 CHAPTER 1, TITLE 13, OF THE VIRGIN ISLANDS CODE REQUIRING THE FILING OF ANNUAL REPORTS BY DOMESTIC AND FOREIGN CORPORATIONS, THE FOLLOWING STATEMENT IS FILED WITH THE OFFICE OF THE LIEUTENANT GOVERNOR. NAME OF CORPORATION ..... Financial Trust Company, Inc..... ADDRESS OF MAIN OFFICE 6100 Red Hook Quarter, B3 St. Thomas, USVI 08082-1348..... PRINCIPAL OFFICE IN THE VIRGIN ISLANDS ..... Same..... RESIDENT OR AUTHORIZED AGENT IN THE VI. Rani Hoffman, 41-42 Waggons Gade St. Thomas VI 00802 COUNTRY OR STATE IN WHICH INCORPORATED USVI ..... FISCAL YEAR COVERED BY LAST REPORT FILED: ..... December 31, 2001..... FISCAL YEAR COVERED BY THIS REPORT: ..... December 31, 2002..... AMOUNT OF AUTHORIZED CAPITAL [REDACTED] AT CLOSE OF FISCAL YEAR 1,000 shares no par value AMOUNT OF PAID-IN CAPITAL AT CLOSE OF FISCAL YEAR 55,297,888 AMOUNT OF CAPITAL USED IN CONDUCTING BUSINESS WITHIN THE VIRGIN ISLANDS DURING THE FISCAL YEAR 66,827,613 NAME AND ADDRESSES OF DIRECTORS AND OFFICERS OF THE COMPANY AT THE CLOSE OF FISCAL YEAR AND EXPIRATION DATES OF TERMS OF OFFICE Jeffrey F. Brstein, Director/President, 6100 Red Hook Quarter, B3 St. Thomas, VI 08082-1348 Serves until successor elected. Darren K. Indyke, Director, Treasurer and Secretary, [REDACTED] New York, NY 10021 Serves until successor elected Jeffrey A. Schantz, Director [REDACTED] New York, NY 10022 Serves until successor elected. DATED: JUNE 25, 2003 1. If last report filed does not cover the period immediately preceding the period covered by this report, a supplementary report on the same form must be filed, bridging the gap, if any, between the two reports. 2. THIS REPORT IS NOT COMPLETE NOR ACCEPTABLE UNLESS ACCOMPANIED BY GENERAL BALANCE SHEET AND PROFIT AND LOSS STATEMENT FOR THE LAST FISCAL YEAR AS REQUIRED BY THE VIRGIN ISLANDS CODE. FINANCIAL STATEMENTS SHOULD BE SIGNED BY AN INDEPENDENT PUBLIC ACCOUNTANT. Foreign Sales Corporations that are registered with the Security and Exchange Commission must furnish evidence of such registration and comply with the balance sheet and P & L Statements. FSC's that are not registered with the Commission are exempted from filing the General Balance Sheet and the Profit and Loss Statement. REPORT OF CORPORATION FRANCHISE TAX DUE PURSUANT TO TITLE 13, SECTION 531, VIRGIN ISLANDS CODE DIVISION OF CORPORATION AND TRADE TEL (446) 774-4515 FAX (446) 776 (THIS REPORT IS DUE ON OR BEFORE JUNE 30{sup}`TH` OF EACH YEAR) Date of Report: JUNE 28, 2002 Date of Last Report: June 30, 2001 This Report is for the Period Ended June 30{sup}`th`, 2000 - (a) Address: 6100 Red Hook Quarter, B3, St. [REDACTED] USVI 00802 2.) AMOUNT OF CAPITAL [REDACTED] AUTHORIZED: - (a) When last report filed ..... 1000 shares of common \$ stock, no. par. value... \$1000 shares of common no par value 3.) AMOUNT OF PAID-IN CAPITAL [REDACTED] USED IN CONDUCTING BUSINESS: - (a) As shown on last report filed ..... (f) HIGHEST TOTAL PAID-IN CAPITAL [REDACTED] DURING REPORTING PERIOD - (a) At rate of \$1.50 per M (fractions of a thousand disregarded) on highest total paid-in capital [REDACTED] as reported on Line 3(f) above \$.....0 (b) TAX DUE: (Above figure, or \$150 whichever is greater) \$..... RECEIVED JUN 27 1 32 41 90 PM '03 5.) FENALTY AND INTEREST FOR LATE PAYMENT: - (a) 10% penalty for failure to pay by June 30{sup}`th` \$.....0 (b) 1% interest for each month or part thereof by which payment is delayed beyond June 30{sup}`th` \$.....0 \$.....0 6.) TOTAL DUE AND FORWARDED HEREWITH (Sum of (4) (b) and (5) (c)) (Attach check payable to The Lieutenant Governor.) \$ 132,419 Daniel K. Diegler Rev. 62/79 PURSUANT TO SECTIONS 371 AND 373, CHAPTER 1, TITLE 13, OF THE VIRGIN ISLANDS CODE, REQUIRING THE FILING OF ANNUAL REPORTS BY DOMESTIC AND FOREIGN CORPORATIONS, THE FOLLOWING STATEMENT IS FILED WITH THE OFFICE OF THE LIEUTENANT GOVERNOR. NAME OF CORPORATION .....Financial Trust Company, Ion..... ADDRESS OF MAIN OFFICE ..6100 Red Rock Quarter, B3, St. Thomas, USVI .01801..... PRINCIPAL OFFICE IN THE VIRGIN ISLANDS .....Same..... RESIDENT OR AUTHORIZED AGENT IN THE VI. Rayl Hoffman, [REDACTED] St. Thomas, 00802 COUNTRY OR STATE IN WHICH INCORPORATED USVI..... FISCAL YEAR COVERED BY LAST REPORT FILED: ..December 31, 2000..... FISCAL YEAR COVERED BY THIS REPORT: ..December 31, 2001..... AMOUNT OF AUTHORIZED CAPITAL [REDACTED] AT CLOSE OF FISCAL YEAR .1,020. shares. no. par. value AMOUNT OF PAID-IN CAPITAL AT CLOSE OF FISCAL YEAR .88,279,478..... AMOUNT OF CAPITAL USED IN CONDUCTING BUSINESS WITHIN THE VIRGIN ISLANDS DURING THE FISCAL YEAR .....88,279,478..... NAME AND ADDRESSES OF DIRECTORS AND OFFICERS OF THE COMPANY AT THE CLOSE OF FISCAL YEAR AND EXPIRATION DATES OF TERMS OF OFFICE .....Jeffrey E. Robin, Director/President, 6100 Red Rock Quarter, B3..... .....St. Thomas, VI .01802, serves until successor elected..... .....Darren K. Indyke, Director, Treasurer and Secretary, [REDACTED]..... .....New York, NX 10021, serves until successor elected..... .....Jeffrey A. Schantz, Director, [REDACTED], New York, NX 10022 serves until successor elected. DATED: June 28, 2002 VERIFIED: ..... (President) or (Vice President) ..... Darren K. Indyke (Treasurer) or (Asst. Treasurer) JUN 21 7 00 AM '02 DOMESTIC - 1. If last report filed does not cover the period immediately preceding the period covered by this report, a supplementary report on the same form must be filed, bridging the gap, if any, between the two reports. - 2. THIS REPORT IS NOT COMPLETE NOR ACCEPTABLE UNLESS ACCOMPANIED BY GENERAL BALANCE SHEET AND PROFIT AND LOSS STATEMENT FOR THE LAST FISCAL YEAR AS REQUIRED BY THE VIRGIN ISLANDS CODE. FINANCIAL STATEMENTS SHOULD BE SIGNED BY AN INDEPENDENT PUBLIC ACCOUNTANT. Foreign Sales Corporations that are registered with the Security and Exchange Commission must furnish evidence of such registration and comply with the balance sheet and P & L Statements. FSC's that are not registered with the Commission are exempted from filing the General Balance Sheet and the Profit and Loss Statement. December 31, 2005 | CASH AND CASH EQUIVALENTS | \$ | 24,682,395 | | --------------------------- | ---- | -------------------- | | RECEIVABLES | | 55,225 | | INVESTMENTS | | 473,416,997 | | FIXED ASSETS | | 310,207 | | OTHER ASSETS | | 11,099,766 | | TOTAL ASSETS | \$ | 509,564,590 | | ACCOUNTS PAYABLE | \$ | 956 | | -------------------------------------------------------- | ---- | ------------------- | | LIABILITIES ON SECURITIES [REDACTED] NOT YET PURCHASED | | 33,788,422 | | DUE TO BROKER | | 43,404 | | TOTAL LIABILITIES | \$ | 33,832,781 | | -------------------------------------------- | ---- | -------------------- | | Common [REDACTED] and paid in capital | | | | Retained earnings | | | | TOTAL LIABILITIES AND STOCKHOLDER'S EQUITY | \$ | 509,564,590 | Year ended December 31, 2005 | Fee income | \$ | 30,879,815 | | ------------------------------------- | ---- | -------------------- | | Investment Income | | 56,854,920 | | Total revenues | \$ | 87,734,736 | | Investment expenses | | 42,103,648 | | General and administrative expenses | | 2,149,935 | | Total expenses | \$ | 44,263,483 | | NET INCOME | | 43,481,252 | | BEGINNING RETAINED EARNINGS | | 474,735,748 | | Less: DISTRIBUTIONS | | 43,250,000 | | ENDING RETAINED EARNINGS | \$ | 474,867,000 | **REPORT OF STOCKHOLDER ON TAX EXEMPTED ENTITIES (Due on or before June 30 of each year.)** -0- Pursuant to Title 33, Chapter 201, Section 4102 (b) of the Virgin Islands Code, requiring the filing stockholders, the following statement is filed the Office of the Lieutenant Governor. TYPE OF ENTITY: (Please select one) Sole Proprietor/Partnership Domestic Limited Partnership (Domestic Corporation) Domestic Limited Liability Company MAILING ADDRESS: 6100 Red Hook Quarters B-3 St. VI 00802 PERIOD OF TAX EXEMPTION: Ten (10) Years NAMES AND ADDRESSES OF ALL PERSONS (ENTITIES) OWNING FIVE (5) OR MORE PERCENT OF THE SOLE OR EQUITABLE OWNERSHIP: Jeffrey E. Epstein 6100 Red Hook Quarter B-3 AYH St. Thomas, VI 00801 DATED June 27, 2006 JUN 30 11:17 PM '06 ### 01/23Ple Balance Sheet As of December 31,1998 | | Dec 31, '98 | | --------------------------------------- | --------------------------- | | ASSETS | 0.00 | | LIABILITIES & EQUITY | | | Equity | | | JEE Funding | 13,172.00 | | Net Income | -13,172.00 | | Total Equity | 0.00 | | TOTAL LIABILITIES & EQUITY | 0.00 | Per 06/23/99 **Profit and Loss** **January through December 1998** | | Jan - Dec '98 | | ---------------------------- | ------------------- | | Income | 0.00 | | Expense | | | Legal & Professional | | | Legal | 13,172.60 | | Total Legal & Professional | 13,172.60 | | Total Expense | 13,172.60 | | Net Income | -13,172.60 | LICENSED FIELD JAN 28 1998 P.B. 52 OFFICE OF THE DISTRICT OF VIRGINIA **REPORT** DIVISION OF CORPORATION AND TRADE TEL: (246) 776-3153 FAX: (246) 7 **DOMESTIC CORPORATION** (THIS REPORT IS DUE ON OR BEFORE JUNE 30{sup}`TH` OF EACH YEAR) Date of Report: June 30, 2001 Date of Last Report: June 30, 2000 This Report is for the Period Ended June 30{sup}`th`, 2{sup}`nd` (a) Address: 6100 Red Hook Quarter B-3, St. [REDACTED], USVI 00802 | (a) When last report filed | \$ June 30, 2000 | | ----------------------------------------------------------------- | ---------------------------------------------- | | (b) On date of this report | \$ 1,000 shares of Common Stock no par value | | (a) As shown on last report filed | \$ 300,000 | | (b) Additional capital paid in since last report | \$ 87,979,478 | | (c) Sum of (a) and (b) | \$ 88,279,478 | | (d) Paid-in Capital withdrawn since last report | \$ 88,279,478 | | (e) Paid-in Capital Stock at date of this report | \$ 88,279,478 | | (f) HIGHEST TOTAL PAID-IN CAPITAL STOCK DURING REPORTING PERIOD | \$ 88,279,478 | 3.) COMPUTATION OF TAX: | (a) A) rate of \$1.50 per M (fractions of a thousand disregarded) on highest total paid-in capital stock as reported on Line 3(f) above | \$ 132,419 | | ----------------------------------------------------------------------------------------------------------------------------------------- | ------------ | | (b) TAX DUE: (Above figure, or \$150 whichever is greater) | \$ 132,419 | 4.) PENALTY AND INTEREST FOR LATE PAYMENT: | (a) 10% penalty for failure to pay by June 30 {sup}`th` | \$ 0 | | --------------------------------------------------------------------------------------------------------- | ------------ | | (b) 1% interest for each month or part thereof by which payment is delayed beyond June 30 {sup}`th` | \$ 0 | | (c) Total Penalty And Interest: | \$ 132,419 | 5.) TOTAL DUE AND FORWARDED HEREWITH (Sum of (4) (b) and (5) (c)) (Attach check payable to The Lieutenant Governor.) *Darren Killingham* Designer Rev. 000 *Secretary* ANNUAL REPORT ON DOMESTIC OR FOREIGN CORPORATIONS (DATE ON OR BEFORE JUNE 30 OF EACH YEAR) PURSUANT TO SECTIONS 371 AND 373, CHAPTER I, TITLE IS, OF THE VIRGIN ISLANDS CODE, REQUIRING THE FILING OF ANNUAL REPORTS BY DOMESTIC AND FOREIGN CORPORATIONS, THE FOLLOWING STATEMENT IS FILED WITH THE OFFICE OF THE LIEUTENANT GOVERNOR. ADDRESS OF MAIN OFFICE: 6100 Red Hook Quarter, Suite B-3, St. Thomas, USVI 00802 PRINCIPAL OFFICE IN THE VIRGIN ISLANDS .....Same RESIDENT OR AUTHORIZED AGENT IN THE V... Real Robbery, [REDACTED] St. Thomas, USVI 00802 COUNTRY OR STATE IN WHICH INCORPORATED USVI ..... FISCAL YEAR COVERED BY LAST REPORT FILED{sup}`1` December 31, 1999 FISCAL YEAR COVERED BY THIS REPORT{sup}`2` December 31, 2000 AMOUNT OF AUTHORIZED CAPITAL [REDACTED] AT CLOSE OF FISCAL YEAR 1,000 shares, no per value AMOUNT OF PAID-IN CAPITAL AT CLOSE OF FISCAL YEAR 88,279,478 AMOUNT OF CAPITAL USED IN CONDUCTING BUSINESS WITHIN THE VIRGIN ISLANDS DURING THE FISCAL YEAR 88,279,478 NAME AND ADDRESSES OF DIRECTORS AND OFFICERS OF THE COMPANY AT THE CLOSE OF FISCAL YEAR AND EXPIRATION DATES OF TERMS OF OFFICE Jeffrey E. Epstein, Director and President, 6100 Red Hook Quarter, c/o American Yacht Hunter, Suite 2, St. Thomas, USVI 00802, serves until successor elected Daniel K. Indyke, Director, Treasurer and Secretary, [REDACTED] Extended New York 10021, serves until successor elected. Jeffrey A. Schutz, Director, [REDACTED], New York, New York 10022, serves until successor elected DATED: June 29, 2001 VERIFIED: (President) or (Sice President) *Daniel K. Indyke* (Treasurer) or (Asst. Treasurer) - 1. If last report filed does not cover the period included preceding the period summed by this report, a supplementary report on the succession must be filed, bedding the goal if signed with the two reports. - 2. THIS REPORT IS NOT COMPLETED HOW ACCEPTABLE UNLESS ACCOMPANIED BY GENERAL BALANCE SHEET AND PROFILE AND ACCURATEMENT PROFILE AND FISCAL YEAR AS FREQUENTED BY THE VIRGIN ISLANDS CODE. FINANCIAL STATEMENTS SHOULD BE SEND BY THE INDEPENDENT PUBLIC ACCOUNTANT. Foreign Sales Corporation is a registered unit in the Security and Operations and contains not furnish evidence of such registration and comply with the balance sheet and P. & L. Statements. Profile do not cover sheets sheeted with the Commission are attempted from filing the Observed Balance Sheeted the Profile and Loan Sheeten. 20° d 100° on 8 Z: 6 00. 80 NOTE : CT ### FINANCIAL TRUST COMPANY. INC. EIN RECEIML'L BALANCE SHEET IT • e December 31.2001 CASH 7 " 7.1 A 46,958234 INVESTMENTS ; 2. T 179,004937 FIXED ASSETS 437,151 OTHER ASSETS 114,013 TOTAL ASSETS S 226,524,334 ACCOUNTS PAYABLE S 20,460 OTHER LIABILITIES 1,534,007 1.554.467 ### STOCKHOLDER'S EQUITY Common and pad in capital 68.827,613 Retained earnings 158.142,255 224.969.868 TOTAL LIABILITIES AND STOCKHOLDER'S EQUITY 226.524,334 ### STATEMENT OF INCOME AND RETAINED EARNINGS Year ended December 31. 2001 Investment income 20,995,777 Fee ncane 48.842.367 Total revenues 67.838,144 General and administrative expenses 1.649,037 Investment expenses 3.786,144 Total expenses 5.435,181 NET INCOME 62.402.963 BEGINNING RETAINED EARNINGS 95,739.292 ENDING RETAINED EARNINGS S 158.142.255 (Due on or before June 30 of each year.) -Q- Pursuant to Title 33, Chapter 201, Section 4102 (b) of the Virgin Islands Code, requiring the filing stockholders, the following statement is filed the Office of the Lieutenant Governor. Sole Proprietor/Partnership Domestic Limited Partnership Domestic Corporation Domestic Limited Liability Company MAILING ADDRESS 6100 Red Hook Quarter, B-3, St. [REDACTED], VI 00802 NAMES AND ADDRESSES OF ALL PERSONS (ENTITIES) OWNING FIVE (5) OR MORE PERCENT OF THE [REDACTED] OR EQUITABLE OWNERSHIP: RECEIVED June 25, 2002 LIT. REV. OFFICE June 27, 2002 CONTROL REGISTRATION SECTION June 27, 2002 Jeffrey E. Epstein, 6100 Red Hook Quarter c/o American Yacht Harbor, St. Thomas, VI 00802 DATED June 25, 2002 (President or Vice President) OFFICE OF LIBRATION GOVERNOR PURSUANT TO TITLE 13, SECTION 331, VIRGIN ISLANDS DIVISION OF CORPORATION AND TRADE TEL: (405) 75-8513 FAX: (405) 77- (THIS REPORT IS DUE ON OR BEFORE JUNE 30{sup}`TH` OF EACH YEAR) LOVER LD. No. Date of Report: June 30, 2000 Date of Last Report: June 22, 1999 This [REDACTED] is for the Period Ended June 30{sup}`th` - (a) Address: 6100 Red Hook Quarter B-3, St. [REDACTED] - (b) Date of Incorporation: November 6, 1998 - (c) Kind of Business: Services AMOUNT OF CAPITAL STOCK AUTHORIZED: - (a) When last report filed ..... - (b) On date of this report ..... AMOUNT OF PAID-IN CAPITAL STOCK USED IN CONDUCTING BUSINESS: - (a) As shown on last report filed ..... - (b) Additional capital paid in since last report ..... - (c) Sum of (a) and (b) ..... - (d) Paid-in [REDACTED] withdrawn since last report ..... - (e) Paid-in Capital Stock at date of this report ..... | \$ | N/A | | ---- | -------------------------------------------- | | \$ | 1,000 shares of common stock, no pay value | | \$ | N/A | | \$ | 300,000 | | \$ | 300,000 | | \$ | 0 | | \$ | 300,000 | | \$ | | COMPUTATION OF TAX: - (a) At rate of \$1.50 per M (fractions of a thousand disregarded ) on highest total paid-in capital stock as reported on Line 3(I) above \$ .450. - (b) TAX DUE: (Above figure, or \$150 whichever is greater ) \$ .450. PENALTY AND INTEREST FOR LATE PAYMENT: - (a) 10% penalty for failure to pay by June 30{sup}`th` ..... \$ .0. - (b) 1% interest for each month or past thereof by which payment is delayed beyond June 30{sup}`th` ..... \$ .0. - (c) Total Penalty And Interest: ..... \$ .0. OTAL DUE AND FORWARDED HEREWITH (Sum of (4) (b) and (5) (c)) (Attach check payable to The Lieutenant Governor.) \$ .0 \$ .450 id Correct *Saran Lindegh* " PURSUANT TO SECTIONS 371 AND 574, CHAPTER 1, TITLE 13, OF THE VIRGIN ISLANDS CODE, REQUIRING THE FILING OF ANNUAL REPORTS BY DOMESTIC AND FOREIGN CORPORATIONS, THE FOLLOWING STATEMENT IS FILED WITH THE OFFICE OF THE LIEUTENANT GOVERNOR. ADDRESS OF MAIN OFFICE ..... 6100 Red Hook Quarter B-3, St. [REDACTED], USVI 00802 FRINCIPAL OFFICE IN THE VIRGIN ISLANDS ..... Same RESIDENT OR AUTHORIZED AGENT BY THE VI. Paul Hoffman, [REDACTED] St. Thor COUNTRY OR STATE IN WHICH INCORPORATED ..... USVI ..... USVI 001 FISCAL YEAR COVERED BY LAST REPORT FILED: ..... December 31, 1998 FISCAL YEAR COVERED BY THIS REPORT: ..... December 31, 1999 AMOUNT OF AUTHORIZED CAPITAL STOCK AT CLOSE OF FISCAL YEAR 1,000 shares ..... NO PAY value AMOUNT OF PAID-IN CAPITAL AT CLOSE OF FISCAL YEAR ..... 0 AMOUNT OF CAPITAL USED IN CONDUCTING BUSINESS WITHIN THE VIRGIN ISLANDS DURING THE FISCAL YEAR ..... 0 NAME AND ADDRESSES OF DIRECTORS AND OFFICERS OF THE COMPANY AT THE CLOSE OF FISCAL YEAR AND EXPIRATION DATES OF TERMS OF OFFICE Jeffrey E. Epstein, Director and President ..... 6100 Red Hook Quarter, c/o American Yacht Harbor Strite 2, St. Thomas, VI 00802, serves until success elected Darren K. Indyke, Director, Treasurer, and Secretary, [REDACTED] [REDACTED], NY, NY 10021, serves until successor elected Jeffrey A. Schantz, Director, [REDACTED], NY, NY 10022, serves until successor elected DATED: 6-29-00 VERIFIED: (President) or (Vice President) (Treasurer) - 1. If last report filed does not cover the period immediately preceding the period covered by this report, a supplementary report on the same form must be filed, bridging the gap, if any, between the two reports. - 2. THIS REPORT IS NOT COMPLETE NOR ACCEPTABLE UNLESS ACCOMPANIED BY GENERAL BALANCE SHEET AND PROFIT AND LOSS STATEMENT FOR THE LAST FISCAL YEAR AS REQUIRED BY THE VIRGIN ISLANDS CODE. Foreign Sales Corporations that are registered with the Security and Exchange Commission must furnish evidence of such registration and comply with the balance sheet and P & L Statements. FSC's that are not registered with the Commission are exempted from filing the General Balance Sheet and the Profit and Loss Statement. Financial Trust Company, Inc EIN : [REDACTED] December 31, 2000 | CASH | \$ 83,682,149 | | -------------------------------------------- | ----------------------- | | INVESTMENTS | 101,643,311 | | FIXED ASSETS | 555,875 | | OTHER ASSETS | 1,090,067 | | TOTAL ASSETS | \$ 186,971,432 | | ACCOUNTS PAYABLE | \$ 90,101 | | OTHER LIABILITIES | 2,862,561 | | | 2,952,662 | | STOCKHOLDER'S EQUITY | | | Common [REDACTED] and Paid-in-Capital | 88,279,478 | | Retained earnings | 95,739,292 | | | 184,018,770 | | TOTAL LIABILITIES AND STOCKHOLDER'S EQUITY | \$ 186,971,432 | **STATEMENT OF INCOME AND RETAINED EARNINGS** Year Ended December 31, 2000 | Investment Income | \$ 30,746,043 | | ------------------------------------- | ---------------------- | | Fee Income | 44,296,405 | | Total revenues | 75,042,448 | | General and administrative expenses | 1,271,258 | | Investment expenses | 1,305,809 | | Total expenses | 2,577,067 | | NET INCOME | 72,465,381 | | BEGINNING RETAINED EARNINGS | 23,273,911 | | ENDING RETAINED EARNINGS | \$ 95,739,292 | REPORT OF CORPORATION FRANCHISE TAX DUE PURSUANT TO TITLE 13, SECTION 531, VIRGIN ISLANDS CODE DIVISION OF CORPORATION AND TRADEMARK TEL (406) 776-4515 FAX (406) 776-4611 (THIS REPORT IS DUE ON OR BEFORE JUNE 30{sup}`TH` OF EACH YEAR) Date of Report: June 22, 1999 Date of Last Report: N/A This Report is for the Period Ended June 30{sup}`th` (a) Address: c/o Paul Hoffman, P.C., P.O. Box 870, St. [REDACTED] USVI 00804-0870 (a) When last report filed ..... \$ 1,000 shares of common stock, no par value 3.) NET OF PAID-IN CAPITAL STOCK USED IN CONDUCTING BUSINESS: (a) As shown on last report filed ..... (f) HIGHEST TOTAL PAID-IN CAPITAL [REDACTED] DURING REPORTING PERIOD (a) At rate of \$1.50 per M (fractions of a thousand disregarded) on highest total paid-in capital stock as reported on Line 3(f) above \$ .450 (b) TAX DUE: (Above figure, or \$150 whichever is greater) \$ .450 \$ .450 (a) 10% penalty for failure to pay by June 30{sup}`th` ..... \$ 0 (b) 1% interest for each month or part thereof by which payment is delayed beyond June 30{sup}`th` ..... \$ 0 6.) TOTAL DUE AND FORWARDED REREWITH (Sum of (4) (b) and (5) (4)) (Attach check payable to The Lieutenant Governor.) \$ 450 critified Correct *Daniel Shofler* .0000 PURSUANT TO SECTIONS 371 AND 372, CHAPTER 1, TITLE 13, OF THE VIRGIN ISLANDS CODE, REQUIRING THE FILING OF ANNUAL REPORTS BY DOMESTIC AND FOREIGN CORPORATIONS. THE FOLLOWING STATEMENT IS FILED WITH THE OFFICE OF THE LIEUTENANT GOVERNOR. ADDRESS OF MAIN OFFICE ..... C/O Paul Hoffman, P.C., P.O. Box 870, St. Thomas, USV PRINCIPAL OFFICE IN THE VIRGIN ISLANDS ..... Same RESIDENT OR AUTHORIZED AGENT IN THE VI. Paul Hoffman, [REDACTED] St. Thom COUNTRY OR STATE IN WHICH INCORPORATED ..... USVI USVI 00802 FISCAL YEAR COVERED BY LAST REPORT FILED ..... N/A FISCAL YEAR COVERED BY THIS REPORT ..... December 31, 1998 AMOUNT OF AUTHORIZED CAPITAL STOCK AT [REDACTED] OF FISCAL YEAR 1,000. shares, ..... nn. par value AMOUNT OF PAID-IN CAPITAL AT CLOSE OF FISCAL YEAR ..... Q. AMOUNT OF CAPITAL USED IN CONDUCTING BUSINESS WITHIN THE VIRGIN ISLANDS DURING THE FISCAL ..... Q. NAME AND ADDRESSES OF DIRECTORS AND OFFICERS OF THE COMPANY AT THE CLOSE OF FISCAL YEAR AND EXPIRATION DATES OF TERMS OF OFFICE Jeffrey E. Epstein, Director and President, P.O. Box 870, St. USVI, 00804, serves until successor elected Darren K. Indyke, Director and Secretary, [REDACTED] NY, NY 100 Amanda J. Ellison, Director, [REDACTED] Palm-Beach, FL 33480, serves until successor elected DATED: ..... VERIFIED: [Signature] (President) or (Vice President) - 1. If last report filed does not cover the period immediately preceding the period covered by this report, a supplementary report on the same form must be filed, bridging the gap, if any, between the two reports. - 2. THIS REPORT IS NOT COMPLETE NOR ACCEPTABLE UNLESS ACCOMPANIED BY GENERAL BALANCE SHEET AND PROFIT AND LOSS STATEMENT FOR THE LAST FISCAL YEAR AS REQUIRED BY THE VIRGIN ISLANDS CODE. Foreign Sales Corporations that are registered with the Security and Exchange Commission must furnish evidence of such registration and comply with the balance sheet and P & L Statements. FBI's that are not registered with the Commission are exempted from filing the General Balance Sheet and the Profit and Loss Statement. ### REPORT OF STOCKHOLDERS ON TAX EXEMPTED ENTITIES (Due on or before Jima 30 of each year.) -O- c- == nt Pursuant to Title 33, Chapter 201, Section 4102 (b) of the Virgin Islands CcideStquiei the filing stockholders, the following statement is filed the Office of the LieuterianigGormaq r-; = NAME OFENTITY vinancIal Trust Company, Inc. TYPE OF ENTITY: (Please select one) Sole ProprietoriPartnersbip MAILING ADDRESS 6100 Red Hook Quarter, B-3,St. iVI 00802 • rs4 Domestic Limned ParmersbHp (Domestic Como:anon) Domestic limited Liability Company NAMES AND ADDRESSES OF ALL PERSONS (ENTITIES) OWNING FIVE (5) OR MORE PERCENT OF THE OR EQUITABLE OWNERSHIP: Jeffrey E. Epstein 6100 Red Honk Quarter c/o American Yacht Harbor, Suite 2 St. , VI 00802 DATED VERIFIED Secretary or Ma Secretary ### Financial Trust Company, Inc. EIN # BALANCE SHEET December 31, 1999 SHOI i'/Y0A00 Z I :II V OE Iff MR ti on c < no T o en rn | | | Z I | | -------------------------------------- | --- | ------------ | | ASSETS | S | 24,472,690 | | LIABILITIES STOCKHOLDER'S EQUITY | | 898,779 | | Common and Paid in Capital | | 300,000 | | Retained earnings | | 23,273,911 | | LIABILITIES AND STOCKHOLDER'S EQUITY | S | 24.472.690 | ### STATEMENT OF INCOME Year Ended December 31. 1999 | REVENUES | S | 43.965,458 | | ------------ | --- | ------------ | | EXPENSES | | 264,268 | | NET INCOME | S | 43,701,190 | ### STATEMENT OF CHANGES IN RETAINED EARNINGS Year Ended December 31, 1999 | BEGINNING RETAINED EARNINGS | S | 0 | | ----------------------------- | --- | -------------- | | NET INCOME | | 43,701,l 90 | | DIVIDEND DISTRIBUTIONS | | (20.427,279) | | ENDING RETAINED EARNINGS | S | 23,273,911 | FINANCIAL. Tlair Y. INC. EIN BALANCE SHEET December 31. 2003 | CASH AND CASH EQUIVALENTS INVESTMENTS FIXED ASSETS OTHER ASSETS | 6002.6M 3300,706 357.117 75.899 | | ----------------------------------------------------------------- | --------------------------------- | | TOTAL ASSETS | 395146,418 | | ACCOUNTS PAYABLE | 8206 | | LIABILITIES ON SECURITIES SOLD NOT YET PURCHASED | 554,480 | | TOTAL LIABILITIES STOCKHOLDER'S EQUITY | 563.395 | | Carman Mind paid in capital | 28.797.888 | | Retained earnings | 366,285,135 | | TOTAL LIABILITIES AM) STOCKHOLDERS EQUITY | \$ 395.646 418 | (7521 -)L.-5 1. Jr ! Sr 2 - -rt -11•7, 6002.6M ### STATEMENT OF INCOME AND RETAINED EARNINGS Year ended December 31.2003 | Pm income | S | 58.954.653 | | ------------------------------------- | --- | ------------- | | Investment income | | 34282.912 | | Total revenues | | 93237,765 | | Investment expenses | | 1.480,406 | | General and administrative expenses | | 1.806.023 | | Total expenses | | 3,286.429 | | NET INCOME | | 89.951.336 | | BEGINNING RETAINED EARNINGS | | 276,333.799 | | ENDING RETAINED EARNINGS | S | 386285.135 | ### 06/21619 Balance Sheet As of December 31,1998 | | Dec 31, Ili | | ---------------------------------- | ------------- | | ASSETS IJABILMES 8 EQUITY Equity | D00 | | JEE Funding | 13.17260 | | Not Income | .13 172.60 | | Total Equity | 0.00 | | TOTAL LIABILITIES & EQUITY | 0.00 | ### 04/23ille Profit and Loss January through December 1998 | | Jan - on 'N | | ----------------------- | ------------------------ | | Income Expense | 0.00 | | ISSIst a Professional | | | Total Legal | Professional 13.172 60 | | Total Espies* | 13.172 60 | | Net Income | -13,172.00 | Pursuant to Title 29, Chapter 12, Section 716 (a) of the Virgin Islands Code, requiring the filing stockholders, the following statement is filed the Office of the Lieutenant Governor. | Sole Proprietor/Partnership | Domestic Limited Partnership | | ---------------------------------------------------------------- | ----------------------------------------------------------------- | | Foreign Limited Partnership | Domestic Limited Liability Partnership | | Foreign Limited Liability Partnership | Domestic Corporation | | Exempt Corporation | Foreign Corporation | | Domestic Limited Liability Company | Foreign Limited Liability Company | MAILING ADDRESS 6100 Red Hook Qtr Suite B-3 St. [REDACTED], VI 00802 PERIOD OF TAX EXEMPTION 2009 to March 2012 NAMES AND ADDRESSES OF ALL PERSONS (ENTITIES) OWNING FIVE (5) OR MORE PERCENT OF THE [REDACTED] OR EQUITABLE OWNERSHIP: | -------------------- | ---------------------------------------------------- | ----------- | ------------------------------------- | | Jeffrey E. Epstein | 6100 Red Hook Qtr Ste B-3 St. [REDACTED], VI 00802 | 100% | | Note: This report must also include the names and addresses of all legal or equitable owners of such benefited business who have or will claim benefits under this chapter as bona fide residents of the Virgin Islands pursuant to Act No. 6748. DATED 6/15/12 President or Vice President **PORT OF STOCKHOLDING Pursuant to Title 29, Chapter 12, Section 716 (a) of the Virgin Islands Code, requiring the filing stockholders, the following statement is filed the Office of the Lieutenant Governor. | Sole Proprietor/Partnership | Domestic Limited Partnership | | ---------------------------------------------------------------- | ----------------------------------------------------------------- | | Foreign Limited Partnership | Domestic Limited Liability Partnership | | Foreign Limited Liability Partnership | Domestic Corporation | | Exempt Corporation | Foreign Corporation | | Domestic Limited Liability Company | Foreign Limited Liability Company | MAILING ADDRESS 6100 Red Hook Quarters B3 St. Thomas USV1 00802 PERIOD OF TAX EXEMPTION Five Years NAMES AND ADDRESSES OF ALL PERSONS (ENTITIES) OWNING FIVE (5) OR MORE PERCENT OF THE [REDACTED] OR EQUITABLE OWNERSHIP: | -------------------- | --------------------------------------------------- | ----------- | ------------------------------------- | | Jeffrey E. Epstein | 6100 Red Hook Qt. B3
St. Thomas, VI [REDACTED] | 100 | | Note: This report must also include the names and addresses of all legal or equitable owners of such benefited business who have or will claim benefits under this chapter as bona fide residents of the Virgin Islands, pursuant to Act No. 6748. DATED 4/30/10 **PORT OF STOCKHOLDER: ENTERED ON 10 JUN 2011 Pursuant to Title 29, Chapter 12, Section 716 (a) of the Virgin Islands Code, requiring the filing stockholders, the following statement is filed the Office of the Lieutenant Governor. | Sole Proprietor/Partnership | Domestic Limited Partnership | | ---------------------------------------------------------------- | ----------------------------------------------------------------- | | Foreign Limited Partnership | Domestic Limited Liability Partnership | | Foreign Limited Liability Partnership | Domestic Corporation | | Exempt Corporation | Foreign Corporation | | Domestic Limited Liability Company | Foreign Limited Liability Company | MAILING ADDRESS 6100 Red Hook Quarts - B3 St. Thomas USV1 00082 PERIOD OF TAX EXEMPTION Five Years NAMES AND ADDRESSES OF ALL PERSONS (ENTITIES) OWNING FIVE (5) OR MORE PERCENT OF THE [REDACTED] OR EQUITABLE OWNERSHIP: | ---------------------- | ------------------------------------------- | ----------- | ------------------------------------- | | Jeff Frey E. Epstein | 6100 Red Hook Qt. B3 St. Thomas, VI 00082 | 100 % | | Note: This report must also include the names and addresses of all legal or equitable owners of such benefited business who have or will claim benefits under this chapter as bona fide residents of the Virgin Islands, pursuant to Act No. 6748. DATED 6/30/11 VERIFIED Jeanne Denna President or Vice President REPORT OF CORPORATION FRANCHISE TAX DUE PURSUANT TO TITLE 13, SECTION 531, VIRGIN ISLANDS CODE DIVISION OF CORPORATION AND TRADE TEL: (340) 776-8315 FAX: (340) (THIS REPORT IS DUE ON OR BEFORE JUNE 30{sup}`TH` OF EACH YEAR) Date of Report: June 30, 2008 Date of Last Report: June 30, 2007 This Report is for the Period Ended June 30{sup}`th`, 2{sup}`nd` (a) Address: 6100 Red Hook Otr. B3, St. Thomas, USVI 00802 2.) AMOUNT OF CAPITAL: [REDACTED] AUTHORIZED: - (a) When last report filed ..... \$ 1000 shares of common [REDACTED] no par vs. (b) On date of this report ..... \$ 1000 shares of common stock no par vs. 3.) AMOUNT OF PAID-IN CAPITAL: [REDACTED] USED IN CONDUCTING BUSINESS: - (a) As shown on last report filed ..... \$ 764,808 ..... (b) Additional capital paid in since last report ..... \$ ..... (c) Sum of (a) and (b) ..... \$ ..... (d) Paid-in Capital withdrawn since last report ..... \$ 764,808 ..... (e) Paid-in Capital Stock at date of this report ..... (f) HIGHEST TOTAL PAID-IN CAPITAL STOCK DURING REPORTING PERIOD - (a) At rate of \$1.50 per M (fractions of a thousand disregarded) on highest total paid-in capital [REDACTED] as reported on Line 3(f) above \$ 1,147.21 ..... (b) TAX DUE: (Above figure, or \$150 whichever is greater) \$ ..... \$ 1,147.21 - (a) 10% penalty for failure to pay by June 30{sup}`th` ..... \$ ..... 0 ..... (b) 1% interest for each month or part thereof by which payment is delayed beyond June 30{sup}`th` ..... \$ ..... 0 ..... (c) Total Penalty And Interest: \$ ..... 0 6.) TOTAL DUE AND FORWARDED HEREWITH (Sum of (4) (b) [REDACTED] (5) (c)) (Attach check payable to The Lieutenant Governor.) \$ 1,147.21 Rev. 0279 December 31, 2007 | CASH AND CASH EQUIVALENTS | \$ | 4,732,504 | | --------------------------- | ---- | -------------------- | | INVESTMENTS | | 278,443,231 | | INVESTMENT IN SUBSIDIARY | | 133,396,223 | | FIXED ASSETS | | 337,839 | | OTHER ASSETS | | 59,671,409 | | TOTAL ASSETS | | 476,580,206 | | ACCOUNTS PAYABLE | \$ | 79 | | TOTAL LIABILITIES | | 79 | Common [REDACTED] and paid in capital Retained earnings TOTAL LIABILITIES AND STOCKHOLDER'S EQUITY | | | 764,808 | | -- | -- | -------------------- | | | | 475,815,319 | | | | 476,580,127 | | | | 476,580,206 | Year ended December 31, 2007 | Fee income | \$ | 3,965,864 | | ------------------------------------- | ---- | -------------------- | | Investment income | | 47,053,611 | | Total revenues | | 51,019,475 | | Investment expenses | | 233,615 | | General and administrative expenses | | 1,452,706 | | Total expenses | | 1,666,321 | | NET INCOME | | 49,333,154 | | BEGINNING RETAINED EARNINGS | | 475,211,165 | | Less: DISTRIBUTIONS | | 48,729,000 | | ENDING RETAINED EARNINGS | \$ | 475,815,319 | As of December 31, 2009 | CASH AND CASH EQUIVALENTS | \$ | 134,328,728 | | --------------------------------------------- | ---- | -------------------- | | ACCOUNTS RECEIVABLE | | 55,417 | | RELATED INVESTMENTS | | 53,631,852 | | INVESTMENT IN SUBSIDIARY | | 131,432,881 | | PROPERTY AND EQUIPMENT, net of depreciation | | 289,829 | | OTHER ASSETS | | 14,495,336 | | TOTAL ASSETS | | 334,234,043 | | ACCOUNTS PAYABLE | \$ | 23,400 | | ------------------- | ---- | --------------- | | TOTAL LIABILITIES | | 23,400 | | Common [REDACTED] and paid in capital | 764,808 | | | -------------------------------------------- | -------------------- | -------------------- | | Retained earnings | 333,445,836 | | | | 33,230,644 | | | TOTAL LIABILITIES AND STOCKHOLDER'S EQUITY | \$ | 334,234,043 | For the year ended December 31, 2009 | Fee income | \$ | 100,000 | | -------------------------------------- | ---- | --------------------- | | Related investment losses | | (11,014,238) | | Other related losses | | - | | Total revenues | | (10,914,238) | | Investment expenses | | 6,752 | | General and administrative expenses | | 1,767,524 | | Total expenses | | 1,774,276 | | NET LOSS | | (12,688,515) | | RETAINED EARNINGS, beginning of year | | 363,446,350 | | Less: DISTRIBUTIONS | | 17,312,000 | | RETAINED EARNINGS, end of year | \$ | 333,445,836 | REPORT OF CORPORATION FRANCHISE TAX DUE PURSUANT TO TITLE 13, SECTION 531, VIRGIN ISLANDS CODE DIVISION OF CORPORATION AND TRADING TEL. (448) 774-8313 FAX. (448) 774- (THIS REPORT IS DUE ON OR REFERENCE JUNE 30{sup}`TH` OF EACH YEAR) [Redacted Name] Date of Report: June 22, 1999 Date of Last Report: N/A This Report is for the Period Ended June 30{sup}`th` 1. NAME OF CORPORATION: Financial Trust Company, Inc. - (a) Address: c/o Paul Hoffman, P.C., P.O. Box 870, St. Thomas, USVI (b) Date of Incorporation: November 6, 1998 00804-0870 2. AMOUNT OF CAPITAL STOCK AUTHORIZED: - (a) When last report filed ..... \$ 1,000 shares of comm stock, no par value 1. AMOUNT OF PAID-IN CAPITAL STOCK USED IN CONDUCTING BUSINESS: - (a) As shown on last report filed ..... (d) Paid-in Capital withdrawn since [Redacted] report ..... (f) HIGHEST TOTAL PAID-IN CAPITAL STOCK DURING REPORTING PERIOD 3. COMPUTATION OF TAX: - (a) At rate of \$1.50 per M (fractions of a thousand disregarded) on highest total paid-in capital stock as reported on Line 3(f) above \$.450..... (b) TAX DUE: (Above figure, or \$150 whichever is greater) \$.450..... \$.450..... PENALTY AND INTEREST FOR LATE PAYMENT: - (a) 10% penalty for failure to pay by June 30{sup}`th` ..... \$.0..... (b) 1% interest for each month or per three of by which payment is delayed beyond June 30{sup}`th` ..... \$.0..... \$.0..... TOTAL DUE AND FORWARDED HEREWITH (Sum of (4) (b) and (5) (c)) (Attach check payable to The Lieutenant Governor.) \$.450..... tified Correct Daniel Cluster 2/18 PURSUANT TO SECTIONS 371 AND 373, CHAPTER 1, TITLE 13, OF THE VIRGIN ISLANDS CODE, REQUIRING THE FILING OF ANNUAL REPORTS BY DOMESTIC AND FOREIGN CORPORATIONS, THE FOLLOWING STATEMENT IS FILED WITH THE OFFICE OF THE LIEUTENANT GOVERNOR. ADDRESS OF MAIN OFFICE ..... C/o Paul Hoffman, P.C., P.O. Box 870, St. Thomas, US 02804-01 PRINCIPAL OFFICE IN THE VIRGIN ISLANDS ..... Same RESIDENT OR ..... AGENT IN THE VI Paul Hoffman, 41-42 Kongens Gade, St. Thomas, USVI 00892 FISCAL YEAR COVERED BY LAST REPORT FILED ..... N/A FISCAL YEAR COVERED BY THIS REPORT ..... December 31, 1998 AMOUNT OF AUTHORIZED CAPITAL STOCK AT CLOSE OF FISCAL YEAR ..... 1,010. shares, ..... par value AMOUNT OF PAID-IN CAPITAL AT CLOSE OF FISCAL YEAR ..... Q. AMOUNT OF CAPITAL USED IN CONDUCTING BUSINESS WITHIN THE VIRGIN ISLANDS DURING THE FISCAL YEAR ..... Q. NAME AND ADDRESSES OF DIRECTORS AND OFFICERS OF THE COMPANY AT THE CLOSE OF FISCAL YEAR AND EXPIRATION DATES OF TERMS OF OFFICE Jeffrey E. Epstein, Director and President, P.O. Box 870, St. USVI, 00804, serves until successor elected Darren K. Indyke, Director and Secretary, ..... [REDACTED] NY NY 1( serves until successor elected Amanda J. Ellison, Director, ..... [REDACTED] Palm Beach, FL 3348C serves until successor elected DATED: 6 28 99 VERIFIED: [Signature] (President or (Vice President)) - 1. If last report filed does not cover the period immediately preceding the period covered by this report, a supplementary report on the same form must be filed, bridging the gap, if any, between the two reports. - 2. THIS REPORT IS NOT COMPLETE NOR ACCEPTABLE UNLESS ACCOMPANIED BY GENERAL BALANCE SHEET AND PROFIT AND LOSS STATEMENT FOR THE LAST FISCAL YEAR AS REQUIRED BY THE VIRGIN ISLANDS CODE. Foreign Sales Corporations that are registered with the Security and Exchange Commission must furnish evidence of such registration and [REDACTED] with the balance sheet and F & L Statements. FBC's that are not registered with the Commission are exempted from filing the General Balance Sheet and the Profit and Loss Statement. ### ANNUAL REPORT ### ON DOMESTIC OR FOREIGN CORPORATIONS (DUE ON OR BEFORE ARC 300E EACH YEAR) PURSUANT TO SECTIONS 371 AND 373, CHAPTER 1, TITLE 13, OF THE VIRGIN ISLANDS CODE, REQUIRING THE FILING OF ANNUAL REPORTS BY DOMESTIC AND FOREIGN CORPORATIONS, THE FOLLOWING STATEMENT IS FRIO WITH THE OFFICE OF THE LIEUTENANT GOVERNOR. NAME OF CORPORATION Financial TIER CUMBERS. Inc. AnoRess OF MAIN OFFICE: 6100 Red Hoak Owner. 93. a MMIUSVI {sup}`00802` PRINCIPAL OFFICE INTIM VIRGIN ISLANDS: Same RESIDENT OR AUTHORIZED AGENT IN THE. VI: ts 5r SI ME VI {sup}`001102` COUNTRY OR STATE IN WHICH INCORPORATED: United States Virein blinds FISCAL YEAR COVERED BY LAST REPORT BLED: December 31. {sup}`200` • 1 FISCAL YEAR COVERED BY THIS REPORT: December 31.2007 . AMOUNT OF AUTHORIZED CAPITAL STOCK AT CLOSE OF FISCAL YEAR: AMOUNT OP PA (GIN CAPITAL AT CLOSE OF FISCAL YEAR: 764.808 AMOUNT OP CAPITAL USED IN CONDUCTING BUSINESS WITHIN THE VIRGIN ISLANDS DURING TiE FISCAL YEAR: 764.808 NAME AND ADDRESSES OP DIRECTORS AND OFFICERS OF THE COMPANY AT THE CLOSE OF FISCAL YEAR AND EXPIRATION DATES OF TERMS OF OFFICE Daren\_Indvke. Director/Preskimi. 6100 Red Hook Ouarter. 53siatimaL\_VI 008021141LicaetsLinss lie de I FDLIAIDISOK/ViCe PreSrOcnI/SCCitZt VI I. Serves until succsfsqsjey NIHENITT PITHIICDTMCV2Ln. Mig&aStaS§..EW.SkaCIS&IfleC DATED June 27.2008 yERIIIED (PRESCIENT 00 VICE, HEBIDENT) ASUPER On ASST. rrinsuFER: - {sup}`I`nRe upco IPe4 u.., nu co.\*, thepenal rwecusWy prweIng ms prod cowed by mis MOOtt stopaerientare moon ee me same Joan must De imp. trop."; ou pop. e any IMILMLIF the 11.4 'clot% - 2. TICS REPORT IS NOT COMPLETE NOR ACCEPTABLE UNLESS ACCOMPANIED BY GENERAL BALANCE SHEET AMR PRORT AM LOSS STATEMENT FOR THE LAST FISCAL YEAR AS REQUIRED BY THE VIRGIN ISLANDS CODE FINANCIAL STATEMENTS SHOULD BE STONED BY AN INDEPENDENT PUBLIC ACCOUNTANT. December 31, 2002 LEGAL OFFICE DEC 31 2002 | CASH | \$ | 106,092,128 | | -------------------------------------------- | ---- | ---------------------------------------- | | INVESTMENTS | | 280,140,608 | | FIXED ASSETS | | 389,697 | | OTHER ASSETS | | 95,096 | | TOTAL ASSETS | \$ | 386,707,529 | | ACCOUNTS PAYABLE | \$ | 5,328 | | OTHER LIABILITIES | | 55,070,514
55,075,842 | | Common [REDACTED] and paid in capital | | 55,297,888 | | Retained earnings | | 276,333,799 | | | | 331,631,687 | | TOTAL LIABILITIES AND STOCKHOLDER'S EQUITY | \$ | 386,707,529 | Year ended December 31, 2002 | Investment income | \$ | 44,720,327 | | ------------------------------------- | ---- | -------------------- | | Fee income | | 77,680,429 | | Total revenues | | 122,400,756 | | General and administrative expenses | | 1,842,476 | | Investment expenses | | 2,366,736 | | Total expenses | | 4,209,212 | | NET INCOME | | 118,191,544 | | BEGINNING RETAINED EARNINGS | | 158,142,255 | | ENDING RETAINED EARNINGS | \$ | 276,333,799 |