# EXHIBIT 256

# Document Produced in Native Format

| **EXHIBIT** |  |
| -------------------- | -------- |
| *Langford 45* |  |
| Date: | 5/3/23 |
| MLG, CSR, RPR, CRR |  |

| Item # | Client |  |  |  |  |
| -------- | -------- | -------- | ------------------- | --------- | --------------------------------------------- |
|  |  | Reason | Date | Outcome | Additional Comments |
|  |  |  | 10/17/2006 Retain |  | After internal discussions with Jes Staley, |
|  |  |  |  |  | and Mary , it was decided that we will |

| 4 |  |  |  |  |  |
| 5 |  |  |  |  |  |
| 6 |  |  |  |  |  |
| 7 |  |  |  |  |  |
| 8 |  |  |  |  |  |
| 9 |  |  |  |  |  |
| 10 |  |  |  |  |  |
| 11 |  |  |  |  |  |
| 12 |  |  |  |  |  |
| 13 |  |  |  |  |  |
| 14 |  |  |  |  |  |
| 15 |  |  |  |  |  |
| 16 |  |  |  |  |  |
| 17 |  |  |  |  |  |
| 18 |  |  |  |  |  |
| 19 |  |  |  |  |  |
| 20 |  |  |  |  |  |
| 21 |  |  |  |  |  |
| 22 |  |  |  |  |  |
| 23 |  |  |  |  |  |
| 24 |  |  |  |  |  |
| 25 |  |  |  |  |  |

| Item # | Client | Reason | Date | Outcome | Additional Comments |
| -------- | -------- | -------- | ------ | --------- | --------------------- |
| 1 |  |  |  |  |  |
| 2 |  |  |  |  |  |
| 3 |  |  |  |  |  |
| 4 |  |  |  |  |  |
| 5 |  |  |  |  |  |
| 6 |  |  |  |  |  |
| 7 |  |  |  |  |  |
| 8 |  |  |  |  |  |
| 9 |  |  |  |  |  |
| 10 |  |  |  |  |  |
| 11 |  |  |  |  |  |
| 12 |  |  |  |  |  |

13 14 15 16

| <div> <span></span> </div> |  |
| ---------------------------- | ---- |
| 22 | 22 |
| 23 | 23 |
| 24 | 24 |
| 25 | 25 |
| 26 | 26 |

| 3

|  |  |  |  |  |
| ---------------- | -- | -- | -- | -- | -- |

| Item # | Client | Reason | Date | Outcome | Additional Comments |
| -------- | ------------ | -------- | ------ | --------- | --------------------- |
| 1 | [REDACTED] |  |  |  |  |
| 2 |  |  |  |  |  |
| 3 | [REDACTED] |  |  |  |  |
| 4 |  |  |  |  |  |

| 5 |  |
| ---- | -- |
| 6 |  |
| 7 |  |
| 8 |  |
| 9 |  |
| 10 |  |

19

| 21 | Jeffrey Epstein | Follow up meeting after news that Epstein was sentenced to 12 months in jail for solicitation of a prostitute and six months for procuring a person under the age of 18 for prostitution followed by 12 months of house arrest. | 7/15/2008 | Catherine will go back to JES to tell him we are uncomfortable with Epstein and do not want to go to Cutler for approval. |  |
| ---- | ----------------- | --------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- | ----------- | --------------------------------------------------------------------------------------------------------------------------- | -- |
| 22 |  |  |  |  |  |
| 23 |  |  |  |  |  |
| 24 |  |  |  |  |  |
| 25 |  |  |  |  |  |
| 26 |  |  |  |  |  |

| 27 | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> |
| ---- | ----------------------------------- | ----------------------------------- | ----------------------------------- | ----------------------------------- | ----------------------------------- |
| 28 | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> |
| 28 | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> |
| 29 | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> |
| 30 | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> |
| 31 | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> |
| 32 | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> |
| 33 | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> |
| 34 | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> |
| 35 | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> |
| 36 | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> |
| 37 | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> |
| 38 | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> |

| <span> </span> | <span> </span> 39 <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| ---------------- | ---------------------------------- | ---------------- | ---------------- | ---------------- | ---------------- |
| <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |

| Item # | Client/Prospect | Reason | Date | Outcome | Additional Comments | Follow up Y/N | Follow up Complete Y/N | F/U Action, due date |
| -------- | ----------------- | -------- | ------ | --------- | --------------------- | --------------- | ------------------------ | ---------------------- |
| 1 |  |  |  |  |  |  |  |  |
| 2 |  |  |  |  |  |  |  |  |
| 3 |  |  |  |  |  |  |  |  |
| 4 |  |  |  |  |  |  |  |  |
| 5 |  |  |  |  |  |  |  |  |
| 6 |  |  |  |  |  |  |  |  |

7 8 9 10





| Item # | Client/Prospect | Client/Prospect Category | Reason | Date | Outcome | Additional Comments | Follow up Y/N | Follow up Complete Y/N | F/U Action, due date |
| -------- | ----------------- | -------------------------- | -------- | ------ | --------- | --------------------- | --------------- | ------------------------ | ---------------------- |
| 1 |  |  |  |  |  |  |  |  |  |
| 2 |  |  |  |  |  |  |  |  |  |
| 3 |  |  |  |  |  |  |  |  |  |
| 4 |  |  |  |  |  |  |  |  |  |
| 5 |  |  |  |  |  |  |  |  |  |
| 6 |  |  |  |  |  |  |  |  |  |

9

10

23

24

| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| ------------------------------------------------------- | ------------------------------------------------------- | ------------------------------------------------------- | ------------------------------------------------------- | ------------------------------------------------------- | ------------------------------------------------------- |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> |
| <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span> </span> | <div><span> </span></div> <div>2</div> <span></span> |  |  |  |

| <div>30</div> |  |  |  |  |  |
| ---------------- | ---------------- | ---------------- | ---------------- | ---------------- | ---------------- |
| <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| 30 | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| 31 | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| 32 | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| 33 | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| 34 | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| 35 | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| 36 | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| 37 | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| 38 | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| 39 | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |

| Client/Prospect | Client/Prospect Category | Reason | Date | Outcome | Additional Comments | Follow up |
| ----------------- | -------------------------- | ------------------------- | ---------- | ----------------------------- | ------------------------------ | ----------- |
| Jeffrey Epstein | Existing Client | The Firm's AML Director |  |  |  |  |
|  |  |  | 1/7/2011 | Discussions to be held with |  |  |
|  |  |  |  | Epstein He needs to |  |  |
|  |  |  |  |  | trafficking William Langford |  |

| 7 |  |  |  |  |  |
| 8 |  |  |  |  |  |
| 9 |  |  |  |  |  |
| 10 |  |  |  |  |  |
| 11 |  |  |  |  |  |
| 12 |  |  |  |  |  |
| 13 |  |  |  |  |  |
| 14 |  |  |  |  |  |
| 15 |  |  |  |  |  |

| 16 | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> |
| ---- | ----------------------------------- | ----------------------------------- | ----------------------------------- |
| 17 | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> |
| 18 | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> |
| 19 | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> |
| 20 | <p><span><span></span></span></p> | <p><span><span></span></span></p> | <p><span><span></span></span></p> |

| 21 |  |  |  |  |  |  |  |  |
| ---- | ----------------- | --------------------------------- | ------------------------- | ---------- | ------------------------------------------------------------------------------------------ | -- | -- | -- |
| 22 | Jeffrey Epstein | Existing Client - 4th follow-up |  | 8/4/2011 | Duffy to reach out to Jes Staley and advise that we exit while things are a bit settled. |  |  |  |
| 23 |  |  | Review with John Duffy. |  |  |  |  |  |
| 24 |  |  |  |  |  |  |  |  |
| 25 |  |  |  |  |  |  |  |  |
| 26 |  |  |  |  |  |  |  |  |
| 27 |  |  |  |  |  |  |  |  |

| <span> </span> | <span> </span> 28 <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| ---------------- | ---------------------------------- | ---------------- | ---------------- | ---------------- | ---------------- |
| <span> </span> | <span> </span> 29 <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| <span> </span> | <span> </span> 30 <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| <span> </span> | <span> </span> 31 <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| <span> </span> | <span> </span> 32 <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |

| 33 |  |  |  |  |  |  |  |
| ---- | -- | -- | -- | -- | -- | -- | -- |
| 34 |  |  |  |  |  |  |  |
| 35 |  |  |  |  |  |  |  |
| 36 |  |  |  |  |  |  |  |
| 37 |  |  |  |  |  |  |  |
| 38 |  |  |  |  |  |  |  |
| 39 |  |  |  |  |  |  |  |
| 40 |  |  |  |  |  |  |  |

| Item # | Client/Prospect | Client/Prospect Category | ECI | Reason | Date | Outcome | Additional Comments | Follow up Y/N | Follow up Complete Y/N | F/U Action, due date | Reputational Risk Ctte. Minutes Written |
| -------- | ----------------- | -------------------------- | ----- | -------- | ------ | --------- | --------------------- | --------------- | ------------------------ | ---------------------- | ----------------------------------------- |
| 1 |  |  |  |  |  |  |  |  |  |  |  |
| 2 |  |  |  |  |  |  |  |  |  |  |  |
| 3 |  |  |  |  |  |  |  |  |  |  |  |
| 4 |  |  |  |  |  |  |  |  |  |  |  |

| 5 |  |  |  |  |  |
| --- | -- | -- | -- | -- | -- |
| 6 |  |  |  |  |  |
| 7 |  |  |  |  |  |

| <span> </span> | <span> </span> p <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| ---------------- | --------------------------------- | ---------------- | ---------------- | ---------------- | ---------------- |
| <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |
| <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> | <span> </span> |

to

11

12

| 14 |  |  |
| ---- | -- | -- |
| 15 |  |  |
| 16 |  |  |
| 17 |  |  |

| 18 |  |  |
| ---- | -- | -- |
| 19 |  |  |
| 20 |  |  |
| 21 |  |  |

| 22 |  |  |  |  |  |
| 23 |  |  |  |  |  |
| 24 |  |  |  |  |  |
| 26 |  |  |  |  |  |
| 27 |  |  |  |  |  |
| 28 |  |  |  |  |  |
| 29 |  |  |  |  |  |
| 30 |  |  |  |  |  |
| 31 |  |  |  |  |  |
| 32 |  |  |  |  |  |
| 33 |  |  |  |  |  |
| 34 |  |  |  |  |  |
| 35 |  |  |  |  |  |
| 36 |  |  |  |  |  |
| 37 |  |  |  |  |  |
| 38 |  |  |  |  |  |
| 39 |  |  |  |  |  |
| 40 |  |  |  |  |  |
| 41 |  |  |  |  |  |

| Item # | Client/Prospect | Client/Prospect Category | ECI | Reason | Date | Outcome | Additional Comments | Follow up Y/N | Follow up Complete Y/N | FIU Action, due date | Reputational Risk Cite, Houses Worries |
| -------- | ----------------- | -------------------------- | ----- | -------- | ------ | --------- | --------------------- | --------------- | ------------------------ | ---------------------- | ---------------------------------------- |
| 1 | [REDACTED] |  |  |  |  |  |  |  |  |  |  |
| 2 | [REDACTED] |  |  |  |  |  |  |  |  |  |  |
| 3 | [REDACTED] |  |  |  |  |  |  |  |  |  |  |
| 4 | [REDACTED] |  |  |  |  |  |  |  |  |  |  |
| 5 | [REDACTED] |  |  |  |  |  |  |  |  |  |  |
| 6 | [REDACTED] |  |  |  |  |  |  |  |  |  |  |
| 7 | [REDACTED] |  |  |  |  |  |  |  |  |  |  |

a

10

12

I>

| 14 |  |
| ----------------------------------- | -- |
| <p><span><span></span></span></p> |  |
| 15 |  |
| <p><span><span></span></span></p> |  |
| 16 |  |