# EXHIBIT 125 FILED UNDER SEAL
# Document Produced in Native Format
|  | A |  | B | C | D |  | E | F |
| --- | -------- | ----------------- | -------- | --------------------------------------- | -------------- | -------- | --------- | --------------------------------------------- |
| 1 | Item # |  | Client | Reason | Date |  | Outcome | Additional Comments |
|  | I |  |  |  |  | 1= |  |  |
|  | 2 | Jeffrey Epstein |  | Several newspaper articles were found |  |  |  |  |
|  |  |  |  |  | 10.'17.'2006 | Retain |  | After internal discussions with Jes Staley. |
|  |  |  |  |  |  |  |  | and Mary , it was decided that we will |

| 1 7 | A B C D E F Item # Client R-. D Outcome Additional Comments 5 |
| ----- | --------------------------------------------------------------- |
| 8 | 6 |
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| Item # | Client | Reason | Date | Outcome | Additional Comments |
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| Item # | Client | Reason | Date | Outcome | Additional Comments |
| -------- | ------------ | ------------ | ------------ | ------------ | --------------------- |
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| Item # | Client | Reason | Date | Outcome | Additional Comments |
| -------- | -------- | -------- | ------ | --------- | --------------------- |

| Item # | Client | Reason | Date | Outcome | Additional Comments |
| -------- | -------- | -------- | ------ | --------- | --------------------- |

| Item # | Client | Reason | Date | Outcome | Additional Comments |
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| --- | -------- | -------- | -------- | ------ | --------- | --------------------- |
| 1 | Item # | Client | Reason | Date | Outcome | Additional Comments |
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| ---- | -------- | -------- | -------- | ------ | --------- | --------------------- |
| 1 | Item # | Client | Reason | Date | Outcome | Additional Comments |
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| ---- | -------- | -------- | -------- | ------ | --------- | --------------------- |
| 1 | Item # | Client | Reason | Date | Outcome | Additional Comments |
| 14 | █ | █ | █ | █ | █ |  |
| 15 | █ | █ | █ | █ | █ | █ |
| 16 | █ | █ | █ | █ | █ |  |
| 17 | █ | █ | █ | █ | █ | █ |
| 18 | █ | █ | █ | █ | █ | █ |

| A |  | B | C |  | D | E | F |
| ------ | ------------------ | -------- | --- | ------ | ----------- | ------------------------------------------- | --- |
| It # |  | Client |  |  |  |  |  |
| 21 | Jeff rey Epstein |  |  | in.. |  |  |  |
|  |  |  |  |  | 7/15/2008 | Catherine will go back to JES to tell him |  |

| --- | --- | --- | --- | --- | --- | --- |
| 1 | █ | █ | █ | █ | █ | █ |

| 1 35 36 | A 6 C D E It # Client son tcome |
| --------- | --------------------------------- |
| 37 | 34 |
| 38 | 35 |
| 39 | 36 |
| 40 | 37 |
| 41 | 38 |
| 42 | 39 |

| A | B | C | 0 | E | F | G | H | I |
| -------- | ----------------- | -------- | ------ | --------- | --------------------- | ----------- | --- | ---------------------- |
| Item M | ClIent/ProsPecl | Reason | Date | Outcome | Additional Comments | Follow up |  |  |
|  |  |  |  |  |  |  | i | FRI Action, due date |

Reason | D
Date | E
Outcome | F
Additional Comments | G
Follow up
Y/N | H
Follow up
Complete
Y/N | I
F/U Action, due date |
| ---- | ------------- | ---------------------- | ------------- | ------------ | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- |
| 1 | 8 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |  | [REDACTED] |  |  |
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| 13 |  | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |  | [REDACTED] |
| 14 |  | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |  |  |  |  |

[REDACTED]

[REDACTED]

[REDACTED] M-SDNYLIT-W-00026008

|  | A | B | C | D | E | F | G | H | I |
| ----- | -------- | --------------- | -------- | ------ | --------- | ----------------- | ----------- | --- | --- |
|  | Item N | ClieraltWOWed | Reason | Date | Outcome | AddmonM Commea8 | Follow up |  |  |
|  |  |  |  |  |  |  | — II |  |  |
| :S_ | II |  |  |  |  |  |  |  |  |

Client/Prospect Category | D
Reason | E
Date | F
Outcome | G
Additional Comments | H
Follow up
Y/N | I
Follow up
Complete
Y/N | J
F/U Action, due date |
| --- | ------------- | ---------------------- | ------------------------------- | ------------- | ----------- | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- |
| 1 |  |  |  |  |  |  |  |  |  |  |
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| A | B | C | D | E | F | G | H | I | J |
| -------- | ---------------- | -------------------------- | -------- | ------ | --------- | --------------------- | ----------- | --- | --------------------- |
| Item N | ClieM/Prospect | CIlent/Prospect Category | Reason | Date | Outcome | Additional Comments | Follow up |  |  |
|  |  |  |  |  |  |  |  | i | RV Action, due date |
|  |  |  |  | IMMO |  |  | I | I |  |
|  |  |  |  |  |  |  | I | I |  |

| A | B | C | D | E | F | C | If | I |
| ------- | ---------------- | ------------------------ | -------- | ---- | ----------- | ------------------- | ---------- | ---------- |
| hem I | Cbent/Piospect | Clientnoepect Category | Reason | De | 011l031TO | Additional Cannes | Follow W |  |
|  |  |  |  |  |  |  |  | Follow W |
| ill |  |  |  |  |  |  | I |  |
| 1 |  |  |  |  |  |  | N |  |

| A | B | C | 0 | E | F | G | H | I |  | J |
| -------- | ----------------- | ------------------------- | -------- | ------ | --------- | --------------------- | ----------- | --- | ---- | ----- |
| Item N | Cllent/Prospect | ClieM/Prospect Category | Reason | Date |  |  |  |  |  |  |
|  |  |  |  |  | Outcome | Additional Comments | Follow up |  |  |  |
|  |  |  |  |  |  |  |  |  | Fi | 1 n |

Client/Prospect Category | D
Reason | E
Date | F
Outcome | G
Additional Comments | H
Follow up
Y/N | I
Follow up
Complete
Y/N | J
FU Action, due date |
| ---- | ------------- | ---------------------- | ------------------------------- | ------------- | ------------ | -------------- | -------------------------- | ----------------------- | ----------------------------------- | -------------------------- |
| 1 | 21 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |
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| 25 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |

| A |  | B | C | D |  | E |  | F | G | H I | I | J |
| -------- | --- | ----------------- | ------------------------- | -------- | --- | ------ | --- | --------- | --------------------- | ----------- | --- | ---------------------- |
| Item N |  | Client/Prospect | alent/Prospect Category | Reason |  | Date |  | Outcome | Additional comments | Follow up |  |  |
|  |  |  |  |  |  |  |  |  |  |  | y | F/U Action. due date |
|  |  |  |  |  | I |  | l |  |  |  |  |  |
| N | n |  |  |  |  |  |  |  |  |  |  |  |

| t 31 | A B C D E F G H I J Follow up Item N Ghent/Prospect Client/Prospect Category Reason Date Outcome Additional Comments Follow up YIN Complete Fi 0 0 |
| ------ | ---------------------------------------------------------------------------------------------------------------------------------------------------- |
| 32 | 30 |
| 33 | 31 |
| 34 | 32 |
| 35 | 33 |
| 36 | 34 |
| 37 | 35 |
| 38 | 36 |
| 39 | 37 |
| 40 | 38 |
| 41 | 39 |

Client/Prospect Category | D
Reason | E
Date | F
Outcome | G
Additional Comments | H
Follow up
Y/N | I
Follow up
Complete
Y/N | J
F/U Action, due date |
| --- | ------------- | ---------------------- | ------------------------------- | ------------------------------------------------------------------------------------------------------------------------------------------------------ | ------------ | --------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- | ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- | ----------------------- | ----------------------------------- | ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ |
| 1 | 1 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |
| 2 | 2 | Jeffrey Epstein | Existing Client | The Firm's AML Director (William Langford) has expressed concern over the possibility that Mr. Epstein is under investigation for human trafficking. | 1/7/2011 | Discussions to be held with William and Nina to determine how to approach the issue with Jes Staley, who is friends with Epstein. He needs to understand the potential backlash to the firm given all of the work done to root out clients involved in human trafficking. | AML Ops has conducted extensive research to root out clients involved in human trafficking. William Langford is requiring that if the business decides to proceed, then re-approval by Steve Cutler will be required. | Y | | 1/28/11 - Follow up to see if meeting with Jes has taken place and the LOB's decision for re-approval.

3/15/2011:

Paul Morris spoke with JE. The SBLC will not be renewed. |
| 3 | 3 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |  |
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| 7 | 1 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |  |
| 8 | 1 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |  |

| A | B | C | 0 | E | F | G | H | I | J |
| ------ | ---------------- | ------------------------- | -------- | ------ | --------- | ----------------------- | ----------- | ----- | --------------------- |
| Mn 1 | CientJProspect | CSeattPlospect Category | Reason | Date | Outcome | Additional COITITIPMS | Follow up |  |  |
|  |  |  |  |  |  |  |  | wit | Fat Action due date |
| ■ |  |  |  |  |  |  | I |  |  |
| ■ |  |  |  |  |  | 1 _ |  |  |  |

| A | B |  |  | E | F | C | H |  |  |
| ------- | ----------------- | ------------------------- | -------- | ------ | --------- | --------------------- | ----------- | ----- | --------------------- |
| hem # | Client/Prospect | C WIMP' aspect Category | Reason | Date | Outcome | Additional Conments | Follow up |  |  |
|  |  |  |  |  |  |  |  | YIN | FM Action, due date |

Client/Prospect Category | D
Reason | E
Date | F
Outcome | G
Additional Comments | H
Follow up
Y/N | I
Follow up
Complete
Y/N | J
F/U Action, due date |
| ---- | ------------- | ---------------------- | --------------------------------- | ------------------------- | ----------- | ----------------------------------------------------------------------------------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- |
| 1 |  |  |  |  |  |  |  |  |  |  |
| 22 |  |  |  |  |  |  |  |  |  |  |
|  | 22 | Jeffrey Epstein | Existing Client - 4th follow-up |  | 8/4/2011 | Duffy to reach out to Jes Staley and advise that we exit while things are a bit settled |  |  |  |  |
| 23 |  |  |  | Review with John Duffy. |  |  |  |  |  |  |
| 24 |  |  |  |  |  |  |  |  |  |  |
| 25 |  |  |  |  |  |  |  |  |  |  |
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| A | B | C | D | E | r | G | El | I | J |
| -------- | ----------------- | ------------------------- | -------- | ------ | --------- | --------------------- | ----------- | ---- | ----------------------- |
| Ilan a | Client/Prospect | Clarairtospect Category | Reason | bete | Outcome | Additional Comments | Follow up |  |  |
|  |  |  |  |  |  |  |  | ,, | Fill Action. due date |

| V. 36 | A B C D E F G 14 I J twin I Clent/Prospect CIlenUflospect Category Reason Date Outcome AddMona CCIllatafiall below up Follow up 1914 Complete 9/8 FN Action. due date 1 ist |
| ------- | ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------- |
| 37 | 36 |
| 38 | 3/ |
| 40 | 39 |
| dl | 40 |

Client/Prospect
Category | D
ECI | E
Reason | F
Date | G
Outcome | H
Additional Comments | I
Follow up
Y/N | J
Follow up
Complete
Y/N | K
F/U Action, due date | L
Reputational Risk Cite.
Minutes Written |
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| 1 | 1 | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] |  |  |  |  |
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| 5 |  | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | Y |  |  |  |
| 6 |  | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] |  |  |  |  |

Client/Prospect
Category | D
ECI | E
Reason | F
Date | G
Outcome | H
Additional Comments | I
Follow up
Y/N | J
Follow up
Complete
Y/N | K
F/U Action, due date | L
Reputational Risk Cite.
Minutes Written |
| --- | ------------- | ---------------------- | ---------------------------------- | ---------- | ------------- | ------------ | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- | ------------------------------------------------- |
| 1 | 6 | [REDACTED] | [REDACTED] |  | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |  |  |  |
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| 9 | [REDACTED] | [REDACTED] | [REDACTED] |  | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |  |  |  |  |

Client/Prospect
Category | D
ECI | E
Reason | F
Date | G
Outcome | H
Additional Comments | I
Follow up
Y/N | J
Follow up
Complete
Y/N | K
F/U Action, due date | L
Reputational Risk Cite.
Minutes Written |
| ---- | ------------- | ---------------------- | ---------------------------------- | ------------ | ------------- | ------------ | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- | ------------------------------------------------- |
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|  | A | B | C | D | E | F | G | H | I | J | K | L |
| -------- | --- | ----------------- | -------------------------- | ----- | -------- | ------ | --------- | --------------------- | --------------- | ------------------------ | ---------------------- | ----------------------------------------- |
| Item # |  | Client/Prospect | Client/Prospect Category | ECI | Reason | Date | Outcome | Additional Comments | Follow up Y/N | Follow up Complete Y/N | F/U Action, due date | Reputational Risk Cite. Minutes Written |
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Client/Prospect Category | D
ECI | E
Reason | F
Date | G
Outcome | H
Additional Comments | I
Follow up Y/N | J
Follow up Complete Y/N | K
F/U Action, due date | L
Reputational Risk Ctse Minutes Written |
| ---- | ------------- | ---------------------- | ------------------------------- | ------------ | ------------- | ------------ | -------------- | -------------------------- | -------------------- | ----------------------------- | --------------------------- | --------------------------------------------- |
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| 26 | 28 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |

|  | A B C 0 E F Q H I J M L km II CillowUProopect ClimallProopeol WI I Ronan DAY Outcome AddlIcail Coommais Follow up Follow up BoOutalionai Biol. Cao. Yill Comploto neeflerY VW FM *Mien. duo FN lainoloo Wilton |
| ---- | ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- |
| 27 | 27 |
| 20 | 28 |
| 29 | 29 |
| 30 | 30 |
| 31 | 31 |
| 34 | 34 |
| 35 | 35 |
| 36 | 36 |
| 37 | 37 |
| 38 | 38 |
| 20 | 2B |
| 40 | 40 |
| 41 | 41 |

Client/Prospect
Category | D
ECI | E
Reason | F
Date | G
Outcome | H
Additional Comments | I
Follow up
Y/N | J
Follow up
Complete
Y/N | K
F/U Action, due date | L
Reputational Risk Ctte.
Minutes Written |
| --- | ------------- | ---------------------- | ---------------------------------- | ---------- | ------------- | ----------- | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- | ------------------------------------------------- |
| 1 |  |  |  |  |  |  |  |  |  |  |  |  |
| 2 |  |  |  |  |  |  |  |  |  |  |  |  |
| 3 |  |  |  |  |  |  |  |  |  |  |  |  |
| 4 |  |  |  |  |  |  |  |  |  |  |  |  |
| 5 |  |  |  |  |  |  |  |  |  |  |  |  |
| 6 |  |  |  |  |  |  |  |  |  |  |  |  |
| 7 |  |  |  |  |  |  |  |  |  |  |  |  |
| 8 |  |  |  |  |  |  |  |  |  |  |  |  |

Client/Prospect
Category | D
ECI | E
Reason | F
Date | G
Outcome | H
Additional Comments | I
Follow up
Y/N | J
Follow up
Complete
Y/N | K
F/U Action, due date | L
Reputational Risk Ctte.
Minutes Written |
| ---- | ------------- | ---------------------- | ---------------------------------- | ------------ | ------------- | ------------ | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- | ------------------------------------------------- |
| 1 | 8 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |
| 9 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |
| 10 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |
| 11 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |
| 12 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |
| 13 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |

|  | A | B | C | D | E | F | G | H | I | J | K | L |
| ---- | -------- | ----------------- | -------------------------- | ----- | -------- | ------ | --------- | --------------------- | --------------- | ------------------------ | ---------------------- | ----------------------------------------- |
|  | Item # | Client/Prospect | Client/Prospect Category | ECI | Reason | Date | Outcome | Additional Comments | Follow up Y/N | Follow up Complete Y/N | F/U Action, due date | Reputational Risk Cite. Minutes Written |
| 1 |  |  |  |  |  |  |  |  |  |  |  |  |
| 14 |  |  |  |  |  |  |  |  |  |  |  |  |
| 15 |  |  |  |  |  |  |  |  |  |  |  |  |
| 16 |  |  |  |  |  |  |  |  |  |  |  |  |
| 17 |  |  |  |  |  |  |  |  |  |  |  |  |
| 18 |  |  |  |  |  |  |  |  |  |  |  |  |