# EXHIBIT 93 FILED UNDER SEAL
# Document Produced in Native Format
|  |  |  | B | C | D |  | E | F |
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| 1 | Item tt |  | Client | Reason | Date |  | Outcome | Additional Comments |
|  |  | Jeffrey Epstein |  | Several newspaper articles were found |  |  |  |  |
|  |  |  |  |  | 10.'17.'2006 | Retain |  | After internal discussions with Jes Staley. |
|  |  |  |  |  |  |  |  | and Mary , it was decided that we will |

| 1 7 | A B C D E F Item # Client D Outcome Additional Comments 5 |
| ----- | ----------------------------------------------------------- |
| 8 | 6 |
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| Item # | Client | Reason | Date | Outcome | Additional Comments |
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| Item # | Client | Reason | Date | Outcome | Additional Comments |
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| Item # | Client | Reason | Date | Outcome | Additional Comments |
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| --- | -------- | -------- | -------- | ------ | --------- | --------------------- |
| 1 | Item # | Client | Reason | Date | Outcome | Additional Comments |
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| 1 | Item # | Client | Reason | Date | Outcome | Additional Comments |
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| ---- | -------- | -------- | -------- | ------ | --------- | --------------------- |
| 1 | Item # | Client | Reason | Date | Outcome | Additional Comments |
| 14 | █ | █ | █ | █ | █ |  |
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| 16 | █ | █ | █ | █ | █ |  |
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| A |  | B | C |  | D | E |  |  | F |
| --------- | ------------------ | -------- | --- | ------- | ----------- | ------------------------------------------- | --------- | ------ | ---------------- |
| It li # |  | Client |  |  |  |  | .:. • • | • ii | • ii ii : ii • |
| 21 | Jeff rey Epstein |  |  | .,,,, |  |  |  |  |  |
|  |  |  |  |  | 7/15/2008 | Catherine will go back to JES to tell him |  |  |  |

|  | A | B | C | D | E | F |  |  |  |
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| █ | █ | █ | █ | █ | █ | █ <td style="text-align: right;">11/24/2008</td> <td>Not approved.</td> <td>█</td> | 11/24/2008 | Not approved. | █ |

| 1 35 36 | A 6 C D E It # Client son tcome |
| --------- | --------------------------------- |
| 37 | 34 |
| 38 | 35 |
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| A | B | C | o | E | F | G | H | I |
| -------- | ----------------- | -------- | ------ | --------- | --------------------- | ----------- | --- | --- |
| Item 4 | Client/Prospect | Reason | Date | Outcome | Additional Comments | Follow up |  |  |
|  |  |  |  |  |  | I | I |  |

Reason | D
Date | E
Outcome | F
Additional Comments | G
Follow up
Y/N | H
Follow up
Complete
Y/N | I
F/U Action, due date |
| ---- | ------------- | ---------------------- | ------------- | ------------ | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- |
| 1 | 8 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |  | [REDACTED] |  |  |
| 9 |  | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |  | [REDACTED] |  |  |
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| 14 |  | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |  |  |  |  |

[REDACTED]

[REDACTED]

[REDACTED] M-SDNYLIT-W-00026008

|  | A | B | C | D | E | F | G | H | I |
| ---- | -------- | ----------------- | -------- | ------ | --------- | --------------------- | ------------------ | ------------------------------ | ---------------------- |
| | Item # | Client/Prospect | Reason | Date | Outcome | Additional Comments | Follow up
Y/N | Follow up
Complete
Y/N | F/U Action, due date |
| 1 | █ | █ | █ | █ | █ | █ | █ | █ | █ |
| 15 | █ | █ | █ | █ | █ | █ | █ | █ | █ |
| 16 | █ | █ | █ | █ | █ | █ | █ | █ | █ |
| 17 | █ | █ | █ | █ | █ | █ | █ | █ | █ |

| A | B | C | D | E |  | F | G | H | I | J |
| -------- | ----------------- | ------------------------ | -------- | ------ | ---- | --------- | --------------------- | ----------- | --- | --- |
| Item N | Clienl/Prospect | Client/Proved Category | Reason | Date |  | Outcome | Additional Comments | Follow up |  |  |
| I |  |  |  |  | MI |  |  | I |  |  |
|  |  |  |  |  |  |  |  | I | a |  |
|  |  |  |  |  |  |  |  | I | a |  |
| 11- S |  |  |  |  |  |  |  |  |  |  |

Client/Prospect Category | D
Reason | E
Date | F
Outcome | G
Additional Comments | H
Follow up
Y/N | I
Follow up
Complete
Y/N | J
F/U Action, due date |
| ---- | ------------- | ---------------------- | ------------------------------- | ------------- | ----------- | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- |
| 1 |  |  |  |  |  |  |  |  |  |  |
| 9 |  |  |  |  |  |  |  |  |  |  |
| 10 |  |  |  |  |  |  |  |  |  |  |
| 11 |  |  |  |  |  |  |  |  |  |  |
| 12 |  |  |  |  |  |  |  |  |  |  |
| 13 |  |  |  |  |  |  |  |  |  |  |
| 14 |  |  |  |  |  |  |  |  |  |  |

| A | B | C | D | E | F | G | H | I |
| ------- | ----------------- | ----------------------- | -------- | ------ | --------- | ------------------ | ----------- | --- |
| Item/ | Client/Prospect | Clieutampect Category | Reason | Date | Outcome | AdMhond Camisole | Fallow up |  |
| 1 |  |  |  |  |  |  | N |  |

| A | B | C | D |  | E |  | F | G | H | I |  | J |
| -------- | ----------------- | ------------------------- | -------- | --- | --- | --- | --------- | --------------------- | ----------- | --- | ---- | ----- |
| Item N | Client/Prospect | ClienURrospect Category | Reason |  |  |  |  |  |  |  |  |  |
|  |  |  |  | — |  | B |  |  |  |  |  |  |
|  |  |  |  |  |  |  | Outcome | Additional Comments | Follow up |  |  |  |
|  |  |  |  |  |  |  |  |  |  |  | Fi | i n |

| A | B | C | 0 | -E | F | C | H | I | I | J |
| ---- | ----------------- | -------------------------- | -------- | ------ | --------- | ----------------- | ---------- | --- | --- | --- |
|  | Client/Prospect | ClIenttProepect Category | Reason | Date | Outcome | Again's' COMM*. | reliant, |  |  |  |
| 23 |  |  |  |  |  |  | I |  |  |  |
| M |  |  |  |  |  |  | I |  |  |  |

| A | B | G | D | E | F | G | H | I | J |
| -------- | ----------------- | -------------------------- | -------- | ------ | --------- | --------------------- | ----------- | --- | --------------------- |
| Rein N | Client/Prospect | Client/Prospect Category | Reason | Date | Outcome | Additional Comments | Follow OP |  |  |
|  |  |  |  |  |  |  |  | y | FA/ Action due data |
| I |  |  |  |  |  |  | N |  |  |

| I 31 | A B C D E F G H I J Follow up Outcome Additional Comments Follow UP Client/Prospect Client/Prospect Category Reason Date Item N YIN Complete DO n Fi i |
| ------ | -------------------------------------------------------------------------------------------------------------------------------------------------------- |
| 32 | 30 |
| 33 | 31 |
| 34 | 32 |
| 35 | 33 |
| 36 | 34 |
| 37 | 35 |
| 38 | 36 |
| 39 | 37 |
| 40 | 38 |
| 41 | 39 |

Client/Prospect Category | D
Reason | E
Date | F
Outcome | G
Additional Comments | H
Follow up
Y/N | I
Follow up
Complete
Y/N | J
F/U Action, due date |
| --- | ------------- | ---------------------- | ------------------------------- | ------------------------------------------------------------------------------------------------------------------------------------------------------ | ------------ | --------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- | ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- | ----------------------- | ----------------------------------- | ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ |
| 1 | 1 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |
| 2 | 2 | Jeffrey Epstein | Existing Client | The Firm's AML Director (William Langford) has expressed concern over the possibility that Mr. Epstein is under investigation for human trafficking. | 1/7/2011 | Discussions to be held with William and Nina to determine how to approach the issue with Jes Staley, who is friends with Epstein. He needs to understand the potential backlash to the firm given all of the work done to root out clients involved in human trafficking. | AML Ops has conducted extensive research to root out clients involved in human trafficking. William Langford is requiring that if the business decides to proceed, then re-approval by Steve Cutler will be required. | Y | | 1/28/11 - Follow up to see if meeting with Jes has taken place and the LOB's decision for re-approval.

3/15/2011:

Paul Morris spoke with JE. The SBLC will not be renewed. |
| 3 | 3 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |  |
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| A | B | c | D | E | F | G | H | I |  |
| --------- | --------------- | -------------------------- | ------ | ------ | ------------ | ---------------------- | ---------- | ---- | ----------------------- |
| Item al | Chentd1ospect | ClienttPlospect Category | Ream | Date | 011ICOITIO | Additional Canwnents | Follow W |  |  |
|  |  |  |  |  |  |  |  | ym | FA.I Action, due date |
| i |  |  |  |  |  |  | I |  |  |
| M |  |  |  |  |  |  | i |  |  |

Client/Prospect Category | D
Reason | E
Date | F
Outcome | G
Additional Comments | H
Follow up
Y/N | I
Follow up
Complete
Y/N | J
F/U Action, due date |
| ---- | ------------- | ---------------------- | ------------------------------- | ------------- | ----------- | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- |
| 1 |  |  |  |  |  |  |  |  |  |  |
| 17 |  |  |  |  |  |  |  |  |  |  |
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Client/Prospect Category | D
Reason | E
Date | F
Outcome | G
Additional Comments | H
Follow up
Y/N | I
Follow up
Complete
Y/N | J
F/U Action, due date |
| ---- | ------------- | ---------------------- | --------------------------------- | ------------------------- | ------------ | ------------------------------------------------------------------------------------------ | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- |
| 1 |  | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |  |  |  |
| 22 |  |  |  | [REDACTED] |  |  | [REDACTED] |  |  |  |
| 23 | 22 | Jeffrey Epstein | Existing Client - 4th follow-up | Review with John Duffy. | 8/4/2011 | Duffy to reach out to Jes Staley and advise that we exit while things are a bit settled. |  |  |  |  |
| 24 |  | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |  |  |  |  |
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|  | A | B | C | D | E | F | G | H | I | J |
| ---- | ------------ | ----------------- | -------------------------- | ------------ | ------------ | ------------ | --------------------- | --------------- | ------------------------ | ---------------------- |
| 1 | Item # | Client/Prospect | Client/Prospect Category | Reason | Date | Outcome | Additional Comments | Follow up Y/N | Follow up Complete Y/N | F/U Action, due date |
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| 1 V. 36 | A B C D E F G El I J Item e CliemUlitospect CeentiPtospe-ct Category Reason Date Outcome Additional Comments Follow up Follow up WN Conplete 994 Fill Action. due date 1 J. |
| --------- | ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------- |
| 37 | 36 |
| .121 | 3B |
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| 41 | 40 |

Client/Prospect
Category | D
ECI | E
Reason | F
Date | G
Outcome | H
Additional Comments | I
Follow up
Y/N | J
Follow up
Complete
Y/N | K
F/U Action, due date | L
Reputational Risk Cite.
Minutes Written |
| --- | ------------- | ---------------------- | ---------------------------------- | ------------ | ------------- | ------------ | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- | ------------------------------------------------- |
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| 4 |  | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] |  |  |  |  |
| 5 |  | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | Y |  |  |  |
| 6 |  | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] |  |  |  |  |

Client/Prospect
Category | D
ECI | E
Reason | F
Date | G
Outcome | H
Additional Comments | I
Follow up
Y/N | J
Follow up
Complete
Y/N | K
F/U Action, due date | L
Reputational Risk Cite.
Minutes Written |
| ---- | ------------- | ---------------------- | ---------------------------------- | ------------ | ------------- | ------------ | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- | ------------------------------------------------- |
| 1 | S | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |  |
| 10 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |
| 11 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |
| 12 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |
| 13 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |  |

Client/Prospect Category | D
ECI | E
Reason | F
Date | G
Outcome | H
Additional Comments | I
Follow up Y/N | J
Follow up Complete Y/N | K
F/U Action, due date | L
Reputational Risk Cte. Minutes Written |
| ---- | ------------- | ---------------------- | ------------------------------- | ---------- | ------------- | ----------- | -------------- | -------------------------- | -------------------- | ----------------------------- | --------------------------- | --------------------------------------------- |
| 14 |  |  |  |  |  |  |  |  |  |  |  |  |
| 15 |  |  |  |  |  |  |  |  |  |  |  |  |
| 16 |  |  |  |  |  |  |  |  |  |  |  |  |
| 17 |  |  |  |  |  |  |  |  |  |  |  |  |
| 18 |  |  |  |  |  |  |  |  |  |  |  |  |

Client/Prospect
Category | D
ECI | E
Reason | F
Date | G
Outcome | H
Additional Comments | I
Follow up
Y/N | J
Follow up
Complete
Y/N | K
F/U Action, due date | L
Reputational Risk Cite.
Minutes Written |
| ---- | ------------- | ---------------------- | ---------------------------------- | ---------- | ------------- | ------------ | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- | ------------------------------------------------- |
| 1 | 18 | [Redacted] | [Redacted] |  | [Redacted] | [Redacted] | [Redacted] | [Redacted] |  |  |  |  |
| 19 | [Redacted] | [Redacted] | [Redacted] |  | [Redacted] | [Redacted] | [Redacted] | [Redacted] |  |  |  |  |
| 20 | [Redacted] | [Redacted] | [Redacted] |  | [Redacted] | [Redacted] | [Redacted] | [Redacted] |  |  | [Redacted] |  |
| 21 | [Redacted] | [Redacted] | [Redacted] |  | [Redacted] | [Redacted] | [Redacted] | [Redacted] |  |  | [Redacted] |  |
| 22 | [Redacted] | [Redacted] | [Redacted] |  | [Redacted] | [Redacted] | [Redacted] | [Redacted] |  |  |  |  |
| 23 | [Redacted] | [Redacted] | [Redacted] |  | [Redacted] | [Redacted] | [Redacted] | [Redacted] |  |  |  |  |
| 24 | [Redacted] | [Redacted] | [Redacted] |  | [Redacted] | [Redacted] | [Redacted] | [Redacted] |  |  |  |  |
| 25 | [Redacted] | [Redacted] | [Redacted] |  | [Redacted] | [Redacted] | [Redacted] | [Redacted] |  |  |  |  |
| 26 | [Redacted] | [Redacted] | [Redacted] |  | [Redacted] | [Redacted] | [Redacted] | [Redacted] |  |  |  |  |

Client/Prospect
Category | D
ECI | E
Reason | F
Date | G
Outcome | H
Additional Comments | I
Follow up
Y/N | J
Follow up
Complete
Y/N | K
F/U Action, due date | L
Reputational Risk Ctte.
Minutes Written |
| ---- | ------------- | ---------------------- | ---------------------------------- | ---------- | ------------- | ----------- | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- | ------------------------------------------------- |
| 1 |  |  |  |  |  |  |  |  |  |  |  |  |
| 27 | 27 |  |  |  |  |  |  |  |  |  |  |  |
| 28 | 28 |  |  |  |  |  |  |  |  |  |  |  |
| 29 | 29 |  |  |  |  |  |  |  |  |  |  |  |
| 30 | 30 |  |  |  |  |  |  |  |  |  |  |  |
| 31 | 31 |  |  |  |  |  |  |  |  |  |  |  |
| 32 | 32 |  |  |  |  |  |  |  |  |  |  |  |
| 33 | 33 |  |  |  |  |  |  |  |  |  |  |  |
| 34 | 34 |  |  |  |  |  |  |  |  |  |  |  |
| 35 | 35 |  |  |  |  |  |  |  |  |  |  |  |
| 36 | 36 |  |  |  |  |  |  |  |  |  |  |  |
| 37 | 37 |  |  |  |  |  |  |  |  |  |  |  |
| 38 | 38 |  |  |  |  |  |  |  |  |  |  |  |
| 39 | 39 |  |  |  |  |  |  |  |  |  |  |  |
| 40 | 40 |  |  |  |  |  |  |  |  |  |  |  |
| 41 | 41 |  |  |  |  |  |  |  |  |  |  |  |

Client/Prospect
Category | D
ECI | E
Reason | F
Date | G
Outcome | H
Additional Comments | I
Follow up
Y/N | J
Follow up
Complete
Y/N | K
F/U Action, due date | L
Reputational Risk Ctte.
Minutes Written |
| --- | ------------- | ---------------------- | ---------------------------------- | ---------- | ------------- | ----------- | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- | ------------------------------------------------- |
| 1 |  |  |  |  |  |  |  |  |  |  |  |  |
| 2 |  |  |  |  |  |  |  |  |  |  |  |  |
| 3 |  |  |  |  |  |  |  |  |  |  |  |  |
| 4 |  |  |  |  |  |  |  |  |  |  |  |  |
| 5 |  |  |  |  |  |  |  |  |  |  |  |  |
| 6 |  |  |  |  |  |  |  |  |  |  |  |  |
| 7 |  |  |  |  |  |  |  |  |  |  |  |  |
| 8 |  |  |  |  |  |  |  |  |  |  |  |  |

Client/Prospect
Category | D
ECI | E
Reason | F
Date | G
Outcome | H
Additional Comments | I
Follow up
Y/N | J
Follow up
Complete
Y/N | K
F/U Action, due date | L
Reputational Risk Ctte.
Minutes Written |
| ---- | ------------- | ---------------------- | ---------------------------------- | ------------ | ------------- | ------------ | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- | ------------------------------------------------- |
| 1 | 8 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |
| 9 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |
| 10 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |
| 11 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |
| 12 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |
| 13 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |

|  | A | B | C | D | E | F | G | H | I | J | K | L |
| ---- | -------- | ----------------- | -------------------------- | ----- | -------- | ------ | --------- | --------------------- | --------------- | ------------------------ | ---------------------- | ----------------------------------------- |
|  | Item # | Client/Prospect | Client/Prospect Category | ECI | Reason | Date | Outcome | Additional Comments | Follow up Y/N | Follow up Complete Y/N | F/U Action, due date | Reputational Risk Ctte. Minutes Written |
| 1 |  |  |  |  |  |  |  |  |  |  |  |  |
| 14 |  |  |  |  |  |  |  |  |  |  |  |  |
| 15 |  |  |  |  |  |  |  |  |  |  |  |  |
| 16 |  |  |  |  |  |  |  |  |  |  |  |  |
| 17 |  |  |  |  |  |  |  |  |  |  |  |  |
| 18 |  |  |  |  |  |  |  |  |  |  |  |  |